30th Aug 2022 13:09
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 29 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
| disclosures in respect of any other party to the offer? | AVAST PLC |
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | USD 0.01 common | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 1,332,228 | 0.23% | 1,459,589 | 0.26% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 1,666,873 | 0.29% | 6,586,106 | 1.15% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 17,100 | 0.00% | 17,100 | 0.00% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 3,016,201 | 0.53% | 8,062,795 | 1.41% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
USD 0.01 common | Purchase | 6 | 22.8550 USD | ||||
USD 0.01 common | Purchase | 29 | 22.6931 USD | ||||
USD 0.01 common | Purchase | 42 | 22.8257 USD | ||||
USD 0.01 common | Purchase | 88 | 22.6600 EUR | ||||
USD 0.01 common | Purchase | 100 | 22.5300 USD | ||||
USD 0.01 common | Purchase | 200 | 22.7600 USD | ||||
USD 0.01 common | Purchase | 384 | 22.8500 USD | ||||
USD 0.01 common | Purchase | 486 | 22.8522 USD | ||||
USD 0.01 common | Purchase | 707 | 22.8633 USD | ||||
USD 0.01 common | Purchase | 829 | 22.7901 USD | ||||
USD 0.01 common | Purchase | 915 | 22.7477 USD | ||||
USD 0.01 common | Purchase | 1,300 | 22.8700 USD | ||||
USD 0.01 common | Purchase | 1,312 | 22.8285 USD | ||||
USD 0.01 common | Purchase | 1,316 | 22.7863 USD | ||||
USD 0.01 common | Purchase | 1,506 | 22.7758 USD | ||||
USD 0.01 common | Purchase | 2,365 | 22.8018 USD | ||||
USD 0.01 common | Purchase | 2,475 | 22.8067 USD | ||||
USD 0.01 common | Purchase | 2,613 | 22.8119 USD | ||||
USD 0.01 common | Purchase | 2,974 | 22.7774 USD | ||||
USD 0.01 common | Purchase | 3,000 | 22.7500 USD | ||||
USD 0.01 common | Purchase | 3,110 | 22.7678 USD | ||||
USD 0.01 common | Purchase | 3,412 | 22.7891 USD | ||||
USD 0.01 common | Purchase | 3,480 | 22.8019 USD | ||||
USD 0.01 common | Purchase | 3,573 | 22.8314 USD | ||||
USD 0.01 common | Purchase | 3,686 | 22.7970 USD | ||||
USD 0.01 common | Purchase | 3,735 | 22.8016 USD | ||||
USD 0.01 common | Purchase | 4,002 | 22.8463 USD | ||||
USD 0.01 common | Purchase | 4,216 | 22.8048 USD | ||||
USD 0.01 common | Purchase | 11,067 | 22.8688 USD | ||||
USD 0.01 common | Purchase | 11,377 | 22.8171 USD | ||||
USD 0.01 common | Purchase | 11,946 | 22.8266 USD | ||||
USD 0.01 common | Purchase | 14,812 | 22.7846 USD | ||||
USD 0.01 common | Purchase | 15,457 | 22.8000 USD | ||||
USD 0.01 common | Purchase | 17,641 | 22.7957 USD | ||||
USD 0.01 common | Purchase | 26,316 | 22.7932 USD | ||||
USD 0.01 common | Purchase | 46,656 | 22.7920 USD | ||||
USD 0.01 common | Purchase | 154,505 | 22.7851 USD | ||||
USD 0.01 common | Sale | 2 | 22.7700 USD | ||||
USD 0.01 common | Sale | 2 | 22.8650 USD | ||||
USD 0.01 common | Sale | 3 | 22.8900 USD | ||||
USD 0.01 common | Sale | 3 | 22.8366 USD | ||||
USD 0.01 common | Sale | 3 | 22.8333 USD | ||||
