4th Feb 2022 11:39
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 03 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,325,009 | 0.23% | 570,270 | 0.10% | ||
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(2) | Cash-settled derivatives: |
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343,720 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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(4) |
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| TOTAL: | 1,668,729 | 0.29% | 2,080,820 | 0.36% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 218,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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(4) |
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| TOTAL: | 218,000 | 0.04% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 common | Purchase | 32 | 26.0062 USD | ||||
| USD 0.01 common | Purchase | 43 | 25.8909 USD | ||||
| USD 0.01 common | Purchase | 45 | 25.8800 USD | ||||
| USD 0.01 common | Purchase | 51 | 25.8988 USD | ||||
| USD 0.01 common | Purchase | 53 | 25.8830 USD | ||||
| USD 0.01 common | Purchase | 55 | 25.8990 USD | ||||
| USD 0.01 common | Purchase | 60 | 22.8150 EUR | ||||
| USD 0.01 common | Purchase | 73 | 25.6449 USD | ||||
| USD 0.01 common | Purchase | 75 | 25.7938 USD | ||||
| USD 0.01 common | Purchase | 76 | 25.9526 USD | ||||
| USD 0.01 common | Purchase | 88 | 25.9000 USD | ||||
| USD 0.01 common | Purchase | 97 | 25.8663 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.3450 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.7850 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.8000 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.4500 USD | ||||
| USD 0.01 common | Purchase | 103 | 22.7000 EUR | ||||
| USD 0.01 common | Purchase | 104 | 25.8478 USD | ||||
| USD 0.01 common | Purchase | 119 | 25.5150 USD | ||||
| USD 0.01 common | Purchase | 129 | 25.5810 USD | ||||
| USD 0.01 common | Purchase | 144 | 25.4899 USD | ||||
| USD 0.01 common | Purchase | 170 | 25.3950 USD | ||||
| USD 0.01 common | Purchase | 180 | 25.8925 USD | ||||
| USD 0.01 common | Purchase | 200 | 25.7800 USD | ||||
| USD 0.01 common | Purchase | 203 | 25.7004 USD | ||||
| USD 0.01 common | Purchase | 225 | 25.8810 USD | ||||
| USD 0.01 common | Purchase | 233 | 25.4980 USD | ||||
| USD 0.01 common | Purchase | 244 | 25.5559 USD | ||||
| USD 0.01 common | Purchase | 250 | 25.5547 USD | ||||
| USD 0.01 common | Purchase | 281 | 25.8923 USD | ||||
| USD 0.01 common | Purchase | 300 | 25.8133 USD | ||||
| USD 0.01 common | Purchase | 317 | 25.6902 USD | ||||
| USD 0.01 common | Purchase | 334 | 25.5455 USD | ||||
| USD 0.01 common | Purchase | 360 | 25.9494 USD | ||||
| USD 0.01 common | Purchase | 486 | 25.4450 USD | ||||
| USD 0.01 common | Purchase | 488 | 25.5456 USD | ||||
| USD 0.01 common | Purchase | 782 | 25.5189 USD | ||||
| USD 0.01 common | Purchase | 784 | 25.7509 USD | ||||
| USD 0.01 common | Purchase | 800 | 25.3825 USD | ||||
| USD 0.01 common | Purchase | 830 | 25.3761 USD | ||||
| USD 0.01 common | Purchase | 900 | 25.6611 USD | ||||
| USD 0.01 common | Purchase | 919 | 25.4746 USD | ||||
| USD 0.01 common | Purchase | 955 | 25.9529 USD | ||||
| USD 0.01 common | Purchase | 1,000 | 25.8440 USD | ||||
| USD 0.01 common | Purchase | 1,200 | 25.7400 USD | ||||
| USD 0.01 common | Purchase | 1,370 | 25.7311 USD | ||||
