16th Mar 2022 12:03
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. KEY INFORMATION | |||||||
(a) | Full name of discloser: |
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| Barclays PLC. | |||
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(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 15 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE | |||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,350,150 | 0.23% | 1,129,699 | 0.19% | ||
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(2) | Cash-settled derivatives: |
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| 543,888 | 0.09% | 3,730,776 | 0.64% | |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: |
| 1,894,038 | 0.33% | 4,860,475 | 0.83% | |
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Class of relevant security: | Convertible Bond US668771AB40 |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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| 0 | 0.00% | 0 | 0.00% | |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: |
| 11,000 | 0.00% | 0 | 0.00% | |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale |
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security |
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| securities |
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USD 0.01 common | Purchase | 21 | 29.9890 USD | ||||
USD 0.01 common | Purchase | 26 | 30.0288 USD | ||||
USD 0.01 common | Purchase | 29 | 30.0224 USD | ||||
USD 0.01 common | Purchase | 38 | 30.0767 USD | ||||
USD 0.01 common | Purchase | 54 | 29.9783 USD | ||||
USD 0.01 common | Purchase | 63 | 30.0047 USD | ||||
USD 0.01 common | Purchase | 72 | 29.9440 USD | ||||
USD 0.01 common | Purchase | 142 | 30.1493 USD | ||||
USD 0.01 common | Purchase | 170 | 29.7423 USD | ||||
USD 0.01 common | Purchase | 196 | 30.1400 USD | ||||
USD 0.01 common | Purchase | 200 | 29.9100 USD | ||||
USD 0.01 common | Purchase | 202 | 30.0200 USD | ||||
USD 0.01 common | Purchase | 268 | 30.1773 USD | ||||
USD 0.01 common | Purchase | 300 | 30.0300 USD | ||||
USD 0.01 common | Purchase | 300 | 29.7300 USD | ||||
USD 0.01 common | Purchase | 356 | 30.0884 USD | ||||
USD 0.01 common | Purchase | 400 | 30.0350 USD | ||||
USD 0.01 common | Purchase | 435 | 30.2177 USD | ||||
USD 0.01 common | Purchase | 499 | 30.1177 USD | ||||
USD 0.01 common | Purchase | 500 | 29.6920 USD | ||||
USD 0.01 common | Purchase | 524 | 30.2236 USD | ||||
USD 0.01 common | Purchase | 700 | 30.0457 USD | ||||
USD 0.01 common | Purchase | 700 | 30.1536 USD | ||||
USD 0.01 common | Purchase | 802 | 30.1244 USD | ||||
USD 0.01 common | Purchase | 805 | 30.0281 USD | ||||
USD 0.01 common | Purchase | 842 | 30.0665 USD | ||||
USD 0.01 common | Purchase | 900 | 30.1050 USD | ||||
USD 0.01 common | Purchase | 964 | 30.0603 USD | ||||
USD 0.01 common | Purchase | 977 | 30.1608 USD | ||||
USD 0.01 common | Purchase | 1,148 | 29.9785 USD | ||||
USD 0.01 common | Purchase | 1,199 | 29.9407 USD | ||||
USD 0.01 common | Purchase | 1,200 | 30.0658 USD | ||||
USD 0.01 common | Purchase | 1,631 | 29.9499 USD | ||||
USD 0.01 common | Purchase | 1,686 | 30.0800 USD | ||||
USD 0.01 common | Purchase | 1,698 | 29.1400 USD | ||||
USD 0.01 common | Purchase | 1,863 | 30.0216 USD | ||||
USD 0.01 common | Purchase | 1,866 | 30.0660 USD | ||||
USD 0.01 common | Purchase | 2,000 | 30.0817 USD | ||||
USD 0.01 common | Purchase | 2,245 | 30.0616 USD | ||||
USD 0.01 common | Purchase | 2,820 | 30.0463 USD | ||||
USD 0.01 common | Purchase | 2,871 | 30.1085 USD | ||||
USD 0.01 common | Purchase | 3,164 | 30.0428 USD | ||||
USD 0.01 common | Purchase | 3,585 | 30.0277 USD | ||||
USD 0.01 common | Purchase | 3,897 | 30.0717 USD | ||||
USD 0.01 common | Purchase | 4,654 | 30.0614 USD | ||||
USD 0.01 common | Purchase | 4,743 | 30.0461 USD | ||||
USD 0.01 common | Purchase | 5,033 | 30.0544 USD | ||||
USD 0.01 common | Purchase | 7,095 | 29.9377 USD | ||||
USD 0.01 common | Purchase | 9,107 | 29.9094 USD | ||||
USD 0.01 common | Purchase | 10,000 | 29.9633 USD | ||||
USD 0.01 common | Purchase | 16,413 | 30.0668 USD | ||||
USD 0.01 common | Purchase | 16,990 | 30.0602 USD | ||||
USD 0.01 common | Purchase | 18,656 | 30.1299 USD | ||||
USD 0.01 common | Purchase | 22,052 | 30.0487 USD | ||||
USD 0.01 common | Purchase | 43,745 | 30.1100 USD | ||||
USD 0.01 common | Purchase | 57,673 | 30.1101 USD | ||||
