1st Apr 2022 13:19
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 31 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,182,525 | 0.20% | 877,667 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
412,448 | 0.07% | 1,865,388 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,594,973 | 0.27% | 2,743,055 | 0.47% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 15 | 27.1620 USD | ||||
USD 0.01 common | Purchase | 20 | 26.8382 USD | ||||
USD 0.01 common | Purchase | 20 | 26.8335 USD | ||||
USD 0.01 common | Purchase | 22 | 26.7938 USD | ||||
USD 0.01 common | Purchase | 25 | 27.1250 USD | ||||
USD 0.01 common | Purchase | 26 | 26.6700 USD | ||||
USD 0.01 common | Purchase | 26 | 26.6800 USD | ||||
USD 0.01 common | Purchase | 28 | 26.9171 USD | ||||
USD 0.01 common | Purchase | 32 | 26.7793 USD | ||||
USD 0.01 common | Purchase | 34 | 26.7102 USD | ||||
USD 0.01 common | Purchase | 34 | 26.7050 USD | ||||
USD 0.01 common | Purchase | 37 | 27.1300 USD | ||||
USD 0.01 common | Purchase | 39 | 26.6450 USD | ||||
USD 0.01 common | Purchase | 40 | 26.7911 USD | ||||
USD 0.01 common | Purchase | 47 | 26.7121 USD | ||||
USD 0.01 common | Purchase | 50 | 26.8358 USD | ||||
USD 0.01 common | Purchase | 52 | 26.6350 USD | ||||
USD 0.01 common | Purchase | 55 | 26.8728 USD | ||||
USD 0.01 common | Purchase | 61 | 26.7648 USD | ||||
USD 0.01 common | Purchase | 78 | 27.0200 USD | ||||
USD 0.01 common | Purchase | 78 | 26.6066 USD | ||||
USD 0.01 common | Purchase | 85 | 26.7799 USD | ||||
USD 0.01 common | Purchase | 99 | 27.0600 USD | ||||
USD 0.01 common | Purchase | 100 | 27.1025 USD | ||||
USD 0.01 common | Purchase | 101 | 27.0500 USD | ||||
USD 0.01 common | Purchase | 109 | 26.5562 USD | ||||
USD 0.01 common | Purchase | 111 | 27.2150 USD | ||||
USD 0.01 common | Purchase | 139 | 26.9377 USD | ||||
USD 0.01 common | Purchase | 140 | 26.6421 USD | ||||
USD 0.01 common | Purchase | 152 | 26.8981 USD | ||||
USD 0.01 common | Purchase | 199 | 26.8321 USD | ||||
USD 0.01 common | Purchase | 200 | 27.0000 USD | ||||
USD 0.01 common | Purchase | 200 | 26.6550 USD | ||||
USD 0.01 common | Purchase | 291 | 26.9186 USD | ||||
USD 0.01 common | Purchase | 300 | 27.0166 USD | ||||
USD 0.01 common | Purchase | 300 | 26.7100 USD | ||||
USD 0.01 common | Purchase | 300 | 27.2050 USD | ||||
USD 0.01 common | Purchase | 313 | 26.5303 USD | ||||
USD 0.01 common | Purchase | 321 | 26.9151 USD | ||||
USD 0.01 common | Purchase | 410 | 27.1384 USD | ||||
USD 0.01 common | Purchase | 500 | 26.5400 USD | ||||
USD 0.01 common | Purchase | 527 | 27.1282 USD | ||||
USD 0.01 common | Purchase | 784 | 27.1866 USD | ||||
USD 0.01 common | Purchase | 1,100 | 27.2000 USD | ||||
USD 0.01 common | Purchase | 1,100 | 27.1709 USD | ||||
USD 0.01 common | Purchase | 1,200 | 27.1210 USD | ||||
