27th Jul 2022 10:44
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 26 Jul 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,257,938 | 0.22% | 1,392,131 | 0.24% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,652,954 | 0.29% | 3,757,122 | 0.66% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 2,910,892 | 0.51% | 5,149,253 | 0.90% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 4 | 24.7600 USD | ||||
USD 0.01 common | Purchase | 4 | 24.7700 USD | ||||
USD 0.01 common | Purchase | 6 | 24.7900 USD | ||||
USD 0.01 common | Purchase | 7 | 24.6857 USD | ||||
USD 0.01 common | Purchase | 9 | 24.6583 USD | ||||
USD 0.01 common | Purchase | 67 | 24.3556 USD | ||||
USD 0.01 common | Purchase | 89 | 24.4900 EUR | ||||
USD 0.01 common | Purchase | 100 | 24.3700 USD | ||||
USD 0.01 common | Purchase | 100 | 24.3400 USD | ||||
USD 0.01 common | Purchase | 100 | 24.3300 USD | ||||
USD 0.01 common | Purchase | 104 | 24.3919 USD | ||||
USD 0.01 common | Purchase | 142 | 24.3723 USD | ||||
USD 0.01 common | Purchase | 300 | 24.7433 USD | ||||
USD 0.01 common | Purchase | 330 | 24.3486 USD | ||||
USD 0.01 common | Purchase | 371 | 24.3607 USD | ||||
USD 0.01 common | Purchase | 500 | 24.6900 USD | ||||
USD 0.01 common | Purchase | 600 | 24.2900 USD | ||||
USD 0.01 common | Purchase | 604 | 24.3515 USD | ||||
USD 0.01 common | Purchase | 690 | 24.7050 USD | ||||
USD 0.01 common | Purchase | 815 | 24.6100 USD | ||||
USD 0.01 common | Purchase | 838 | 24.3000 USD | ||||
USD 0.01 common | Purchase | 1,203 | 24.3466 USD | ||||
USD 0.01 common | Purchase | 1,248 | 24.3041 USD | ||||
USD 0.01 common | Purchase | 2,245 | 24.3471 USD | ||||
USD 0.01 common | Purchase | 7,997 | 24.5512 USD | ||||
USD 0.01 common | Purchase | 15,260 | 24.4287 USD | ||||
USD 0.01 common | Purchase | 15,817 | 24.4537 USD | ||||
USD 0.01 common | Purchase | 20,195 | 24.4817 USD | ||||
USD 0.01 common | Purchase | 22,365 | 24.3127 USD | ||||
USD 0.01 common | Purchase | 26,309 | 24.3867 USD | ||||
USD 0.01 common | Purchase | 32,102 | 24.3558 USD | ||||
USD 0.01 common | Purchase | 34,546 | 24.4009 USD | ||||
USD 0.01 common | Purchase | 37,252 | 24.3177 USD | ||||
USD 0.01 common | Purchase | 39,904 | 24.3514 USD | ||||
USD 0.01 common | Purchase | 56,257 | 24.3881 USD | ||||
USD 0.01 common | Purchase | 146,317 | 24.4982 USD | ||||
USD 0.01 common | Purchase | 315,729 | 24.4500 USD | ||||
USD 0.01 common | Purchase | 603,000 | 24.4128 USD | ||||
USD 0.01 common | Sale | 4 | 24.6800 USD | ||||
USD 0.01 common | Sale | 9 | 24.6583 USD | ||||
USD 0.01 common | Sale | 9 | 24.3722 USD | ||||
USD 0.01 common | Sale | 10 | 24.2600 USD | ||||
USD 0.01 common | Sale | 15 | 24.6850 USD | ||||
USD 0.01 common | Sale | 20 | 24.7400 USD | ||||
USD 0.01 common | Sale | 89 | 24.4900 EUR | ||||
USD 0.01 common | Sale | 100 | 24.7900 USD | ||||
USD 0.01 common | Sale | 100 | 24.7700 USD | ||||
