10th May 2022 13:49
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 09 May 2022 | |||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,284,047 | 0.22% | 1,097,094 | 0.19% |
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(2) | Cash-settled derivatives: |
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532,358 | 0.09% | 1,884,792 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,816,405 | 0.31% | 2,981,886 | 0.51% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 3 | 24.4900 USD | |||
USD 0.01 common | Purchase | 5 | 24.5650 USD | |||
USD 0.01 common | Purchase | 34 | 24.3147 USD | |||
USD 0.01 common | Purchase | 36 | 24.4850 USD | |||
USD 0.01 common | Purchase | 39 | 24.5238 USD | |||
USD 0.01 common | Purchase | 45 | 24.4880 USD | |||
USD 0.01 common | Purchase | 63 | 24.6400 USD | |||
USD 0.01 common | Purchase | 85 | 23.0500 EUR | |||
USD 0.01 common | Purchase | 100 | 24.4450 USD | |||
USD 0.01 common | Purchase | 100 | 24.3950 USD | |||
USD 0.01 common | Purchase | 126 | 24.3800 USD | |||
USD 0.01 common | Purchase | 152 | 24.5013 USD | |||
USD 0.01 common | Purchase | 200 | 24.5525 USD | |||
USD 0.01 common | Purchase | 236 | 24.5323 USD | |||
USD 0.01 common | Purchase | 346 | 24.5201 USD | |||
USD 0.01 common | Purchase | 500 | 24.2600 USD | |||
USD 0.01 common | Purchase | 654 | 24.5672 USD | |||
USD 0.01 common | Purchase | 800 | 24.4381 USD | |||
USD 0.01 common | Purchase | 827 | 24.5448 USD | |||
USD 0.01 common | Purchase | 828 | 24.5035 USD | |||
USD 0.01 common | Purchase | 890 | 24.5246 USD | |||
USD 0.01 common | Purchase | 911 | 24.5069 USD | |||
USD 0.01 common | Purchase | 981 | 24.2681 USD | |||
USD 0.01 common | Purchase | 1,034 | 24.5232 USD | |||
USD 0.01 common | Purchase | 1,300 | 24.4500 USD | |||
USD 0.01 common | Purchase | 1,460 | 24.4200 USD | |||
USD 0.01 common | Purchase | 1,486 | 24.5115 USD | |||
USD 0.01 common | Purchase | 2,443 | 24.4078 USD | |||
USD 0.01 common | Purchase | 3,079 | 24.3112 USD | |||
USD 0.01 common | Purchase | 3,436 | 24.3082 USD | |||
USD 0.01 common | Purchase | 8,744 | 24.4492 USD | |||
USD 0.01 common | Purchase | 9,918 | 24.5397 USD | |||
USD 0.01 common | Purchase | 11,688 | 24.5700 USD | |||
USD 0.01 common | Purchase | 12,000 | 24.3734 USD | |||
USD 0.01 common | Purchase | 12,063 | 24.3735 USD | |||
USD 0.01 common | Purchase | 13,802 | 24.5054 USD | |||
USD 0.01 common | Purchase | 24,987 | 24.5601 USD | |||
USD 0.01 common | Purchase | 40,650 | 24.5290 USD | |||
USD 0.01 common | Purchase | 49,029 | 24.5220 USD | |||
USD 0.01 common | Purchase | 52,332 | 24.5512 USD | |||
USD 0.01 common | Purchase | 64,522 | 24.4499 USD | |||
USD 0.01 common | Purchase | 67,347 | 24.4872 USD | |||
USD 0.01 common | Purchase | 210,217 | 24.5162 USD | |||
USD 0.01 common | Sale | 4 | 24.3300 USD | |||
USD 0.01 common | Sale | 5 | 25.0300 USD | |||
USD 0.01 common | Sale | 34 | 24.3147 USD | |||
USD 0.01 common | Sale | 50 | 24.5250 USD | |||
