12th Jul 2022 13:11
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||
(b) | Owner or controller of interest and short | ||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||
relevant securities this form relates: | |||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||
offeror/offeree: | |||||||||||||
(e) | Date position held/dealing undertaken: | 11 July 2022 | |||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common | ||||||||||||
Interests | Short Positions | ||||||||||||
Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||
and/or controlled: | 1,301,999 | 0.23% | 1,206,538 | 0.21% | |||||||||
(2) | Cash-settled derivatives: | ||||||||||||
1,785,622 | 0.31% | 3,757,122 | 0.66% | ||||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||
TOTAL: | 3,087,621 | 0.54% | 4,963,660 | 0.87% | |||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||||
which subscription right exists | |||||||||||||
Details, including nature of the rights | |||||||||||||
concerned and relevant percentages: | |||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 56 | 22.8900 USD | |||
USD 0.01 common | Purchase | 78 | 22.9250 USD | |||
USD 0.01 common | Purchase | 80 | 22.9500 USD | |||
USD 0.01 common | Purchase | 100 | 22.8650 USD | |||
USD 0.01 common | Purchase | 100 | 22.9150 USD | |||
USD 0.01 common | Purchase | 102 | 22.9600 USD | |||
USD 0.01 common | Purchase | 249 | 22.8569 USD | |||
USD 0.01 common | Purchase | 299 | 22.9059 USD | |||
USD 0.01 common | Purchase | 300 | 22.9400 USD | |||
USD 0.01 common | Purchase | 300 | 22.9100 USD | |||
USD 0.01 common | Purchase | 348 | 22.9005 USD | |||
USD 0.01 common | Purchase | 402 | 22.8950 USD | |||
USD 0.01 common | Purchase | 448 | 22.8916 USD | |||
USD 0.01 common | Purchase | 500 | 22.9090 USD | |||
USD 0.01 common | Purchase | 545 | 22.8750 USD | |||
USD 0.01 common | Purchase | 602 | 22.9132 USD | |||
USD 0.01 common | Purchase | 608 | 22.8983 USD | |||
USD 0.01 common | Purchase | 611 | 22.9092 USD | |||
USD 0.01 common | Purchase | 624 | 22.9017 USD | |||
USD 0.01 common | Purchase | 814 | 22.8865 USD | |||
USD 0.01 common | Purchase | 912 | 22.8931 USD | |||
USD 0.01 common | Purchase | 1,117 | 22.8956 USD | |||
USD 0.01 common | Purchase | 1,221 | 22.8926 USD | |||
USD 0.01 common | Purchase | 1,225 | 22.8777 USD | |||
USD 0.01 common | Purchase | 1,853 | 22.9026 USD | |||
USD 0.01 common | Purchase | 2,044 | 22.9180 USD | |||
USD 0.01 common | Purchase | 4,088 | 22.9148 USD | |||
USD 0.01 common | Purchase | 6,262 | 22.9007 USD | |||
USD 0.01 common | Purchase | 6,506 | 22.9003 USD | |||
USD 0.01 common | Purchase | 7,370 | 22.9010 USD | |||
USD 0.01 common | Purchase | 10,104 | 22.8820 USD | |||
USD 0.01 common | Purchase | 12,771 | 22.8800 USD | |||
USD 0.01 common | Purchase | 13,360 | 22.8825 USD | |||
USD 0.01 common | Purchase | 53,194 | 22.8928 USD | |||
USD 0.01 common | Purchase | 55,041 | 22.8802 USD | |||
USD 0.01 common | Purchase | 108,833 | 22.9126 USD | |||
USD 0.01 common | Purchase | 250,000 | 22.9041 USD | |||
USD 0.01 common | Sale | 29 | 22.9100 USD | |||
USD 0.01 common | Sale | 54 | 22.9250 USD | |||
USD 0.01 common | Sale | 57 | 22.8998 USD | |||
USD 0.01 common | Sale | 58 | 22.8950 USD | |||
USD 0.01 common | Sale | 88 | 22.8400 USD | |||
USD 0.01 common | Sale | 100 | 22.9700 USD | |||
USD 0.01 common | Sale | 107 | 22.9031 USD | |||
USD 0.01 common | Sale | 116 | 22.8943 USD | |||
USD 0.01 common | Sale | 116 | 22.9025 USD | |||
USD 0.01 common | Sale | 129 | 22.9300 USD | |||
USD 0.01 common | Sale | 145 | 22.9110 USD | |||
USD 0.01 common | Sale | 158 | 22.8850 USD | |||
USD 0.01 common | Sale | 227 | 22.9000 USD | |||
USD 0.01 common | Sale | 300 | 22.8066 USD | |||
USD 0.01 common | Sale | 300 | 22.9166 USD | |||
USD 0.01 common | Sale | 408 | 22.8942 USD | |||
USD 0.01 common | Sale | 480 | 22.9060 USD | |||
USD 0.01 common | Sale | 600 | 22.9533 USD | |||
USD 0.01 common | Sale | 800 | 22.9525 USD | |||
USD 0.01 common | Sale | 900 | 22.9433 USD | |||
USD 0.01 common | Sale | 927 | 22.9071 USD | |||
USD 0.01 common | Sale | 1,791 | 22.9018 USD | |||
USD 0.01 common | Sale | 1,843 | 22.9034 USD | |||
USD 0.01 common | Sale | 1,857 | 22.9154 USD | |||
USD 0.01 common | Sale | 2,049 | 22.9186 USD | |||
USD 0.01 common | Sale | 2,709 | 22.8960 USD | |||
USD 0.01 common | Sale | 3,000 | 22.8840 USD | |||
USD 0.01 common | Sale | 3,005 | 22.8845 USD | |||
USD 0.01 common | Sale | 3,136 | 22.9173 USD | |||
USD 0.01 common | Sale | 3,639 | 22.9077 USD | |||
USD 0.01 common | Sale | 4,051 | 22.9128 USD | |||
USD 0.01 common | Sale | 4,828 | 22.9500 USD | |||
USD 0.01 common | Sale | 5,276 | 22.9043 USD | |||
USD 0.01 common | Sale | 5,524 | 22.9036 USD | |||
USD 0.01 common | Sale | 6,074 | 22.9056 USD | |||
USD 0.01 common | Sale | 6,993 | 22.9207 USD | |||
USD 0.01 common | Sale | 7,253 | 22.9151 USD | |||
USD 0.01 common | Sale | 7,705 | 22.9088 USD | |||
USD 0.01 common | Sale | 7,833 | 22.9160 USD | |||
USD 0.01 common | Sale | 8,515 | 22.9019 USD | |||
USD 0.01 common | Sale | 9,799 | 22.8955 USD | |||
USD 0.01 common | Sale | 9,806 | 22.9001 USD | |||
USD 0.01 common | Sale | 10,313 | 22.8957 USD | |||
USD 0.01 common | Sale | 10,750 | 22.9069 USD | |||
USD 0.01 common | Sale | 12,145 | 22.8802 USD | |||
USD 0.01 common | Sale | 20,500 | 22.8900 USD | |||
USD 0.01 common | Sale | 38,692 | 22.8992 USD | |||
USD 0.01 common | Sale | 53,171 | 22.8881 USD | |||
USD 0.01 common | Sale | 57,619 | 22.9158 USD | |||
USD 0.01 common | Sale | 60,477 | 22.8956 USD | |||
USD 0.01 common | Sale | 60,602 | 22.8800 USD | |||
USD 0.01 common | Sale | 105,126 | 22.9098 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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