2nd Mar 2022 14:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 01 March 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,384,996 | 0.24% | 745,244 | 0.13% | ||
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(2) | Cash-settled derivatives: |
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250,512 | 0.04% | 3,730,776 | 0.64% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,635,508 | 0.28% | 4,476,020 | 0.77% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 common | Purchase | 1 | 29.0400 USD | ||||
| USD 0.01 common | Purchase | 10 | 29.0000 USD | ||||
| USD 0.01 common | Purchase | 13 | 29.1400 USD | ||||
| USD 0.01 common | Purchase | 20 | 28.9300 USD | ||||
| USD 0.01 common | Purchase | 22 | 29.0600 USD | ||||
| USD 0.01 common | Purchase | 32 | 29.1200 USD | ||||
| USD 0.01 common | Purchase | 100 | 28.9250 USD | ||||
| USD 0.01 common | Purchase | 134 | 29.1514 USD | ||||
| USD 0.01 common | Purchase | 141 | 29.1620 USD | ||||
| USD 0.01 common | Purchase | 157 | 29.0950 USD | ||||
| USD 0.01 common | Purchase | 161 | 29.1238 USD | ||||
| USD 0.01 common | Purchase | 200 | 28.8875 USD | ||||
| USD 0.01 common | Purchase | 200 | 29.1725 USD | ||||
| USD 0.01 common | Purchase | 200 | 29.0750 USD | ||||
| USD 0.01 common | Purchase | 227 | 28.9552 USD | ||||
| USD 0.01 common | Purchase | 300 | 28.8650 USD | ||||
| USD 0.01 common | Purchase | 300 | 28.8583 USD | ||||
| USD 0.01 common | Purchase | 300 | 28.8500 USD | ||||
| USD 0.01 common | Purchase | 344 | 29.0923 USD | ||||
| USD 0.01 common | Purchase | 400 | 29.1000 USD | ||||
| USD 0.01 common | Purchase | 407 | 29.1490 USD | ||||
| USD 0.01 common | Purchase | 557 | 29.0985 USD | ||||
| USD 0.01 common | Purchase | 773 | 28.8667 USD | ||||
| USD 0.01 common | Purchase | 989 | 29.0299 USD | ||||
| USD 0.01 common | Purchase | 1,180 | 29.1516 USD | ||||
| USD 0.01 common | Purchase | 1,774 | 29.1416 USD | ||||
| USD 0.01 common | Purchase | 2,097 | 29.0032 USD | ||||
| USD 0.01 common | Purchase | 2,683 | 28.9610 USD | ||||
| USD 0.01 common | Purchase | 2,898 | 29.1429 USD | ||||
| USD 0.01 common | Purchase | 2,950 | 28.9805 USD | ||||
| USD 0.01 common | Purchase | 3,100 | 29.0359 USD | ||||
| USD 0.01 common | Purchase | 3,482 | 28.9320 USD | ||||
| USD 0.01 common | Purchase | 3,656 | 28.8605 USD | ||||
| USD 0.01 common | Purchase | 4,030 | 28.9547 USD | ||||
| USD 0.01 common | Purchase | 4,036 | 28.9726 USD | ||||
| USD 0.01 common | Purchase | 4,218 | 28.9077 USD | ||||
| USD 0.01 common | Purchase | 4,392 | 28.9536 USD | ||||
| USD 0.01 common | Purchase | 4,444 | 28.9768 USD | ||||
| USD 0.01 common | Purchase | 4,447 | 28.9289 USD | ||||
| USD 0.01 common | Purchase | 4,510 | 28.9395 USD | ||||
| USD 0.01 common | Purchase | 4,512 | 28.9984 USD | ||||
| USD 0.01 common | Purchase | 4,804 | 28.8599 USD | ||||
| USD 0.01 common | Purchase | 4,820 | 28.9708 USD | ||||
| USD 0.01 common | Purchase | 4,884 | 28.8717 USD | ||||
| USD 0.01 common | Purchase | 5,142 | 29.0197 USD | ||||
| USD 0.01 common | Purchase | 5,378 | 28.9655 USD | ||||
| USD 0.01 common | Purchase | 6,969 | 28.9603 USD | ||||
| USD 0.01 common | Purchase | 8,441 | 29.0300 USD | ||||
| USD 0.01 common | Purchase | 8,514 | 28.8726 USD | ||||
| USD 0.01 common | Purchase | 11,158 | 28.8600 USD | ||||
| USD 0.01 common | Purchase | 14,815 | 28.9417 USD | ||||
| USD 0.01 common | Purchase | 18,038 | 28.9408 USD | ||||
| USD 0.01 common | Purchase | 23,087 | 28.8556 USD | ||||
| USD 0.01 common | Purchase | 52,571 | 28.8960 USD | ||||
| USD 0.01 common | Purchase | 60,898 | 28.8776 USD | ||||
| USD 0.01 common | Purchase | 134,554 | 28.9697 USD | ||||
| USD 0.01 common | Sale | 5 | 28.9900 USD | ||||
| USD 0.01 common | Sale | 5 | 29.0000 USD | ||||
| USD 0.01 common | Sale | 7 | 29.1257 USD | ||||
| USD 0.01 common | Sale | 9 | 28.8533 USD | ||||
