11th Apr 2022 13:09
FORM 8.3 | ||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||
MORE | ||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 08 April 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,256,287 | 0.22% | 835,227 | 0.14% | |||
(2) | Cash-settled derivatives: | ||||||
416,322 | 0.07% | 1,865,388 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,672,609 | 0.29% | 2,700,615 | 0.46% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 2 | 27.0850 USD | |||
USD 0.01 common | Purchase | 2 | 26.8200 USD | |||
USD 0.01 common | Purchase | 4 | 27.0200 USD | |||
USD 0.01 common | Purchase | 4 | 26.8150 USD | |||
USD 0.01 common | Purchase | 8 | 26.8162 USD | |||
USD 0.01 common | Purchase | 10 | 26.7980 USD | |||
USD 0.01 common | Purchase | 12 | 26.7800 USD | |||
USD 0.01 common | Purchase | 37 | 26.8332 USD | |||
USD 0.01 common | Purchase | 40 | 27.0300 USD | |||
USD 0.01 common | Purchase | 94 | 26.8358 USD | |||
USD 0.01 common | Purchase | 96 | 26.8250 USD | |||
USD 0.01 common | Purchase | 100 | 26.9900 USD | |||
USD 0.01 common | Purchase | 102 | 27.1292 USD | |||
USD 0.01 common | Purchase | 103 | 26.8631 USD | |||
USD 0.01 common | Purchase | 108 | 26.8400 USD | |||
USD 0.01 common | Purchase | 115 | 27.1611 USD | |||
USD 0.01 common | Purchase | 200 | 26.9600 USD | |||
USD 0.01 common | Purchase | 203 | 26.9700 USD | |||
USD 0.01 common | Purchase | 500 | 26.8620 USD | |||
USD 0.01 common | Purchase | 718 | 26.8300 USD | |||
USD 0.01 common | Purchase | 906 | 27.0597 USD | |||
USD 0.01 common | Purchase | 956 | 27.1120 USD | |||
USD 0.01 common | Purchase | 1,584 | 26.7982 USD | |||
USD 0.01 common | Purchase | 2,300 | 26.9412 USD | |||
USD 0.01 common | Purchase | 2,320 | 27.1744 USD | |||
USD 0.01 common | Purchase | 2,335 | 27.0942 USD | |||
USD 0.01 common | Purchase | 2,552 | 26.8063 USD | |||
USD 0.01 common | Purchase | 4,487 | 27.1400 USD | |||
USD 0.01 common | Purchase | 6,472 | 26.8690 USD | |||
USD 0.01 common | Purchase | 6,641 | 26.9535 USD | |||
USD 0.01 common | Purchase | 7,430 | 26.9028 USD | |||
USD 0.01 common | Purchase | 9,158 | 26.9052 USD | |||
USD 0.01 common | Purchase | 10,898 | 26.7900 USD | |||
USD 0.01 common | Purchase | 27,813 | 27.0953 USD | |||
USD 0.01 common | Purchase | 38,177 | 26.7913 USD | |||
USD 0.01 common | Purchase | 50,898 | 26.8790 USD | |||
USD 0.01 common | Sale | 2 | 27.0850 USD | |||
USD 0.01 common | Sale | 10 | 27.0900 USD | |||
USD 0.01 common | Sale | 11 | 26.7881 USD | |||
USD 0.01 common | Sale | 15 | 27.1350 USD | |||
USD 0.01 common | Sale | 32 | 27.1200 USD | |||
USD 0.01 common | Sale | 50 | 27.1400 USD | |||
USD 0.01 common | Sale | 69 | 27.1452 USD | |||
USD 0.01 common | Sale | 96 | 27.1533 USD | |||
USD 0.01 common | Sale | 96 | 27.1433 USD | |||
USD 0.01 common | Sale | 100 | 27.1650 USD | |||
USD 0.01 common | Sale | 100 | 27.2000 USD | |||
USD 0.01 common | Sale | 104 | 27.1500 USD | |||
USD 0.01 common | Sale | 108 | 27.1525 USD | |||
USD 0.01 common | Sale | 121 | 27.1026 USD | |||
USD 0.01 common | Sale | 156 | 27.1600 USD | |||
USD 0.01 common | Sale | 264 | 27.0377 USD | |||
USD 0.01 common | Sale | 500 | 26.8620 USD | |||
USD 0.01 common | Sale | 570 | 27.1154 USD | |||
USD 0.01 common | Sale | 700 | 26.8300 USD | |||
USD 0.01 common | Sale | 1,221 | 27.1153 USD | |||
USD 0.01 common | Sale | 1,269 | 27.1511 USD | |||
USD 0.01 common | Sale | 1,955 | 26.8043 USD | |||
USD 0.01 common | Sale | 3,134 | 26.9355 USD | |||
USD 0.01 common | Sale | 3,666 | 26.9379 USD | |||
USD 0.01 common | Sale | 3,800 | 26.8682 USD | |||
USD 0.01 common | Sale | 4,015 | 26.8924 USD | |||
USD 0.01 common | Sale | 4,464 | 26.7837 USD | |||
USD 0.01 common | Sale | 10,272 | 27.1277 USD | |||
USD 0.01 common | Sale | 11,397 | 27.1590 USD | |||
USD 0.01 common | Sale | 13,408 | 26.7900 USD | |||
USD 0.01 common | Sale | 15,944 | 27.0714 USD | |||
USD 0.01 common | Sale | 34,272 | 26.7930 USD | |||
USD 0.01 common | Sale | 59,645 | 26.8646 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 11 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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