USD 0.01 common | Sale | 85 | 23.0500 EUR | |||
USD 0.01 common | Sale | 100 | 24.3900 USD | |||
USD 0.01 common | Sale | 111 | 24.2838 USD | |||
USD 0.01 common | Sale | 200 | 24.3750 USD | |||
USD 0.01 common | Sale | 200 | 24.4800 USD | |||
USD 0.01 common | Sale | 211 | 24.5772 USD | |||
USD 0.01 common | Sale | 263 | 24.3800 USD | |||
USD 0.01 common | Sale | 400 | 24.4762 USD | |||
USD 0.01 common | Sale | 413 | 24.3018 USD | |||
USD 0.01 common | Sale | 500 | 24.2630 USD | |||
USD 0.01 common | Sale | 500 | 24.2600 USD | |||
USD 0.01 common | Sale | 500 | 24.2980 USD | |||
USD 0.01 common | Sale | 509 | 24.2683 USD | |||
USD 0.01 common | Sale | 510 | 24.2617 USD | |||
USD 0.01 common | Sale | 800 | 24.2681 USD | |||
USD 0.01 common | Sale | 800 | 24.2918 USD | |||
USD 0.01 common | Sale | 800 | 24.2462 USD | |||
USD 0.01 common | Sale | 875 | 24.5499 USD | |||
USD 0.01 common | Sale | 1,092 | 24.2907 USD | |||
USD 0.01 common | Sale | 1,243 | 24.4278 USD | |||
USD 0.01 common | Sale | 1,300 | 24.4500 USD | |||
USD 0.01 common | Sale | 1,335 | 24.4111 USD | |||
USD 0.01 common | Sale | 1,500 | 24.2833 USD | |||
USD 0.01 common | Sale | 1,522 | 24.4832 USD | |||
USD 0.01 common | Sale | 1,573 | 24.4306 USD | |||
USD 0.01 common | Sale | 1,702 | 24.4332 USD | |||
USD 0.01 common | Sale | 1,742 | 24.4099 USD | |||
USD 0.01 common | Sale | 1,753 | 24.4683 USD | |||
USD 0.01 common | Sale | 1,782 | 24.4219 USD | |||
USD 0.01 common | Sale | 1,830 | 24.4387 USD | |||
USD 0.01 common | Sale | 2,070 | 24.4717 USD | |||
USD 0.01 common | Sale | 2,355 | 24.2748 USD | |||
USD 0.01 common | Sale | 2,396 | 24.4049 USD | |||
USD 0.01 common | Sale | 2,502 | 24.2823 USD | |||
USD 0.01 common | Sale | 2,676 | 24.4354 USD | |||
USD 0.01 common | Sale | 2,958 | 24.4087 USD | |||
USD 0.01 common | Sale | 4,125 | 24.4412 USD | |||
USD 0.01 common | Sale | 4,732 | 24.2900 USD | |||
USD 0.01 common | Sale | 5,186 | 24.5122 USD | |||
USD 0.01 common | Sale | 6,391 | 24.4730 USD | |||
USD 0.01 common | Sale | 7,805 | 24.4681 USD | |||
USD 0.01 common | Sale | 10,895 | 24.4986 USD | |||
USD 0.01 common | Sale | 12,063 | 24.3734 USD | |||
USD 0.01 common | Sale | 16,879 | 24.5679 USD | |||
USD 0.01 common | Sale | 23,212 | 24.5192 USD | |||
USD 0.01 common | Sale | 25,656 | 24.5604 USD | |||
USD 0.01 common | Sale | 25,679 | 24.4856 USD | |||
USD 0.01 common | Sale | 25,725 | 24.5043 USD | |||
USD 0.01 common | Sale | 32,160 | 24.5037 USD | |||
USD 0.01 common | Sale | 33,262 | 24.4975 USD | |||
USD 0.01 common | Sale | 37,656 | 24.5700 USD | |||
USD 0.01 common | Sale | 52,592 | 24.5420 USD | |||
USD 0.01 common | Sale | 69,758 | 24.4476 USD | |||
USD 0.01 common | Sale | 161,714 | 24.5244 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
USD 0.01 common | SWAP | Long | 16,650 | 24.5700 USD | |||
USD 0.01 common | SWAP | Long | 37,400 | 24.4309 USD |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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