16th May 2022 14:03
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 13 May 2022 | |||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,165,770 | 0.20% | 1,059,519 | 0.18% |
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(2) | Cash-settled derivatives: |
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650,701 | 0.11% | 1,884,792 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,816,471 | 0.31% | 2,944,311 | 0.51% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 31 | 24.1041 USD | |||
USD 0.01 common | Purchase | 33 | 24.1221 USD | |||
USD 0.01 common | Purchase | 37 | 24.0594 USD | |||
USD 0.01 common | Purchase | 50 | 24.1344 USD | |||
USD 0.01 common | Purchase | 56 | 23.9946 USD | |||
USD 0.01 common | Purchase | 65 | 24.1656 USD | |||
USD 0.01 common | Purchase | 71 | 24.0300 USD | |||
USD 0.01 common | Purchase | 78 | 24.1792 USD | |||
USD 0.01 common | Purchase | 80 | 24.1895 USD | |||
USD 0.01 common | Purchase | 88 | 24.1830 USD | |||
USD 0.01 common | Purchase | 94 | 24.2170 USD | |||
USD 0.01 common | Purchase | 95 | 24.1032 USD | |||
USD 0.01 common | Purchase | 101 | 24.1600 USD | |||
USD 0.01 common | Purchase | 107 | 24.1426 USD | |||
USD 0.01 common | Purchase | 109 | 23.0800 EUR | |||
USD 0.01 common | Purchase | 112 | 24.1174 USD | |||
USD 0.01 common | Purchase | 112 | 24.1138 USD | |||
USD 0.01 common | Purchase | 121 | 24.0791 USD | |||
USD 0.01 common | Purchase | 137 | 23.9768 USD | |||
USD 0.01 common | Purchase | 140 | 23.9970 USD | |||
USD 0.01 common | Purchase | 147 | 24.1057 USD | |||
USD 0.01 common | Purchase | 196 | 24.0780 USD | |||
USD 0.01 common | Purchase | 206 | 24.0731 USD | |||
USD 0.01 common | Purchase | 211 | 24.1805 USD | |||
USD 0.01 common | Purchase | 311 | 24.1027 USD | |||
USD 0.01 common | Purchase | 386 | 24.0386 USD | |||
USD 0.01 common | Purchase | 435 | 23.9641 USD | |||
USD 0.01 common | Purchase | 1,000 | 24.0900 USD | |||
USD 0.01 common | Purchase | 1,083 | 24.0655 USD | |||
USD 0.01 common | Purchase | 1,533 | 24.0020 USD | |||
USD 0.01 common | Purchase | 1,645 | 24.1000 USD | |||
USD 0.01 common | Purchase | 1,707 | 24.0534 USD | |||
USD 0.01 common | Purchase | 1,951 | 24.0199 USD | |||
USD 0.01 common | Purchase | 1,994 | 24.0391 USD | |||
USD 0.01 common | Purchase | 2,519 | 24.0285 USD | |||
USD 0.01 common | Purchase | 4,592 | 24.0251 USD | |||
USD 0.01 common | Purchase | 5,557 | 24.0631 USD | |||
USD 0.01 common | Purchase | 6,596 | 24.0941 USD | |||
USD 0.01 common | Purchase | 8,055 | 24.2166 USD | |||
USD 0.01 common | Purchase | 13,100 | 23.9613 USD | |||
USD 0.01 common | Purchase | 31,445 | 24.1397 USD | |||
USD 0.01 common | Purchase | 34,311 | 24.1322 USD | |||
USD 0.01 common | Purchase | 51,194 | 23.9500 USD | |||
USD 0.01 common | Purchase | 100,440 | 24.1063 USD | |||
USD 0.01 common | Purchase | 197,865 | 24.0061 USD | |||
USD 0.01 common | Sale | 1 | 23.9900 USD | |||
USD 0.01 common | Sale | 3 | 24.1100 USD | |||
USD 0.01 common | Sale | 3 | 24.0800 USD | |||
USD 0.01 common | Sale | 6 | 24.0950 USD | |||
USD 0.01 common | Sale | 9 | 24.0916 USD | |||
USD 0.01 common | Sale | 10 | 24.1600 USD | |||
USD 0.01 common | Sale | 15 | 24.0866 USD | |||
USD 0.01 common | Sale | 100 | 24.1400 USD | |||
USD 0.01 common | Sale | 109 | 23.0800 EUR | |||
USD 0.01 common | Sale | 148 | 24.1000 USD | |||
USD 0.01 common | Sale | 200 | 24.1850 USD | |||
USD 0.01 common | Sale | 300 | 24.1816 USD | |||
USD 0.01 common | Sale | 300 | 24.1083 USD | |||
USD 0.01 common | Sale | 380 | 23.9460 USD | |||
USD 0.01 common | Sale | 400 | 24.0500 USD | |||
USD 0.01 common | Sale | 560 | 24.0362 USD | |||
USD 0.01 common | Sale | 598 | 24.1539 USD | |||
USD 0.01 common | Sale | 756 | 24.1351 USD | |||
USD 0.01 common | Sale | 800 | 24.1118 USD | |||
USD 0.01 common | Sale | 900 | 24.1800 USD | |||
USD 0.01 common | Sale | 1,005 | 23.8500 USD | |||
USD 0.01 common | Sale | 1,015 | 24.0900 USD | |||
USD 0.01 common | Sale | 1,200 | 24.0954 USD | |||
USD 0.01 common | Sale | 1,935 | 24.1047 USD | |||
USD 0.01 common | Sale | 2,684 | 24.0670 USD | |||
USD 0.01 common | Sale | 3,150 | 24.1394 USD | |||
USD 0.01 common | Sale | 3,401 | 23.9500 USD | |||
USD 0.01 common | Sale | 3,419 | 24.1214 USD | |||
USD 0.01 common | Sale | 4,369 | 24.1138 USD | |||
USD 0.01 common | Sale | 6,043 | 23.8948 USD | |||
USD 0.01 common | Sale | 7,301 | 24.1468 USD | |||
USD 0.01 common | Sale | 10,373 | 24.1374 USD | |||
USD 0.01 common | Sale | 10,510 | 24.1170 USD | |||
USD 0.01 common | Sale | 18,069 | 24.1345 USD | |||
USD 0.01 common | Sale | 22,077 | 23.9785 USD | |||
USD 0.01 common | Sale | 26,132 | 24.0118 USD | |||
USD 0.01 common | Sale | 31,300 | 24.1308 USD | |||
USD 0.01 common | Sale | 37,319 | 23.9555 USD | |||
USD 0.01 common | Sale | 65,128 | 24.1376 USD | |||
USD 0.01 common | Sale | 205,948 | 24.0120 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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