USD 0.01 common | Purchase | 1,250 | 27.1900 USD | ||||
USD 0.01 common | Purchase | 1,400 | 27.0332 USD | ||||
USD 0.01 common | Purchase | 1,766 | 26.5266 USD | ||||
USD 0.01 common | Purchase | 1,871 | 26.9966 USD | ||||
USD 0.01 common | Purchase | 1,938 | 27.1465 USD | ||||
USD 0.01 common | Purchase | 2,085 | 27.1882 USD | ||||
USD 0.01 common | Purchase | 2,372 | 27.1400 USD | ||||
USD 0.01 common | Purchase | 3,245 | 27.1371 USD | ||||
USD 0.01 common | Purchase | 7,508 | 26.5686 USD | ||||
USD 0.01 common | Purchase | 7,634 | 26.8964 USD | ||||
USD 0.01 common | Purchase | 8,252 | 26.7610 USD | ||||
USD 0.01 common | Purchase | 15,057 | 26.9341 USD | ||||
USD 0.01 common | Purchase | 17,159 | 26.8223 USD | ||||
USD 0.01 common | Purchase | 17,509 | 26.8755 USD | ||||
USD 0.01 common | Purchase | 23,273 | 26.5280 USD | ||||
USD 0.01 common | Purchase | 27,524 | 26.5200 USD | ||||
USD 0.01 common | Purchase | 39,356 | 26.5199 USD | ||||
USD 0.01 common | Purchase | 41,638 | 26.8124 USD | ||||
USD 0.01 common | Purchase | 343,195 | 26.6240 USD | ||||
USD 0.01 common | Sale | 11 | 27.2150 USD | ||||
USD 0.01 common | Sale | 25 | 27.1250 USD | ||||
USD 0.01 common | Sale | 61 | 27.1900 USD | ||||
USD 0.01 common | Sale | 78 | 27.0200 USD | ||||
USD 0.01 common | Sale | 99 | 27.0600 USD | ||||
USD 0.01 common | Sale | 100 | 27.1400 USD | ||||
USD 0.01 common | Sale | 100 | 27.1200 USD | ||||
USD 0.01 common | Sale | 100 | 27.1025 USD | ||||
USD 0.01 common | Sale | 100 | 26.6600 USD | ||||
USD 0.01 common | Sale | 140 | 26.6421 USD | ||||
USD 0.01 common | Sale | 200 | 27.1700 USD | ||||
USD 0.01 common | Sale | 217 | 26.7992 USD | ||||
USD 0.01 common | Sale | 300 | 26.7100 USD | ||||
USD 0.01 common | Sale | 313 | 26.5303 USD | ||||
USD 0.01 common | Sale | 326 | 26.5180 USD | ||||
USD 0.01 common | Sale | 615 | 26.5150 USD | ||||
USD 0.01 common | Sale | 1,292 | 26.7777 USD | ||||
USD 0.01 common | Sale | 1,400 | 27.0332 USD | ||||
USD 0.01 common | Sale | 1,800 | 27.0562 USD | ||||
USD 0.01 common | Sale | 2,294 | 26.5874 USD | ||||
USD 0.01 common | Sale | 2,476 | 26.6052 USD | ||||
USD 0.01 common | Sale | 3,839 | 27.1089 USD | ||||
USD 0.01 common | Sale | 4,317 | 27.0846 USD | ||||
USD 0.01 common | Sale | 4,507 | 26.9122 USD | ||||
USD 0.01 common | Sale | 6,217 | 27.1736 USD | ||||
USD 0.01 common | Sale | 8,578 | 26.6627 USD | ||||
USD 0.01 common | Sale | 10,144 | 26.9877 USD | ||||
USD 0.01 common | Sale | 10,522 | 27.0076 USD | ||||
USD 0.01 common | Sale | 13,447 | 26.8843 USD | ||||
USD 0.01 common | Sale | 84,358 | 26.5200 USD | ||||
USD 0.01 common | Sale | 404,031 | 26.6476 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 1 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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