USD 0.01 common | Purchase | 70,595 | 29.6590 USD | ||||
USD 0.01 common | Purchase | 70,855 | 29.6568 USD | ||||
USD 0.01 common | Purchase | 108,547 | 30.0282 USD | ||||
USD 0.01 common | Purchase | 276,267 | 29.9578 USD | ||||
USD 0.01 common | Sale | 30 | 30.1300 USD | ||||
USD 0.01 common | Sale | 66 | 29.8250 USD | ||||
USD 0.01 common | Sale | 78 | 29.7100 USD | ||||
USD 0.01 common | Sale | 100 | 29.9800 USD | ||||
USD 0.01 common | Sale | 100 | 29.9350 USD | ||||
USD 0.01 common | Sale | 122 | 30.0719 USD | ||||
USD 0.01 common | Sale | 122 | 30.0206 USD | ||||
USD 0.01 common | Sale | 140 | 30.1064 USD | ||||
USD 0.01 common | Sale | 156 | 30.2045 USD | ||||
USD 0.01 common | Sale | 159 | 30.0264 USD | ||||
USD 0.01 common | Sale | 159 | 30.2160 USD | ||||
USD 0.01 common | Sale | 163 | 30.0395 USD | ||||
USD 0.01 common | Sale | 173 | 30.0905 USD | ||||
USD 0.01 common | Sale | 178 | 29.9957 USD | ||||
USD 0.01 common | Sale | 178 | 30.0779 USD | ||||
USD 0.01 common | Sale | 186 | 30.0427 USD | ||||
USD 0.01 common | Sale | 193 | 30.0219 USD | ||||
USD 0.01 common | Sale | 200 | 29.9050 USD | ||||
USD 0.01 common | Sale | 200 | 29.8850 USD | ||||
USD 0.01 common | Sale | 200 | 29.8000 USD | ||||
USD 0.01 common | Sale | 200 | 29.9750 USD | ||||
USD 0.01 common | Sale | 215 | 30.1063 USD | ||||
USD 0.01 common | Sale | 231 | 30.0247 USD | ||||
USD 0.01 common | Sale | 233 | 30.1532 USD | ||||
USD 0.01 common | Sale | 238 | 30.0879 USD | ||||
USD 0.01 common | Sale | 282 | 30.0829 USD | ||||
USD 0.01 common | Sale | 306 | 30.0554 USD | ||||
USD 0.01 common | Sale | 332 | 30.1000 USD | ||||
USD 0.01 common | Sale | 387 | 29.9519 USD | ||||
USD 0.01 common | Sale | 397 | 29.9896 USD | ||||
USD 0.01 common | Sale | 400 | 29.9700 USD | ||||
USD 0.01 common | Sale | 400 | 29.9600 USD | ||||
USD 0.01 common | Sale | 400 | 29.6975 USD | ||||
USD 0.01 common | Sale | 450 | 30.0687 USD | ||||
USD 0.01 common | Sale | 500 | 30.1510 USD | ||||
USD 0.01 common | Sale | 504 | 30.1056 USD | ||||
USD 0.01 common | Sale | 545 | 30.1267 USD | ||||
USD 0.01 common | Sale | 584 | 30.1379 USD | ||||
USD 0.01 common | Sale | 600 | 29.8041 USD | ||||
USD 0.01 common | Sale | 612 | 29.7185 USD | ||||
USD 0.01 common | Sale | 700 | 29.8757 USD | ||||
USD 0.01 common | Sale | 745 | 29.9921 USD | ||||
USD 0.01 common | Sale | 900 | 29.9661 USD | ||||
USD 0.01 common | Sale | 1,524 | 29.8872 USD | ||||
USD 0.01 common | Sale | 1,601 | 30.0203 USD | ||||
USD 0.01 common | Sale | 1,700 | 29.7032 USD | ||||
USD 0.01 common | Sale | 2,513 | 29.9596 USD | ||||
USD 0.01 common | Sale | 3,929 | 29.8921 USD | ||||
USD 0.01 common | Sale | 5,086 | 29.8359 USD | ||||
USD 0.01 common | Sale | 5,300 | 29.9657 USD | ||||
USD 0.01 common | Sale | 6,913 | 30.0565 USD | ||||
USD 0.01 common | Sale | 7,256 | 30.1490 USD | ||||
USD 0.01 common | Sale | 7,949 | 30.0912 USD | ||||
USD 0.01 common | Sale | 8,348 | 29.9811 USD | ||||
USD 0.01 common | Sale | 8,420 | 30.0996 USD | ||||
USD 0.01 common | Sale | 11,341 | 29.9112 USD | ||||
USD 0.01 common | Sale | 13,513 | 30.0812 USD | ||||
USD 0.01 common | Sale | 21,596 | 30.0550 USD | ||||
USD 0.01 common | Sale | 26,660 | 29.9712 USD | ||||
USD 0.01 common | Sale | 37,619 | 30.0664 USD | ||||
USD 0.01 common | Sale | 50,701 | 30.0627 USD | ||||
USD 0.01 common | Sale | 54,024 | 30.1094 USD | ||||
USD 0.01 common | Sale | 63,533 | 29.6489 USD | ||||
USD 0.01 common | Sale | 71,845 | 29.6651 USD | ||||
USD 0.01 common | Sale | 95,007 | 29.8403 USD | ||||
USD 0.01 common | Sale | 112,258 | 30.0161 USD | ||||
USD 0.01 common | Sale | 121,168 | 30.0244 USD | ||||
USD 0.01 common | Sale | 255,504 | 30.1100 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product |
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| Number of | Price per unit | |
security |
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| reference |
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| securities |
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings |
| Details | Price per unit (if |
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security |
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| applicable) |
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4. OTHER INFORMATION | |||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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Related Shares:
AVST.LBarclays