15th Feb 2022 13:18
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 14 February 2022 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | AVAST PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,549,558 | 0.27% | 770,148 | 0.13% | ||
(2) | Cash-settled derivatives: | |||||
446,237 | 0.08% | 1,510,550 | 0.26% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 1,995,795 | 0.34% | 2,280,698 | 0.39% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
(2) | Cash-settled derivatives: | |||||
0 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
|
USD 0.01 common | Purchase | 1 | 29.8300 USD |
USD 0.01 common | Purchase | 14 | 29.5400 USD |
USD 0.01 common | Purchase | 30 | 29.5700 USD |
USD 0.01 common | Purchase | 37 | 29.6114 USD |
USD 0.01 common | Purchase | 40 | 29.5800 USD |
USD 0.01 common | Purchase | 41 | 29.5890 USD |
USD 0.01 common | Purchase | 44 | 29.5993 USD |
USD 0.01 common | Purchase | 49 | 29.5965 USD |
USD 0.01 common | Purchase | 61 | 29.5940 USD |
USD 0.01 common | Purchase | 74 | 29.5705 USD |
USD 0.01 common | Purchase | 90 | 29.5933 USD |
USD 0.01 common | Purchase | 100 | 29.4450 USD |
USD 0.01 common | Purchase | 100 | 29.6000 USD |
USD 0.01 common | Purchase | 100 | 29.6200 USD |
USD 0.01 common | Purchase | 200 | 29.6100 USD |
USD 0.01 common | Purchase | 300 | 29.5983 USD |
USD 0.01 common | Purchase | 338 | 29.5807 USD |
USD 0.01 common | Purchase | 500 | 29.5380 USD |
USD 0.01 common | Purchase | 630 | 29.5900 USD |
USD 0.01 common | Purchase | 709 | 29.5948 USD |
USD 0.01 common | Purchase | 2,400 | 29.5666 USD |
USD 0.01 common | Purchase | 2,697 | 29.5737 USD |
USD 0.01 common | Purchase | 3,650 | 29.5875 USD |
USD 0.01 common | Purchase | 4,535 | 29.6359 USD |
USD 0.01 common | Purchase | 4,850 | 29.6218 USD |
USD 0.01 common | Purchase | 5,006 | 29.5216 USD |
USD 0.01 common | Purchase | 5,203 | 29.5631 USD |
USD 0.01 common | Purchase | 5,323 | 29.5957 USD |
USD 0.01 common | Purchase | 7,570 | 29.5561 USD |
USD 0.01 common | Purchase | 9,557 | 29.5559 USD |
USD 0.01 common | Purchase | 10,165 | 29.5858 USD |
USD 0.01 common | Purchase | 11,000 | 29.5691 USD |
USD 0.01 common | Purchase | 14,502 | 29.5707 USD |
USD 0.01 common | Purchase | 15,167 | 29.6984 USD |
USD 0.01 common | Purchase | 15,607 | 29.5882 USD |
USD 0.01 common | Purchase | 52,115 | 29.5889 USD |
USD 0.01 common | Purchase | 53,973 | 29.4800 USD |
USD 0.01 common | Purchase | 60,250 | 29.4803 USD |
USD 0.01 common | Purchase | 70,874 | 29.5429 USD |
USD 0.01 common | Purchase | 149,267 | 29.5491 USD |
USD 0.01 common | Purchase | 251,642 | 29.5303 USD |
USD 0.01 common | Sale | 22 | 29.5550 USD |
USD 0.01 common | Sale | 22 | 29.5200 USD |
USD 0.01 common | Sale | 33 | 29.5333 USD |
USD 0.01 common | Sale | 33 | 29.5500 USD |
USD 0.01 common | Sale | 33 | 29.5533 USD |
USD 0.01 common | Sale | 33 | 29.5400 USD |
USD 0.01 common | Sale | 44 | 29.5825 USD |
USD 0.01 common | Sale | 44 | 29.5250 USD |
USD 0.01 common | Sale | 44 | 29.5650 USD |
USD 0.01 common | Sale | 53 | 29.4851 USD |
USD 0.01 common | Sale | 55 | 29.5560 USD |
USD 0.01 common | Sale | 79 | 29.5050 USD |
USD 0.01 common | Sale | 100 | 29.4550 USD |