| USD 0.01 common | Purchase | 1,440 | 25.8483 USD | ||||
| USD 0.01 common | Purchase | 1,464 | 25.6109 USD | ||||
| USD 0.01 common | Purchase | 1,965 | 25.6787 USD | ||||
| USD 0.01 common | Purchase | 2,203 | 25.8847 USD | ||||
| USD 0.01 common | Purchase | 2,300 | 25.4200 USD | ||||
| USD 0.01 common | Purchase | 2,300 | 25.7132 USD | ||||
| USD 0.01 common | Purchase | 2,301 | 25.6765 USD | ||||
| USD 0.01 common | Purchase | 3,155 | 25.5128 USD | ||||
| USD 0.01 common | Purchase | 4,180 | 25.5964 USD | ||||
| USD 0.01 common | Purchase | 4,375 | 25.9072 USD | ||||
| USD 0.01 common | Purchase | 4,602 | 25.6232 USD | ||||
| USD 0.01 common | Purchase | 5,213 | 25.5918 USD | ||||
| USD 0.01 common | Purchase | 5,925 | 25.8230 USD | ||||
| USD 0.01 common | Purchase | 5,969 | 26.0100 USD | ||||
| USD 0.01 common | Purchase | 6,005 | 25.8260 USD | ||||
| USD 0.01 common | Purchase | 10,942 | 25.7213 USD | ||||
| USD 0.01 common | Purchase | 13,215 | 25.6394 USD | ||||
| USD 0.01 common | Purchase | 15,365 | 25.6001 USD | ||||
| USD 0.01 common | Purchase | 25,000 | 25.9049 USD | ||||
| USD 0.01 common | Purchase | 28,184 | 25.5556 USD | ||||
| USD 0.01 common | Purchase | 30,741 | 25.4399 USD | ||||
| USD 0.01 common | Purchase | 31,976 | 25.3800 USD | ||||
| USD 0.01 common | Purchase | 36,616 | 25.9032 USD | ||||
| USD 0.01 common | Purchase | 40,994 | 25.3795 USD | ||||
| USD 0.01 common | Purchase | 87,021 | 25.6809 USD | ||||
| USD 0.01 common | Purchase | 146,250 | 25.5979 USD | ||||
| USD 0.01 common | Purchase | 450,847 | 25.6499 USD | ||||
| USD 0.01 common | Purchase | 500,000 | 25.6366 USD | ||||
| USD 0.01 common | Sale | 28 | 25.4650 USD | ||||
| USD 0.01 common | Sale | 30 | 25.5150 USD | ||||
| USD 0.01 common | Sale | 33 | 25.8950 USD | ||||
| USD 0.01 common | Sale | 42 | 25.3766 USD | ||||
| USD 0.01 common | Sale | 42 | 25.4035 USD | ||||
| USD 0.01 common | Sale | 42 | 25.4900 USD | ||||
| USD 0.01 common | Sale | 56 | 25.3500 USD | ||||
| USD 0.01 common | Sale | 56 | 25.4275 USD | ||||
| USD 0.01 common | Sale | 56 | 25.4075 USD | ||||
| USD 0.01 common | Sale | 60 | 22.8150 EUR | ||||
| USD 0.01 common | Sale | 70 | 25.3720 USD | ||||
| USD 0.01 common | Sale | 100 | 25.5000 USD | ||||
| USD 0.01 common | Sale | 100 | 25.6100 USD | ||||
| USD 0.01 common | Sale | 100 | 25.6250 USD | ||||
| USD 0.01 common | Sale | 100 | 25.3750 USD | ||||
| USD 0.01 common | Sale | 100 | 25.7250 USD | ||||
| USD 0.01 common | Sale | 100 | 25.3850 USD | ||||
| USD 0.01 common | Sale | 103 | 22.7000 EUR | ||||
| USD 0.01 common | Sale | 118 | 25.9042 USD | ||||
| USD 0.01 common | Sale | 199 | 25.5248 USD | ||||
| USD 0.01 common | Sale | 200 | 25.5400 USD | ||||
| USD 0.01 common | Sale | 202 | 25.5176 USD | ||||
| USD 0.01 common | Sale | 213 | 25.3542 USD | ||||
| USD 0.01 common | Sale | 272 | 25.5543 USD | ||||
| USD 0.01 common | Sale | 300 | 25.5450 USD | ||||
| USD 0.01 common | Sale | 300 | 25.7666 USD | ||||
| USD 0.01 common | Sale | 386 | 25.3461 USD | ||||
| USD 0.01 common | Sale | 400 | 25.7925 USD | ||||
| USD 0.01 common | Sale | 400 | 25.5087 USD | ||||
| USD 0.01 common | Sale | 510 | 25.7877 USD | ||||
| USD 0.01 common | Sale | 512 | 26.0088 USD | ||||
| USD 0.01 common | Sale | 515 | 25.5459 USD | ||||
| USD 0.01 common | Sale | 535 | 25.5356 USD | ||||
| USD 0.01 common | Sale | 600 | 25.5100 USD | ||||
