14th Mar 2022 15:26
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 11 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,383,811 | 0.24% | 774,739 | 0.13% | |||
(2) | Cash-settled derivatives: | ||||||
641,720 | 0.11% | 3,730,776 | 0.64% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 2,025,531 | 0.35% | 4,505,515 | 0.77% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | |||||
options) | ||||||
Class of relevant security in relation to | ||||||
which subscription right exists | ||||||
Details, including nature of the rights | ||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 28.2800 USD | ||||
USD 0.01 common | Purchase | 2 | 28.2325 USD | ||||
USD 0.01 common | Purchase | 4 | 28.2175 USD | ||||
USD 0.01 common | Purchase | 4 | 27.8200 USD | ||||
USD 0.01 common | Purchase | 4 | 28.1900 USD | ||||
USD 0.01 common | Purchase | 5 | 28.2300 USD | ||||
USD 0.01 common | Purchase | 8 | 27.7800 USD | ||||
USD 0.01 common | Purchase | 13 | 28.1323 USD | ||||
USD 0.01 common | Purchase | 20 | 27.6700 USD | ||||
USD 0.01 common | Purchase | 20 | 27.6125 USD | ||||
USD 0.01 common | Purchase | 20 | 27.6800 USD | ||||
USD 0.01 common | Purchase | 30 | 27.7300 USD | ||||
USD 0.01 common | Purchase | 32 | 28.4500 USD | ||||
USD 0.01 common | Purchase | 40 | 27.7350 USD | ||||
USD 0.01 common | Purchase | 40 | 27.6425 USD | ||||
USD 0.01 common | Purchase | 50 | 27.6900 USD | ||||
USD 0.01 common | Purchase | 90 | 27.7144 USD | ||||
USD 0.01 common | Purchase | 100 | 28.4200 USD | ||||
USD 0.01 common | Purchase | 100 | 27.9100 USD | ||||
USD 0.01 common | Purchase | 100 | 27.9000 USD | ||||
USD 0.01 common | Purchase | 109 | 28.4189 USD | ||||
USD 0.01 common | Purchase | 147 | 27.9694 USD | ||||
USD 0.01 common | Purchase | 200 | 28.4600 USD | ||||
USD 0.01 common | Purchase | 200 | 27.8375 USD | ||||
USD 0.01 common | Purchase | 300 | 27.8500 USD | ||||
USD 0.01 common | Purchase | 300 | 27.7000 USD | ||||
USD 0.01 common | Purchase | 330 | 28.1407 USD | ||||
USD 0.01 common | Purchase | 400 | 28.3825 USD | ||||
USD 0.01 common | Purchase | 425 | 27.8642 USD | ||||
USD 0.01 common | Purchase | 500 | 27.8870 USD | ||||
USD 0.01 common | Purchase | 500 | 28.3980 USD | ||||
USD 0.01 common | Purchase | 597 | 27.8711 USD | ||||
USD 0.01 common | Purchase | 600 | 27.9025 USD | ||||
USD 0.01 common | Purchase | 600 | 27.8958 USD | ||||
USD 0.01 common | Purchase | 667 | 28.3819 USD | ||||
USD 0.01 common | Purchase | 700 | 28.3142 USD | ||||
USD 0.01 common | Purchase | 700 | 28.4342 USD | ||||
USD 0.01 common | Purchase | 744 | 27.7852 USD | ||||
USD 0.01 common | Purchase | 750 | 27.8920 USD | ||||
USD 0.01 common | Purchase | 900 | 27.8794 USD | ||||
USD 0.01 common | Purchase | 900 | 28.3833 USD | ||||
USD 0.01 common | Purchase | 936 | 28.3497 USD | ||||
USD 0.01 common | Purchase | 967 | 27.8713 USD | ||||
USD 0.01 common | Purchase | 1,483 | 28.3705 USD | ||||
USD 0.01 common | Purchase | 1,600 | 27.8865 USD | ||||
USD 0.01 common | Purchase | 1,644 | 28.3684 USD | ||||
USD 0.01 common | Purchase | 2,350 | 27.9323 USD | ||||