USD 0.01 common | Sale | 100 | 29.4650 USD |
USD 0.01 common | Sale | 100 | 29.5300 USD |
USD 0.01 common | Sale | 100 | 29.9000 USD |
USD 0.01 common | Sale | 105 | 29.5075 USD |
USD 0.01 common | Sale | 106 | 29.8667 USD |
USD 0.01 common | Sale | 117 | 29.6002 USD |
USD 0.01 common | Sale | 147 | 29.4600 USD |
USD 0.01 common | Sale | 200 | 29.6950 USD |
USD 0.01 common | Sale | 200 | 29.4900 USD |
USD 0.01 common | Sale | 200 | 29.5100 USD |
USD 0.01 common | Sale | 206 | 29.5437 USD |
USD 0.01 common | Sale | 271 | 29.6095 USD |
USD 0.01 common | Sale | 276 | 29.7450 USD |
USD 0.01 common | Sale | 362 | 29.5429 USD |
USD 0.01 common | Sale | 400 | 29.4862 USD |
USD 0.01 common | Sale | 500 | 29.5640 USD |
USD 0.01 common | Sale | 500 | 29.5520 USD |
USD 0.01 common | Sale | 603 | 29.5341 USD |
USD 0.01 common | Sale | 605 | 29.7876 USD |
USD 0.01 common | Sale | 615 | 29.5361 USD |
USD 0.01 common | Sale | 711 | 29.5580 USD |
USD 0.01 common | Sale | 800 | 29.5900 USD |
USD 0.01 common | Sale | 800 | 29.5456 USD |
USD 0.01 common | Sale | 844 | 29.5170 USD |
USD 0.01 common | Sale | 865 | 29.5774 USD |
USD 0.01 common | Sale | 909 | 29.5787 USD |
USD 0.01 common | Sale | 1,175 | 29.5314 USD |
USD 0.01 common | Sale | 1,300 | 29.6215 USD |
USD 0.01 common | Sale | 1,579 | 29.5425 USD |
USD 0.01 common | Sale | 1,601 | 29.5265 USD |
USD 0.01 common | Sale | 1,781 | 29.5694 USD |
USD 0.01 common | Sale | 2,203 | 29.7084 USD |
USD 0.01 common | Sale | 2,233 | 29.5771 USD |
USD 0.01 common | Sale | 2,666 | 29.6631 USD |
USD 0.01 common | Sale | 4,180 | 29.5654 USD |
USD 0.01 common | Sale | 4,284 | 29.5834 USD |
USD 0.01 common | Sale | 4,850 | 29.6218 USD |
USD 0.01 common | Sale | 5,467 | 29.6692 USD |
USD 0.01 common | Sale | 5,666 | 29.8851 USD |
USD 0.01 common | Sale | 5,789 | 29.5501 USD |
USD 0.01 common | Sale | 5,799 | 29.6105 USD |
USD 0.01 common | Sale | 5,998 | 29.5450 USD |
USD 0.01 common | Sale | 6,260 | 29.8600 USD |
USD 0.01 common | Sale | 6,915 | 29.5465 USD |
USD 0.01 common | Sale | 6,983 | 29.5724 USD |
USD 0.01 common | Sale | 7,119 | 29.5651 USD |
USD 0.01 common | Sale | 7,382 | 29.5616 USD |
USD 0.01 common | Sale | 7,408 | 29.5730 USD |
USD 0.01 common | Sale | 9,091 | 29.5670 USD |
USD 0.01 common | Sale | 9,137 | 29.5466 USD |
USD 0.01 common | Sale | 9,743 | 29.5757 USD |
USD 0.01 common | Sale | 10,033 | 29.5706 USD |
USD 0.01 common | Sale | 10,305 | 29.5617 USD |
USD 0.01 common | Sale | 11,000 | 29.5692 USD |
USD 0.01 common | Sale | 11,000 | 29.5691 USD |
USD 0.01 common | Sale | 18,353 | 29.5407 USD |
USD 0.01 common | Sale | 19,045 | 29.4809 USD |
USD 0.01 common | Sale | 23,859 | 29.5769 USD |
USD 0.01 common | Sale | 26,840 | 29.4800 USD |
USD 0.01 common | Sale | 28,462 | 29.5555 USD |
USD 0.01 common | Sale | 45,383 | 29.5322 USD |
USD 0.01 common | Sale | 60,761 | 29.4812 USD |
USD 0.01 common | Sale | 353,854 | 29.5308 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |||
| Date of disclosure: | 15 Feb 2022 | |||
| Contact name: | Large Holdings Regulatory Operations | |||
| Telephone number: | 020 3134 7213 | |||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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