20th Jul 2022 11:41
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||
(b) | Owner or controller of interest and short | ||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||
relevant securities this form relates: | |||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||
offeror/offeree: | |||||||||||||
(e) | Date position held/dealing undertaken: | 19 July 2022 | |||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common | ||||||||||||
Interests | Short Positions | ||||||||||||
Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||
and/or controlled: | 1,278,536 | 0.22% | 1,374,145 | 0.24% | |||||||||
(2) | Cash-settled derivatives: | ||||||||||||
1,683,092 | 0.29% | 3,757,122 | 0.66% | ||||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||
TOTAL: | 2,961,628 | 0.52% | 5,131,267 | 0.90% | |||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||||
which subscription right exists | |||||||||||||
Details, including nature of the rights | |||||||||||||
concerned and relevant percentages: | |||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 1 | 24.7100 USD | |||
USD 0.01 common | Purchase | 3 | 24.7466 USD | |||
USD 0.01 common | Purchase | 7 | 24.6742 USD | |||
USD 0.01 common | Purchase | 8 | 24.6737 USD | |||
USD 0.01 common | Purchase | 9 | 24.7050 USD | |||
USD 0.01 common | Purchase | 9 | 24.6633 USD | |||
USD 0.01 common | Purchase | 9 | 24.7083 USD | |||
USD 0.01 common | Purchase | 12 | 24.7025 USD | |||
USD 0.01 common | Purchase | 12 | 24.7125 USD | |||
USD 0.01 common | Purchase | 13 | 24.7000 USD | |||
USD 0.01 common | Purchase | 15 | 24.7133 USD | |||
USD 0.01 common | Purchase | 19 | 24.6450 USD | |||
USD 0.01 common | Purchase | 42 | 24.0500 USD | |||
USD 0.01 common | Purchase | 50 | 24.0300 USD | |||
USD 0.01 common | Purchase | 51 | 24.5266 USD | |||
USD 0.01 common | Purchase | 52 | 24.5400 USD | |||
USD 0.01 common | Purchase | 59 | 24.6972 USD | |||
USD 0.01 common | Purchase | 87 | 24.5305 USD | |||
USD 0.01 common | Purchase | 100 | 24.5700 USD | |||
USD 0.01 common | Purchase | 100 | 24.6800 USD | |||
USD 0.01 common | Purchase | 100 | 24.5950 USD | |||
USD 0.01 common | Purchase | 111 | 24.5550 USD | |||
USD 0.01 common | Purchase | 185 | 24.5405 USD | |||
USD 0.01 common | Purchase | 200 | 24.0900 USD | |||
USD 0.01 common | Purchase | 299 | 24.5617 USD | |||
USD 0.01 common | Purchase | 300 | 24.5600 USD | |||
USD 0.01 common | Purchase | 302 | 24.0594 USD | |||
USD 0.01 common | Purchase | 345 | 24.0575 USD | |||
USD 0.01 common | Purchase | 400 | 24.4600 USD | |||
USD 0.01 common | Purchase | 420 | 24.5321 USD | |||
USD 0.01 common | Purchase | 428 | 24.4714 USD | |||
USD 0.01 common | Purchase | 442 | 24.6988 USD | |||
USD 0.01 common | Purchase | 532 | 24.6759 USD | |||
USD 0.01 common | Purchase | 618 | 24.1617 USD | |||
USD 0.01 common | Purchase | 639 | 24.5254 USD | |||
USD 0.01 common | Purchase | 736 | 24.5591 USD | |||
USD 0.01 common | Purchase | 1,100 | 24.5577 USD | |||
USD 0.01 common | Purchase | 1,520 | 24.6246 USD | |||
USD 0.01 common | Purchase | 4,160 | 24.5309 USD | |||
USD 0.01 common | Purchase | 5,061 | 24.4459 USD | |||
USD 0.01 common | Purchase | 6,087 | 24.5107 USD | |||
USD 0.01 common | Purchase | 9,720 | 24.6900 USD | |||
USD 0.01 common | Purchase | 11,917 | 24.4887 USD | |||
USD 0.01 common | Purchase | 12,571 | 24.6237 USD | |||
USD 0.01 common | Purchase | 15,174 | 24.3246 USD | |||
USD 0.01 common | Purchase | 16,712 | 24.6102 USD | |||
USD 0.01 common | Purchase | 20,459 | 24.5045 USD | |||
USD 0.01 common | Purchase | 28,190 | 24.6819 USD | |||