USD 0.01 common | Purchase | 2,739 | 28.4269 USD | ||||
USD 0.01 common | Purchase | 2,924 | 28.1672 USD | ||||
USD 0.01 common | Purchase | 3,700 | 27.8706 USD | ||||
USD 0.01 common | Purchase | 4,930 | 27.6316 USD | ||||
USD 0.01 common | Purchase | 5,516 | 27.8799 USD | ||||
USD 0.01 common | Purchase | 5,822 | 27.8641 USD | ||||
USD 0.01 common | Purchase | 9,538 | 27.8716 USD | ||||
USD 0.01 common | Purchase | 13,550 | 28.4156 USD | ||||
USD 0.01 common | Purchase | 13,715 | 28.0980 USD | ||||
USD 0.01 common | Purchase | 15,255 | 28.1260 USD | ||||
USD 0.01 common | Purchase | 16,763 | 27.6240 USD | ||||
USD 0.01 common | Purchase | 37,349 | 28.2185 USD | ||||
USD 0.01 common | Purchase | 73,324 | 27.6200 USD | ||||
USD 0.01 common | Purchase | 111,273 | 27.8029 USD | ||||
USD 0.01 common | Purchase | 118,247 | 28.0613 USD | ||||
USD 0.01 common | Sale | 3 | 28.0050 USD | ||||
USD 0.01 common | Sale | 4 | 27.8200 USD | ||||
USD 0.01 common | Sale | 12 | 27.7900 USD | ||||
USD 0.01 common | Sale | 12 | 27.7350 USD | ||||
USD 0.01 common | Sale | 12 | 27.7250 USD | ||||
USD 0.01 common | Sale | 24 | 27.7700 USD | ||||
USD 0.01 common | Sale | 24 | 27.7525 USD | ||||
USD 0.01 common | Sale | 32 | 27.7215 USD | ||||
USD 0.01 common | Sale | 36 | 27.7800 USD | ||||
USD 0.01 common | Sale | 44 | 27.7918 USD | ||||
USD 0.01 common | Sale | 44 | 27.7913 USD | ||||
USD 0.01 common | Sale | 48 | 27.7775 USD | ||||
USD 0.01 common | Sale | 76 | 27.8105 USD | ||||
USD 0.01 common | Sale | 100 | 28.2200 USD | ||||
USD 0.01 common | Sale | 100 | 28.1200 USD | ||||
USD 0.01 common | Sale | 100 | 28.0100 USD | ||||
USD 0.01 common | Sale | 100 | 28.1400 USD | ||||
USD 0.01 common | Sale | 135 | 28.0600 USD | ||||
USD 0.01 common | Sale | 200 | 27.8150 USD | ||||
USD 0.01 common | Sale | 200 | 28.1150 USD | ||||
USD 0.01 common | Sale | 300 | 28.0200 USD | ||||
USD 0.01 common | Sale | 300 | 27.7000 USD | ||||
USD 0.01 common | Sale | 500 | 28.0720 USD | ||||
USD 0.01 common | Sale | 600 | 27.6939 USD | ||||
USD 0.01 common | Sale | 747 | 28.1378 USD | ||||
USD 0.01 common | Sale | 1,463 | 28.3174 USD | ||||
USD 0.01 common | Sale | 1,716 | 27.8724 USD | ||||
USD 0.01 common | Sale | 2,759 | 27.9500 USD | ||||
USD 0.01 common | Sale | 5,044 | 28.1324 USD | ||||
USD 0.01 common | Sale | 7,172 | 28.3377 USD | ||||
USD 0.01 common | Sale | 11,638 | 27.6213 USD | ||||
USD 0.01 common | Sale | 12,542 | 28.0976 USD | ||||
USD 0.01 common | Sale | 14,720 | 28.1483 USD | ||||
USD 0.01 common | Sale | 16,230 | 27.8794 USD | ||||
USD 0.01 common | Sale | 16,493 | 27.6207 USD | ||||
USD 0.01 common | Sale | 17,484 | 28.1654 USD | ||||
USD 0.01 common | Sale | 22,788 | 27.8591 USD | ||||
USD 0.01 common | Sale | 24,660 | 28.4036 USD | ||||
USD 0.01 common | Sale | 29,208 | 27.7091 USD | ||||
USD 0.01 common | Sale | 41,096 | 27.6200 USD | ||||
USD 0.01 common | Sale | 100,000 | 28.1100 USD | ||||
USD 0.01 common | Sale | 127,593 | 27.8102 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 14 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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