| USD 0.01 common | Sale | 600 | 25.7841 USD | ||||
| USD 0.01 common | Sale | 600 | 25.7400 USD | ||||
| USD 0.01 common | Sale | 640 | 25.5112 USD | ||||
| USD 0.01 common | Sale | 706 | 25.8001 USD | ||||
| USD 0.01 common | Sale | 830 | 25.3761 USD | ||||
| USD 0.01 common | Sale | 1,054 | 25.5046 USD | ||||
| USD 0.01 common | Sale | 1,070 | 25.3809 USD | ||||
| USD 0.01 common | Sale | 1,200 | 25.3558 USD | ||||
| USD 0.01 common | Sale | 1,491 | 25.5313 USD | ||||
| USD 0.01 common | Sale | 1,518 | 25.9576 USD | ||||
| USD 0.01 common | Sale | 1,532 | 25.3550 USD | ||||
| USD 0.01 common | Sale | 1,641 | 25.5372 USD | ||||
| USD 0.01 common | Sale | 1,714 | 25.5620 USD | ||||
| USD 0.01 common | Sale | 1,801 | 25.5230 USD | ||||
| USD 0.01 common | Sale | 2,191 | 25.8674 USD | ||||
| USD 0.01 common | Sale | 2,212 | 25.5703 USD | ||||
| USD 0.01 common | Sale | 2,300 | 25.4200 USD | ||||
| USD 0.01 common | Sale | 2,459 | 25.5587 USD | ||||
| USD 0.01 common | Sale | 2,852 | 25.6720 USD | ||||
| USD 0.01 common | Sale | 2,962 | 25.5102 USD | ||||
| USD 0.01 common | Sale | 3,000 | 25.4238 USD | ||||
| USD 0.01 common | Sale | 3,079 | 25.5546 USD | ||||
| USD 0.01 common | Sale | 3,189 | 25.5091 USD | ||||
| USD 0.01 common | Sale | 3,509 | 25.5469 USD | ||||
| USD 0.01 common | Sale | 3,510 | 25.5047 USD | ||||
| USD 0.01 common | Sale | 4,413 | 25.5105 USD | ||||
| USD 0.01 common | Sale | 4,570 | 25.4378 USD | ||||
| USD 0.01 common | Sale | 4,781 | 25.8734 USD | ||||
| USD 0.01 common | Sale | 5,304 | 25.5407 USD | ||||
| USD 0.01 common | Sale | 5,353 | 25.5190 USD | ||||
| USD 0.01 common | Sale | 6,140 | 25.5962 USD | ||||
| USD 0.01 common | Sale | 6,188 | 25.4711 USD | ||||
| USD 0.01 common | Sale | 6,207 | 25.5302 USD | ||||
| USD 0.01 common | Sale | 6,209 | 25.5480 USD | ||||
| USD 0.01 common | Sale | 6,494 | 25.5233 USD | ||||
| USD 0.01 common | Sale | 6,593 | 25.9993 USD | ||||
| USD 0.01 common | Sale | 7,103 | 25.6435 USD | ||||
| USD 0.01 common | Sale | 7,325 | 25.5785 USD | ||||
| USD 0.01 common | Sale | 8,363 | 25.4325 USD | ||||
| USD 0.01 common | Sale | 10,637 | 25.4389 USD | ||||
| USD 0.01 common | Sale | 11,014 | 25.5221 USD | ||||
| USD 0.01 common | Sale | 14,492 | 25.4762 USD | ||||
| USD 0.01 common | Sale | 18,113 | 25.4175 USD | ||||
| USD 0.01 common | Sale | 20,307 | 25.5371 USD | ||||
| USD 0.01 common | Sale | 21,271 | 25.4253 USD | ||||
| USD 0.01 common | Sale | 21,391 | 25.3796 USD | ||||
| USD 0.01 common | Sale | 21,466 | 25.5078 USD | ||||
| USD 0.01 common | Sale | 21,481 | 25.3800 USD | ||||
| USD 0.01 common | Sale | 22,690 | 25.4441 USD | ||||
| USD 0.01 common | Sale | 23,586 | 25.5015 USD | ||||
| USD 0.01 common | Sale | 24,752 | 25.3801 USD | ||||
| USD 0.01 common | Sale | 24,882 | 25.9050 USD | ||||
| USD 0.01 common | Sale | 25,175 | 25.7092 USD | ||||
| USD 0.01 common | Sale | 28,793 | 25.5110 USD | ||||
| USD 0.01 common | Sale | 41,846 | 25.4518 USD | ||||
| USD 0.01 common | Sale | 102,242 | 25.5311 USD | ||||
| USD 0.01 common | Sale | 136,965 | 25.6164 USD | ||||
| USD 0.01 common | Sale | 144,424 | 25.6617 USD | ||||
| USD 0.01 common | Sale | 156,500 | 25.7527 USD | ||||
| USD 0.01 common | Sale | 450,847 | 25.6499 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 4 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220204005179/en/
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