31st Mar 2022 12:45
FORM 8.3 | |||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||
MORE | |||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 30 March 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,179,424 | 0.20% | 855,786 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
391,188 | 0.07% | 1,868,008 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,570,612 | 0.27% | 2,723,794 | 0.47% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 27.1300 USD | ||||
USD 0.01 common | Purchase | 8 | 27.1600 USD | ||||
USD 0.01 common | Purchase | 12 | 27.1025 USD | ||||
USD 0.01 common | Purchase | 12 | 27.1658 USD | ||||
USD 0.01 common | Purchase | 16 | 27.1500 USD | ||||
USD 0.01 common | Purchase | 17 | 27.1794 USD | ||||
USD 0.01 common | Purchase | 20 | 27.1645 USD | ||||
USD 0.01 common | Purchase | 21 | 27.1495 USD | ||||
USD 0.01 common | Purchase | 22 | 27.1225 USD | ||||
USD 0.01 common | Purchase | 34 | 27.1375 USD | ||||
USD 0.01 common | Purchase | 34 | 27.1538 USD | ||||
USD 0.01 common | Purchase | 95 | 27.1700 USD | ||||
USD 0.01 common | Purchase | 160 | 27.2300 USD | ||||
USD 0.01 common | Purchase | 187 | 27.1589 USD | ||||
USD 0.01 common | Purchase | 193 | 27.1800 USD | ||||
USD 0.01 common | Purchase | 200 | 27.1050 USD | ||||
USD 0.01 common | Purchase | 200 | 27.1100 USD | ||||
USD 0.01 common | Purchase | 202 | 27.2200 USD | ||||
USD 0.01 common | Purchase | 220 | 27.1536 USD | ||||
USD 0.01 common | Purchase | 400 | 27.2000 USD | ||||
USD 0.01 common | Purchase | 429 | 27.1910 USD | ||||
USD 0.01 common | Purchase | 536 | 27.1322 USD | ||||
USD 0.01 common | Purchase | 582 | 27.1464 USD | ||||
USD 0.01 common | Purchase | 615 | 27.1995 USD | ||||
USD 0.01 common | Purchase | 838 | 27.1936 USD | ||||
USD 0.01 common | Purchase | 929 | 27.1767 USD | ||||
USD 0.01 common | Purchase | 1,100 | 27.2281 USD | ||||
USD 0.01 common | Purchase | 1,464 | 27.1037 USD | ||||
USD 0.01 common | Purchase | 1,524 | 27.2070 USD | ||||
USD 0.01 common | Purchase | 1,602 | 27.2526 USD | ||||
USD 0.01 common | Purchase | 1,803 | 27.2604 USD | ||||
USD 0.01 common | Purchase | 1,900 | 27.2555 USD | ||||
USD 0.01 common | Purchase | 2,940 | 27.1900 USD | ||||
USD 0.01 common | Purchase | 3,770 | 27.2016 USD | ||||
USD 0.01 common | Purchase | 3,979 | 27.1903 USD | ||||
USD 0.01 common | Purchase | 9,174 | 27.1189 USD | ||||
USD 0.01 common | Purchase | 9,401 | 27.1530 USD | ||||
USD 0.01 common | Purchase | 11,520 | 27.1238 USD | ||||
USD 0.01 common | Purchase | 12,329 | 27.1548 USD | ||||
USD 0.01 common | Purchase | 17,130 | 27.1837 USD | ||||
USD 0.01 common | Purchase | 18,486 | 27.1193 USD | ||||
USD 0.01 common | Purchase | 29,235 | 27.1840 USD | ||||
USD 0.01 common | Purchase | 80,846 | 27.1416 USD | ||||
USD 0.01 common | Purchase | 120,156 | 27.2154 USD | ||||
USD 0.01 common | Sale | 7 | 27.1400 USD | ||||
USD 0.01 common | Sale | 14 | 27.4150 USD | ||||
USD 0.01 common | Sale | 17 | 27.1650 USD | ||||
USD 0.01 common | Sale | 17 | 27.1600 USD | ||||
USD 0.01 common | Sale | 17 | 27.1150 USD | ||||
USD 0.01 common | Sale | 34 | 27.1375 USD | ||||
USD 0.01 common | Sale | 53 | 27.1592 USD | ||||
USD 0.01 common | Sale | 68 | 27.1575 USD | ||||
USD 0.01 common | Sale | 68 | 27.1387 USD | ||||
USD 0.01 common | Sale | 100 | 27.1300 USD | ||||
USD 0.01 common | Sale | 100 | 27.0850 USD | ||||
USD 0.01 common | Sale | 100 | 27.1500 USD | ||||
USD 0.01 common | Sale | 100 | 27.0800 USD | ||||
USD 0.01 common | Sale | 102 | 27.1003 USD | ||||
USD 0.01 common | Sale | 160 | 27.1037 USD | ||||
USD 0.01 common | Sale | 200 | 27.0925 USD | ||||
USD 0.01 common | Sale | 200 | 27.0900 USD | ||||
USD 0.01 common | Sale | 285 | 26.9707 USD | ||||
USD 0.01 common | Sale | 291 | 27.1464 USD | ||||
USD 0.01 common | Sale | 309 | 27.0942 USD | ||||
USD 0.01 common | Sale | 317 | 27.1100 USD | ||||
USD 0.01 common | Sale | 360 | 27.0969 USD | ||||
USD 0.01 common | Sale | 472 | 27.1284 USD | ||||
USD 0.01 common | Sale | 475 | 27.0878 USD | ||||
USD 0.01 common | Sale | 679 | 27.1207 USD | ||||
USD 0.01 common | Sale | 1,095 | 27.0300 USD | ||||
USD 0.01 common | Sale | 3,749 | 27.2009 USD | ||||
USD 0.01 common | Sale | 4,291 | 27.1722 USD | ||||
USD 0.01 common | Sale | 4,926 | 27.1727 USD | ||||
USD 0.01 common | Sale | 5,090 | 27.1396 USD | ||||
USD 0.01 common | Sale | 6,107 | 27.1899 USD | ||||
USD 0.01 common | Sale | 7,165 | 27.2472 USD | ||||
USD 0.01 common | Sale | 8,133 | 27.1900 USD | ||||
USD 0.01 common | Sale | 13,923 | 27.1119 USD | ||||
USD 0.01 common | Sale | 15,084 | 27.1019 USD | ||||
USD 0.01 common | Sale | 15,628 | 27.1567 USD | ||||
USD 0.01 common | Sale | 17,129 | 27.1837 USD | ||||
USD 0.01 common | Sale | 56,218 | 27.2332 USD | ||||
USD 0.01 common | Sale | 88,146 | 27.2000 USD | ||||
USD 0.01 common | Sale | 88,216 | 27.1430 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 31 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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