USD 0.01 common | Sale | 5 | 22.8640 USD | ||||
USD 0.01 common | Sale | 6 | 22.8533 USD | ||||
USD 0.01 common | Sale | 6 | 22.8200 USD | ||||
USD 0.01 common | Sale | 9 | 22.8300 USD | ||||
USD 0.01 common | Sale | 10 | 22.7000 USD | ||||
USD 0.01 common | Sale | 11 | 22.8054 USD | ||||
USD 0.01 common | Sale | 19 | 22.8221 USD | ||||
USD 0.01 common | Sale | 23 | 22.8563 USD | ||||
USD 0.01 common | Sale | 32 | 22.8800 USD | ||||
USD 0.01 common | Sale | 32 | 22.7050 USD | ||||
USD 0.01 common | Sale | 53 | 22.7500 USD | ||||
USD 0.01 common | Sale | 68 | 22.8461 USD | ||||
USD 0.01 common | Sale | 85 | 22.8637 USD | ||||
USD 0.01 common | Sale | 88 | 22.8628 USD | ||||
USD 0.01 common | Sale | 88 | 22.6600 EUR | ||||
USD 0.01 common | Sale | 100 | 22.6800 USD | ||||
USD 0.01 common | Sale | 104 | 22.8400 USD | ||||
USD 0.01 common | Sale | 105 | 22.8577 USD | ||||
USD 0.01 common | Sale | 106 | 22.8550 USD | ||||
USD 0.01 common | Sale | 107 | 22.8516 USD | ||||
USD 0.01 common | Sale | 127 | 22.6629 USD | ||||
USD 0.01 common | Sale | 203 | 22.6054 USD | ||||
USD 0.01 common | Sale | 338 | 22.8100 USD | ||||
USD 0.01 common | Sale | 462 | 22.8071 USD | ||||
USD 0.01 common | Sale | 560 | 22.8323 USD | ||||
USD 0.01 common | Sale | 606 | 22.8663 USD | ||||
USD 0.01 common | Sale | 707 | 22.8633 USD | ||||
USD 0.01 common | Sale | 1,111 | 22.8114 USD | ||||
USD 0.01 common | Sale | 1,301 | 22.8700 USD | ||||
USD 0.01 common | Sale | 1,535 | 22.8635 USD | ||||
USD 0.01 common | Sale | 2,647 | 22.7876 USD | ||||
USD 0.01 common | Sale | 2,790 | 22.8141 USD | ||||
USD 0.01 common | Sale | 2,817 | 22.8629 USD | ||||
USD 0.01 common | Sale | 3,100 | 22.7409 USD | ||||
USD 0.01 common | Sale | 3,968 | 22.8347 USD | ||||
USD 0.01 common | Sale | 4,135 | 22.8177 USD | ||||
USD 0.01 common | Sale | 5,888 | 22.8571 USD | ||||
USD 0.01 common | Sale | 8,300 | 22.8260 USD | ||||
USD 0.01 common | Sale | 9,018 | 22.8306 USD | ||||
USD 0.01 common | Sale | 13,158 | 22.7932 USD | ||||
USD 0.01 common | Sale | 13,811 | 22.8014 USD | ||||
USD 0.01 common | Sale | 13,858 | 22.8349 USD | ||||
USD 0.01 common | Sale | 14,726 | 22.8108 USD | ||||
USD 0.01 common | Sale | 17,641 | 22.7957 USD | ||||
USD 0.01 common | Sale | 26,110 | 22.8000 USD | ||||
USD 0.01 common | Sale | 26,478 | 22.7928 USD | ||||
USD 0.01 common | Sale | 29,737 | 22.8027 USD | ||||
USD 0.01 common | Sale | 47,846 | 22.7941 USD | ||||
USD 0.01 common | Sale | 102,472 | 22.7864 USD | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 30 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||
relevant securities this from relates: | |||||||
|
|
|
|
|
|
|
|
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 0.01 common | Call Options | Written | -17,100 | 27.0000 | American | 16 Sep 2022 | |
USD 0.01 common | Put Options | Written | 17,100 | 25.0000 | American | 16 Sep 2022 | |
|
|
|
|
|
|
|
|
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
AVST.LBarclays