24th Jun 2022 13:26
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 23 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,319,921 | 0.23% | 850,409 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
1,141,309 | 0.20% | 2,524,152 | 0.44% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 2,461,230 | 0.43% | 3,374,561 | 0.59% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 21.8600 USD | ||||
USD 0.01 common | Purchase | 1 | 22.0850 USD | ||||
USD 0.01 common | Purchase | 1 | 21.9900 USD | ||||
USD 0.01 common | Purchase | 2 | 22.1200 USD | ||||
USD 0.01 common | Purchase | 2 | 22.0975 USD | ||||
USD 0.01 common | Purchase | 3 | 21.9766 USD | ||||
USD 0.01 common | Purchase | 4 | 21.9000 USD | ||||
USD 0.01 common | Purchase | 4 | 21.9312 USD | ||||
USD 0.01 common | Purchase | 5 | 21.9240 USD | ||||
USD 0.01 common | Purchase | 8 | 22.0712 USD | ||||
USD 0.01 common | Purchase | 10 | 22.0405 USD | ||||
USD 0.01 common | Purchase | 11 | 21.9313 USD | ||||
USD 0.01 common | Purchase | 12 | 22.0066 USD | ||||
USD 0.01 common | Purchase | 13 | 21.9946 USD | ||||
USD 0.01 common | Purchase | 18 | 22.0197 USD | ||||
USD 0.01 common | Purchase | 19 | 22.0084 USD | ||||
USD 0.01 common | Purchase | 19 | 22.0736 USD | ||||
USD 0.01 common | Purchase | 21 | 22.0121 USD | ||||
USD 0.01 common | Purchase | 48 | 22.0858 USD | ||||
USD 0.01 common | Purchase | 71 | 22.0013 USD | ||||
USD 0.01 common | Purchase | 79 | 21.9050 USD | ||||
USD 0.01 common | Purchase | 102 | 22.0900 USD | ||||
USD 0.01 common | Purchase | 106 | 21.9950 USD | ||||
USD 0.01 common | Purchase | 200 | 22.0400 USD | ||||
USD 0.01 common | Purchase | 280 | 22.0050 USD | ||||
USD 0.01 common | Purchase | 400 | 21.9850 USD | ||||
USD 0.01 common | Purchase | 600 | 21.9666 USD | ||||
USD 0.01 common | Purchase | 700 | 21.9992 USD | ||||
USD 0.01 common | Purchase | 803 | 21.9975 USD | ||||
USD 0.01 common | Purchase | 958 | 21.9994 USD | ||||
USD 0.01 common | Purchase | 1,014 | 22.1857 USD | ||||
USD 0.01 common | Purchase | 1,061 | 21.9978 USD | ||||
USD 0.01 common | Purchase | 1,126 | 22.0009 USD | ||||
USD 0.01 common | Purchase | 1,900 | 21.8978 USD | ||||
USD 0.01 common | Purchase | 1,997 | 22.3400 USD | ||||
USD 0.01 common | Purchase | 2,020 | 22.0907 USD | ||||
USD 0.01 common | Purchase | 2,100 | 21.9376 USD | ||||
USD 0.01 common | Purchase | 2,192 | 21.8989 USD | ||||
USD 0.01 common | Purchase | 2,301 | 21.9006 USD | ||||
USD 0.01 common | Purchase | 2,506 | 21.9375 USD | ||||
USD 0.01 common | Purchase | 2,778 | 22.0207 USD | ||||
USD 0.01 common | Purchase | 3,500 | 21.9999 USD | ||||
USD 0.01 common | Purchase | 3,509 | 21.9420 USD | ||||
USD 0.01 common | Purchase | 4,499 | 22.0081 USD | ||||
USD 0.01 common | Purchase | 5,221 | 21.9696 USD | ||||
USD 0.01 common | Purchase | 5,938 | 21.9628 USD | ||||
USD 0.01 common | Purchase | 7,377 | 21.9942 USD | ||||
USD 0.01 common | Purchase | 8,314 | 22.0282 USD | ||||
USD 0.01 common | Purchase | 8,735 | 21.9979 USD | ||||
USD 0.01 common | Purchase | 9,459 | 21.9706 USD | ||||
USD 0.01 common | Purchase | 15,134 | 22.0115 USD | ||||
USD 0.01 common | Purchase | 25,248 | 22.0002 USD | ||||
USD 0.01 common | Purchase | 26,989 | 22.0203 USD | ||||
USD 0.01 common | Purchase | 52,402 | 22.0000 USD | ||||
USD 0.01 common | Purchase | 56,304 | 22.0710 USD | ||||
USD 0.01 common | Purchase | 92,010 | 22.0800 USD | ||||
USD 0.01 common | Purchase | 209,528 | 21.9921 USD | ||||
USD 0.01 common | Purchase | 234,284 | 21.9995 USD | ||||
USD 0.01 common | Purchase | 350,000 | 22.0290 USD | ||||
USD 0.01 common | Sale | 25 | 22.0700 USD | ||||
USD 0.01 common | Sale | 43 | 22.0500 USD | ||||
USD 0.01 common | Sale | 50 | 22.0750 USD | ||||