USD 0.01 common | Sale | 100 | 24.2800 USD | ||||
USD 0.01 common | Sale | 100 | 24.8400 USD | ||||
USD 0.01 common | Sale | 110 | 24.6877 USD | ||||
USD 0.01 common | Sale | 114 | 24.6886 USD | ||||
USD 0.01 common | Sale | 130 | 24.3420 USD | ||||
USD 0.01 common | Sale | 341 | 24.7708 USD | ||||
USD 0.01 common | Sale | 476 | 24.2866 USD | ||||
USD 0.01 common | Sale | 500 | 24.7910 USD | ||||
USD 0.01 common | Sale | 690 | 24.7050 USD | ||||
USD 0.01 common | Sale | 912 | 24.2900 USD | ||||
USD 0.01 common | Sale | 1,410 | 24.7022 USD | ||||
USD 0.01 common | Sale | 1,548 | 24.3125 USD | ||||
USD 0.01 common | Sale | 1,607 | 24.4927 USD | ||||
USD 0.01 common | Sale | 1,708 | 24.2885 USD | ||||
USD 0.01 common | Sale | 1,755 | 24.3397 USD | ||||
USD 0.01 common | Sale | 2,132 | 24.3270 USD | ||||
USD 0.01 common | Sale | 2,433 | 24.6349 USD | ||||
USD 0.01 common | Sale | 2,451 | 24.7023 USD | ||||
USD 0.01 common | Sale | 2,485 | 24.3419 USD | ||||
USD 0.01 common | Sale | 2,533 | 24.2874 USD | ||||
USD 0.01 common | Sale | 2,801 | 24.3011 USD | ||||
USD 0.01 common | Sale | 3,087 | 24.3371 USD | ||||
USD 0.01 common | Sale | 3,748 | 24.3488 USD | ||||
USD 0.01 common | Sale | 3,755 | 24.6100 USD | ||||
USD 0.01 common | Sale | 4,429 | 24.5922 USD | ||||
USD 0.01 common | Sale | 5,900 | 24.6981 USD | ||||
USD 0.01 common | Sale | 6,711 | 24.3308 USD | ||||
USD 0.01 common | Sale | 7,439 | 24.4295 USD | ||||
USD 0.01 common | Sale | 7,651 | 24.3000 USD | ||||
USD 0.01 common | Sale | 9,013 | 24.4513 USD | ||||
USD 0.01 common | Sale | 9,043 | 24.4490 USD | ||||
USD 0.01 common | Sale | 9,460 | 24.3925 USD | ||||
USD 0.01 common | Sale | 9,917 | 24.3083 USD | ||||
USD 0.01 common | Sale | 10,081 | 24.4632 USD | ||||
USD 0.01 common | Sale | 10,461 | 24.3628 USD | ||||
USD 0.01 common | Sale | 10,610 | 24.4200 USD | ||||
USD 0.01 common | Sale | 11,910 | 24.4164 USD | ||||
USD 0.01 common | Sale | 14,278 | 24.3656 USD | ||||
USD 0.01 common | Sale | 15,125 | 24.3311 USD | ||||
USD 0.01 common | Sale | 15,817 | 24.3344 USD | ||||
USD 0.01 common | Sale | 18,731 | 24.3589 USD | ||||
USD 0.01 common | Sale | 19,769 | 24.3305 USD | ||||
USD 0.01 common | Sale | 21,904 | 24.3027 USD | ||||
USD 0.01 common | Sale | 22,346 | 24.4321 USD | ||||
USD 0.01 common | Sale | 28,596 | 24.3360 USD | ||||
USD 0.01 common | Sale | 30,134 | 24.3231 USD | ||||
USD 0.01 common | Sale | 30,773 | 24.4393 USD | ||||
USD 0.01 common | Sale | 37,252 | 24.3177 USD | ||||
USD 0.01 common | Sale | 72,172 | 24.3203 USD | ||||
USD 0.01 common | Sale | 85,526 | 24.3920 USD | ||||
USD 0.01 common | Sale | 109,247 | 24.3185 USD | ||||
USD 0.01 common | Sale | 117,280 | 24.3404 USD | ||||
USD 0.01 common | Sale | 288,940 | 24.4371 USD | ||||
USD 0.01 common | Sale | 315,729 | 24.4500 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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