| USD 0.01 common | Sale | 10 | 28.8000 USD | ||||
| USD 0.01 common | Sale | 10 | 28.8450 USD | ||||
| USD 0.01 common | Sale | 15 | 28.8433 USD | ||||
| USD 0.01 common | Sale | 25 | 28.7740 USD | ||||
| USD 0.01 common | Sale | 30 | 28.7950 USD | ||||
| USD 0.01 common | Sale | 32 | 28.8878 USD | ||||
| USD 0.01 common | Sale | 61 | 28.8585 USD | ||||
| USD 0.01 common | Sale | 67 | 28.9468 USD | ||||
| USD 0.01 common | Sale | 75 | 28.9200 USD | ||||
| USD 0.01 common | Sale | 84 | 28.9435 USD | ||||
| USD 0.01 common | Sale | 98 | 28.8375 USD | ||||
| USD 0.01 common | Sale | 100 | 29.1600 USD | ||||
| USD 0.01 common | Sale | 110 | 28.8518 USD | ||||
| USD 0.01 common | Sale | 117 | 28.8235 USD | ||||
| USD 0.01 common | Sale | 119 | 28.8500 USD | ||||
| USD 0.01 common | Sale | 125 | 28.8296 USD | ||||
| USD 0.01 common | Sale | 141 | 29.1620 USD | ||||
| USD 0.01 common | Sale | 144 | 28.8522 USD | ||||
| USD 0.01 common | Sale | 148 | 28.8405 USD | ||||
| USD 0.01 common | Sale | 151 | 28.8862 USD | ||||
| USD 0.01 common | Sale | 155 | 28.8370 USD | ||||
| USD 0.01 common | Sale | 155 | 28.9545 USD | ||||
| USD 0.01 common | Sale | 167 | 28.8844 USD | ||||
| USD 0.01 common | Sale | 193 | 28.9022 USD | ||||
| USD 0.01 common | Sale | 200 | 29.1170 USD | ||||
| USD 0.01 common | Sale | 206 | 28.8642 USD | ||||
| USD 0.01 common | Sale | 210 | 28.8840 USD | ||||
| USD 0.01 common | Sale | 212 | 28.8015 USD | ||||
| USD 0.01 common | Sale | 213 | 28.8793 USD | ||||
| USD 0.01 common | Sale | 245 | 28.8680 USD | ||||
| USD 0.01 common | Sale | 271 | 29.0864 USD | ||||
| USD 0.01 common | Sale | 300 | 29.1450 USD | ||||
| USD 0.01 common | Sale | 327 | 29.0178 USD | ||||
| USD 0.01 common | Sale | 333 | 28.9271 USD | ||||
| USD 0.01 common | Sale | 402 | 28.9008 USD | ||||
| USD 0.01 common | Sale | 410 | 28.8389 USD | ||||
| USD 0.01 common | Sale | 414 | 28.8577 USD | ||||
| USD 0.01 common | Sale | 500 | 29.1470 USD | ||||
| USD 0.01 common | Sale | 504 | 29.1300 USD | ||||
| USD 0.01 common | Sale | 546 | 29.1673 USD | ||||
| USD 0.01 common | Sale | 557 | 29.0985 USD | ||||
| USD 0.01 common | Sale | 557 | 29.0986 USD | ||||
| USD 0.01 common | Sale | 597 | 28.8404 USD | ||||
| USD 0.01 common | Sale | 668 | 28.8430 USD | ||||
| USD 0.01 common | Sale | 704 | 28.8596 USD | ||||
| USD 0.01 common | Sale | 726 | 28.8976 USD | ||||
| USD 0.01 common | Sale | 762 | 28.8559 USD | ||||
| USD 0.01 common | Sale | 778 | 28.7909 USD | ||||
| USD 0.01 common | Sale | 1,481 | 28.9445 USD | ||||
| USD 0.01 common | Sale | 1,643 | 28.8881 USD | ||||
| USD 0.01 common | Sale | 1,745 | 28.9450 USD | ||||
| USD 0.01 common | Sale | 2,003 | 28.9672 USD | ||||
| USD 0.01 common | Sale | 2,234 | 29.1000 USD | ||||
| USD 0.01 common | Sale | 2,466 | 28.8591 USD | ||||
| USD 0.01 common | Sale | 3,020 | 29.1495 USD | ||||
| USD 0.01 common | Sale | 3,179 | 28.9533 USD | ||||
| USD 0.01 common | Sale | 4,518 | 29.0328 USD | ||||
| USD 0.01 common | Sale | 5,068 | 28.9602 USD | ||||
| USD 0.01 common | Sale | 7,508 | 28.8593 USD | ||||
| USD 0.01 common | Sale | 7,643 | 28.9133 USD | ||||
| USD 0.01 common | Sale | 8,539 | 29.0342 USD | ||||
| USD 0.01 common | Sale | 9,400 | 29.0079 USD | ||||
| USD 0.01 common | Sale | 11,891 | 28.9496 USD | ||||
| USD 0.01 common | Sale | 13,270 | 28.8692 USD | ||||
| USD 0.01 common | Sale | 13,773 | 28.9582 USD | ||||
| USD 0.01 common | Sale | 17,950 | 28.8598 USD | ||||
| USD 0.01 common | Sale | 25,001 | 28.8600 USD | ||||
| USD 0.01 common | Sale | 30,665 | 29.0391 USD | ||||
| USD 0.01 common | Sale | 75,100 | 28.9135 USD | ||||
| USD 0.01 common | Sale | 83,431 | 28.9416 USD | ||||
| USD 0.01 common | Sale | 84,141 | 28.9375 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 2 Mar 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220302005695/en/
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