USD 0.01 common | Sale | 50 | 22.0850 USD | ||||
USD 0.01 common | Sale | 52 | 22.1000 USD | ||||
USD 0.01 common | Sale | 54 | 22.0566 USD | ||||
USD 0.01 common | Sale | 54 | 22.0787 USD | ||||
USD 0.01 common | Sale | 75 | 22.0816 USD | ||||
USD 0.01 common | Sale | 75 | 22.0833 USD | ||||
USD 0.01 common | Sale | 79 | 21.9050 USD | ||||
USD 0.01 common | Sale | 94 | 22.0917 USD | ||||
USD 0.01 common | Sale | 100 | 21.9000 USD | ||||
USD 0.01 common | Sale | 100 | 22.0450 USD | ||||
USD 0.01 common | Sale | 106 | 22.0804 USD | ||||
USD 0.01 common | Sale | 169 | 21.9915 USD | ||||
USD 0.01 common | Sale | 176 | 22.0820 USD | ||||
USD 0.01 common | Sale | 200 | 21.9500 USD | ||||
USD 0.01 common | Sale | 200 | 22.0550 USD | ||||
USD 0.01 common | Sale | 200 | 22.0400 USD | ||||
USD 0.01 common | Sale | 202 | 21.9701 USD | ||||
USD 0.01 common | Sale | 249 | 22.1060 USD | ||||
USD 0.01 common | Sale | 255 | 22.0793 USD | ||||
USD 0.01 common | Sale | 300 | 22.1100 USD | ||||
USD 0.01 common | Sale | 300 | 22.0933 USD | ||||
USD 0.01 common | Sale | 314 | 22.1667 USD | ||||
USD 0.01 common | Sale | 315 | 22.0268 USD | ||||
USD 0.01 common | Sale | 326 | 22.0900 USD | ||||
USD 0.01 common | Sale | 346 | 22.0901 USD | ||||
USD 0.01 common | Sale | 356 | 22.0050 USD | ||||
USD 0.01 common | Sale | 400 | 22.1150 USD | ||||
USD 0.01 common | Sale | 710 | 22.0823 USD | ||||
USD 0.01 common | Sale | 714 | 22.2007 USD | ||||
USD 0.01 common | Sale | 858 | 22.1515 USD | ||||
USD 0.01 common | Sale | 1,126 | 22.0010 USD | ||||
USD 0.01 common | Sale | 1,126 | 22.0009 USD | ||||
USD 0.01 common | Sale | 1,200 | 21.9997 USD | ||||
USD 0.01 common | Sale | 2,150 | 22.0429 USD | ||||
USD 0.01 common | Sale | 2,292 | 22.0453 USD | ||||
USD 0.01 common | Sale | 2,300 | 22.0000 USD | ||||
USD 0.01 common | Sale | 2,325 | 22.0398 USD | ||||
USD 0.01 common | Sale | 2,352 | 22.0448 USD | ||||
USD 0.01 common | Sale | 3,411 | 22.1898 USD | ||||
USD 0.01 common | Sale | 3,413 | 22.2001 USD | ||||
USD 0.01 common | Sale | 4,103 | 22.0425 USD | ||||
USD 0.01 common | Sale | 4,565 | 22.0024 USD | ||||
USD 0.01 common | Sale | 4,611 | 22.0491 USD | ||||
USD 0.01 common | Sale | 5,312 | 21.9677 USD | ||||
USD 0.01 common | Sale | 5,509 | 21.9693 USD | ||||
USD 0.01 common | Sale | 6,825 | 22.0325 USD | ||||
USD 0.01 common | Sale | 7,591 | 21.9525 USD | ||||
USD 0.01 common | Sale | 8,296 | 22.0284 USD | ||||
USD 0.01 common | Sale | 9,918 | 22.0368 USD | ||||
USD 0.01 common | Sale | 10,566 | 22.0204 USD | ||||
USD 0.01 common | Sale | 10,799 | 21.9925 USD | ||||
USD 0.01 common | Sale | 12,154 | 22.0288 USD | ||||
USD 0.01 common | Sale | 12,323 | 22.0428 USD | ||||
USD 0.01 common | Sale | 12,456 | 22.0506 USD | ||||
USD 0.01 common | Sale | 12,803 | 22.0369 USD | ||||
USD 0.01 common | Sale | 13,134 | 22.0105 USD | ||||
USD 0.01 common | Sale | 14,847 | 22.0194 USD | ||||
USD 0.01 common | Sale | 15,059 | 22.2003 USD | ||||
USD 0.01 common | Sale | 15,485 | 22.0157 USD | ||||
USD 0.01 common | Sale | 17,158 | 22.0137 USD | ||||
USD 0.01 common | Sale | 18,597 | 22.0303 USD | ||||
USD 0.01 common | Sale | 19,762 | 22.0132 USD | ||||
USD 0.01 common | Sale | 23,427 | 22.0031 USD | ||||
USD 0.01 common | Sale | 33,865 | 22.1500 USD | ||||
USD 0.01 common | Sale | 47,582 | 22.2000 USD | ||||
USD 0.01 common | Sale | 52,333 | 22.0800 USD | ||||
USD 0.01 common | Sale | 123,024 | 21.9971 USD | ||||
USD 0.01 common | Sale | 132,184 | 22.0056 USD | ||||
USD 0.01 common | Sale | 151,993 | 22.0456 USD | ||||
USD 0.01 common | Sale | 297,392 | 21.9957 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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