USD 0.01 common | Purchase | 34,376 | 24.3703 USD | |||
USD 0.01 common | Purchase | 107,285 | 24.4894 USD | |||
USD 0.01 common | Purchase | 131,500 | 24.2541 USD | |||
USD 0.01 common | Sale | 1 | 24.2500 USD | |||
USD 0.01 common | Sale | 15 | 24.1140 USD | |||
USD 0.01 common | Sale | 18 | 24.0700 USD | |||
USD 0.01 common | Sale | 33 | 24.0627 USD | |||
USD 0.01 common | Sale | 42 | 24.0860 USD | |||
USD 0.01 common | Sale | 51 | 24.5266 USD | |||
USD 0.01 common | Sale | 63 | 24.6500 USD | |||
USD 0.01 common | Sale | 63 | 24.6850 USD | |||
USD 0.01 common | Sale | 63 | 24.7100 USD | |||
USD 0.01 common | Sale | 64 | 24.6600 USD | |||
USD 0.01 common | Sale | 70 | 24.5587 USD | |||
USD 0.01 common | Sale | 89 | 24.7150 USD | |||
USD 0.01 common | Sale | 100 | 24.6800 USD | |||
USD 0.01 common | Sale | 105 | 24.6342 USD | |||
USD 0.01 common | Sale | 118 | 24.4018 USD | |||
USD 0.01 common | Sale | 122 | 24.5775 USD | |||
USD 0.01 common | Sale | 126 | 24.6950 USD | |||
USD 0.01 common | Sale | 141 | 24.4901 USD | |||
USD 0.01 common | Sale | 168 | 24.5507 USD | |||
USD 0.01 common | Sale | 180 | 24.6134 USD | |||
USD 0.01 common | Sale | 203 | 24.1900 USD | |||
USD 0.01 common | Sale | 280 | 24.6875 USD | |||
USD 0.01 common | Sale | 300 | 24.5666 USD | |||
USD 0.01 common | Sale | 317 | 24.5702 USD | |||
USD 0.01 common | Sale | 342 | 24.6951 USD | |||
USD 0.01 common | Sale | 348 | 24.6350 USD | |||
USD 0.01 common | Sale | 382 | 24.6700 USD | |||
USD 0.01 common | Sale | 428 | 24.5876 USD | |||
USD 0.01 common | Sale | 436 | 24.5539 USD | |||
USD 0.01 common | Sale | 453 | 24.6104 USD | |||
USD 0.01 common | Sale | 600 | 24.2600 USD | |||
USD 0.01 common | Sale | 713 | 24.6031 USD | |||
USD 0.01 common | Sale | 1,100 | 24.2827 USD | |||
USD 0.01 common | Sale | 1,600 | 24.2575 USD | |||
USD 0.01 common | Sale | 1,722 | 24.2517 USD | |||
USD 0.01 common | Sale | 1,975 | 24.2520 USD | |||
USD 0.01 common | Sale | 2,000 | 24.5060 USD | |||
USD 0.01 common | Sale | 2,300 | 24.2550 USD | |||
USD 0.01 common | Sale | 2,760 | 24.4392 USD | |||
USD 0.01 common | Sale | 2,871 | 24.1196 USD | |||
USD 0.01 common | Sale | 3,100 | 24.6512 USD | |||
USD 0.01 common | Sale | 3,135 | 24.6810 USD | |||
USD 0.01 common | Sale | 3,483 | 24.4110 USD | |||
USD 0.01 common | Sale | 4,000 | 24.6861 USD | |||
USD 0.01 common | Sale | 4,001 | 24.4564 USD | |||
USD 0.01 common | Sale | 4,077 | 24.5300 USD | |||
USD 0.01 common | Sale | 5,920 | 24.5163 USD | |||
USD 0.01 common | Sale | 6,403 | 24.6900 USD | |||
USD 0.01 common | Sale | 6,838 | 24.5459 USD | |||
USD 0.01 common | Sale | 8,491 | 24.2534 USD | |||
USD 0.01 common | Sale | 8,800 | 24.2528 USD | |||
USD 0.01 common | Sale | 9,075 | 24.2525 USD | |||
USD 0.01 common | Sale | 9,200 | 24.3639 USD | |||
USD 0.01 common | Sale | 9,817 | 24.2538 USD | |||
USD 0.01 common | Sale | 10,231 | 24.5185 USD | |||
USD 0.01 common | Sale | 10,330 | 24.6257 USD | |||
USD 0.01 common | Sale | 11,782 | 24.2530 USD | |||
USD 0.01 common | Sale | 11,894 | 24.4985 USD | |||
USD 0.01 common | Sale | 12,743 | 24.2792 USD | |||
USD 0.01 common | Sale | 14,047 | 24.5942 USD | |||
USD 0.01 common | Sale | 15,284 | 24.2800 USD | |||
USD 0.01 common | Sale | 15,546 | 24.2537 USD | |||
USD 0.01 common | Sale | 20,891 | 24.5291 USD | |||
USD 0.01 common | Sale | 24,548 | 24.4967 USD | |||
USD 0.01 common | Sale | 33,772 | 24.6862 USD | |||
USD 0.01 common | Sale | 59,791 | 24.2548 USD | |||
USD 0.01 common | Sale | 66,066 | 24.4744 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 20 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays