28th Apr 2022 12:23
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 27 April 2022 | |||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||||||||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,246,648 | 0.21% | 810,445 | 0.14% |
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(2) | Cash-settled derivatives: |
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335,822 | 0.06% | 1,884,792 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,582,470 | 0.27% | 2,695,237 | 0.46% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 22 | 25.3100 USD | ||||
USD 0.01 common | Purchase | 58 | 25.5850 USD | ||||
USD 0.01 common | Purchase | 72 | 25.5787 USD | ||||
USD 0.01 common | Purchase | 100 | 25.7900 USD | ||||
USD 0.01 common | Purchase | 100 | 25.5150 USD | ||||
USD 0.01 common | Purchase | 101 | 25.5200 USD | ||||
USD 0.01 common | Purchase | 111 | 25.5676 USD | ||||
USD 0.01 common | Purchase | 127 | 25.5638 USD | ||||
USD 0.01 common | Purchase | 179 | 25.5424 USD | ||||
USD 0.01 common | Purchase | 200 | 25.5275 USD | ||||
USD 0.01 common | Purchase | 300 | 25.5100 USD | ||||
USD 0.01 common | Purchase | 402 | 25.5900 USD | ||||
USD 0.01 common | Purchase | 424 | 25.5882 USD | ||||
USD 0.01 common | Purchase | 1,230 | 25.5000 USD | ||||
USD 0.01 common | Purchase | 1,399 | 25.5522 USD | ||||
USD 0.01 common | Purchase | 1,939 | 25.5938 USD | ||||
USD 0.01 common | Purchase | 2,134 | 25.5357 USD | ||||
USD 0.01 common | Purchase | 2,156 | 25.5271 USD | ||||
USD 0.01 common | Purchase | 3,351 | 25.5208 USD | ||||
USD 0.01 common | Purchase | 4,329 | 25.5527 USD | ||||
USD 0.01 common | Purchase | 6,070 | 25.5705 USD | ||||
USD 0.01 common | Purchase | 8,305 | 25.5490 USD | ||||
USD 0.01 common | Purchase | 14,368 | 25.5304 USD | ||||
USD 0.01 common | Purchase | 50,218 | 25.5300 USD | ||||
USD 0.01 common | Purchase | 52,777 | 25.5051 USD | ||||
USD 0.01 common | Purchase | 79,634 | 25.5731 USD | ||||
USD 0.01 common | Sale | 7 | 25.5800 USD | ||||
USD 0.01 common | Sale | 9 | 25.5222 USD | ||||
USD 0.01 common | Sale | 12 | 25.4983 USD | ||||
USD 0.01 common | Sale | 15 | 25.5553 USD | ||||
USD 0.01 common | Sale | 16 | 25.5306 USD | ||||
USD 0.01 common | Sale | 19 | 25.5473 USD | ||||
USD 0.01 common | Sale | 20 | 25.5520 USD | ||||
USD 0.01 common | Sale | 21 | 25.5614 USD | ||||
USD 0.01 common | Sale | 21 | 25.5342 USD | ||||
USD 0.01 common | Sale | 22 | 25.5781 USD | ||||
USD 0.01 common | Sale | 23 | 25.5113 USD | ||||
USD 0.01 common | Sale | 23 | 25.5613 USD | ||||
USD 0.01 common | Sale | 25 | 25.5412 USD | ||||
USD 0.01 common | Sale | 29 | 25.5200 USD | ||||
USD 0.01 common | Sale | 31 | 25.5432 USD | ||||
USD 0.01 common | Sale | 34 | 25.5352 USD | ||||
USD 0.01 common | Sale | 36 | 25.5572 USD | ||||
USD 0.01 common | Sale | 38 | 25.5676 USD | ||||
USD 0.01 common | Sale | 39 | 25.5416 USD | ||||
USD 0.01 common | Sale | 39 | 25.5400 USD | ||||
USD 0.01 common | Sale | 52 | 25.5498 USD | ||||
USD 0.01 common | Sale | 55 | 25.5454 USD | ||||
USD 0.01 common | Sale | 57 | 25.5591 USD | ||||
USD 0.01 common | Sale | 58 | 25.5850 USD | ||||
USD 0.01 common | Sale | 65 | 25.5540 USD | ||||
USD 0.01 common | Sale | 65 | 25.5610 USD | ||||
USD 0.01 common | Sale | 83 | 25.5650 USD | ||||
USD 0.01 common | Sale | 87 | 25.5390 USD | ||||
USD 0.01 common | Sale | 91 | 25.5385 USD | ||||
USD 0.01 common | Sale | 117 | 25.5427 USD | ||||
USD 0.01 common | Sale | 182 | 25.5500 USD | ||||
USD 0.01 common | Sale | 200 | 25.5700 USD | ||||
USD 0.01 common | Sale | 228 | 25.5854 USD | ||||
USD 0.01 common | Sale | 231 | 25.5656 USD | ||||
USD 0.01 common | Sale | 314 | 25.5388 USD | ||||
USD 0.01 common | Sale | 381 | 25.5504 USD | ||||
USD 0.01 common | Sale | 400 | 25.5900 USD | ||||
USD 0.01 common | Sale | 1,000 | 25.5565 USD | ||||
USD 0.01 common | Sale | 1,013 | 25.5600 USD | ||||
USD 0.01 common | Sale | 1,146 | 25.5334 USD | ||||
USD 0.01 common | Sale | 1,406 | 25.5456 USD | ||||
USD 0.01 common | Sale | 1,518 | 25.5497 USD | ||||
USD 0.01 common | Sale | 2,504 | 25.5593 USD | ||||
USD 0.01 common | Sale | 2,567 | 25.5869 USD | ||||
USD 0.01 common | Sale | 2,723 | 25.5521 USD | ||||
USD 0.01 common | Sale | 2,800 | 25.5421 USD | ||||
USD 0.01 common | Sale | 2,893 | 25.5425 USD | ||||
USD 0.01 common | Sale | 3,423 | 25.5389 USD | ||||
USD 0.01 common | Sale | 3,805 | 25.5930 USD | ||||
USD 0.01 common | Sale | 3,880 | 25.5663 USD | ||||
USD 0.01 common | Sale | 4,435 | 25.5769 USD | ||||
USD 0.01 common | Sale | 5,557 | 25.5448 USD | ||||
USD 0.01 common | Sale | 7,832 | 25.5193 USD | ||||
USD 0.01 common | Sale | 8,305 | 25.5490 USD | ||||
USD 0.01 common | Sale | 17,119 | 25.5727 USD | ||||
USD 0.01 common | Sale | 19,425 | 25.5732 USD | ||||
USD 0.01 common | Sale | 29,469 | 25.5750 USD | ||||
USD 0.01 common | Sale | 53,497 | 25.5070 USD | ||||
USD 0.01 common | Sale | 57,440 | 25.5300 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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