22nd Mar 2022 14:45
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||
MORE | |||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: |
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| Barclays PLC. |
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(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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| relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of |
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| offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 21 March 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,182,577 | 0.20% | 969,555 | 0.17% | ||
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(2) | Cash-settled derivatives: |
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| 458,188 | 0.08% | 1,865,388 | 0.32% | |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: |
| 1,640,765 | 0.28% | 2,834,943 | 0.49% | |
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Class of relevant security: | Convertible Bond US668771AB40 |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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| 0 | 0.00% | 0 | 0.00% | |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: |
| 11,000 | 0.00% | 0 | 0.00% | |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant |
| Purchase/sale |
| Number of | Price per unit |
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security |
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| securities |
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USD 0.01 common | Purchase | 11 | 27.4900 USD | ||||
USD 0.01 common | Purchase | 23 | 26.9950 USD | ||||
USD 0.01 common | Purchase | 25 | 27.1750 USD | ||||
USD 0.01 common | Purchase | 74 | 27.1400 USD | ||||
USD 0.01 common | Purchase | 100 | 27.1100 USD | ||||
USD 0.01 common | Purchase | 100 | 27.0000 USD | ||||
USD 0.01 common | Purchase | 100 | 26.9500 USD | ||||
USD 0.01 common | Purchase | 100 | 27.1500 USD | ||||
USD 0.01 common | Purchase | 101 | 27.1844 USD | ||||
USD 0.01 common | Purchase | 116 | 27.4606 USD | ||||
USD 0.01 common | Purchase | 119 | 27.1700 USD | ||||
USD 0.01 common | Purchase | 140 | 26.8806 USD | ||||
USD 0.01 common | Purchase | 140 | 26.9855 USD | ||||
USD 0.01 common | Purchase | 151 | 27.1501 USD | ||||
USD 0.01 common | Purchase | 200 | 27.1950 USD | ||||
USD 0.01 common | Purchase | 200 | 27.2100 USD | ||||
USD 0.01 common | Purchase | 200 | 27.0150 USD | ||||
USD 0.01 common | Purchase | 219 | 27.2621 USD | ||||
USD 0.01 common | Purchase | 240 | 27.0512 USD | ||||
USD 0.01 common | Purchase | 265 | 27.0643 USD | ||||
USD 0.01 common | Purchase | 268 | 27.1057 USD | ||||
USD 0.01 common | Purchase | 274 | 26.8936 USD | ||||
USD 0.01 common | Purchase | 300 | 26.9600 USD | ||||
USD 0.01 common | Purchase | 400 | 27.1075 USD | ||||
USD 0.01 common | Purchase | 419 | 27.3733 USD | ||||
USD 0.01 common | Purchase | 451 | 27.1491 USD | ||||
USD 0.01 common | Purchase | 500 | 27.1850 USD | ||||
USD 0.01 common | Purchase | 674 | 27.0119 USD | ||||
USD 0.01 common | Purchase | 691 | 26.9694 USD | ||||
USD 0.01 common | Purchase | 819 | 27.2396 USD | ||||
USD 0.01 common | Purchase | 845 | 27.2734 USD | ||||
USD 0.01 common | Purchase | 850 | 27.1267 USD | ||||
USD 0.01 common | Purchase | 1,000 | 27.2525 USD | ||||
USD 0.01 common | Purchase | 1,045 | 27.2216 USD | ||||
USD 0.01 common | Purchase | 1,248 | 26.9988 USD | ||||
USD 0.01 common | Purchase | 1,585 | 27.1893 USD | ||||
USD 0.01 common | Purchase | 1,941 | 27.3300 USD | ||||
USD 0.01 common | Purchase | 2,527 | 26.9698 USD | ||||
USD 0.01 common | Purchase | 2,897 | 26.9957 USD | ||||
USD 0.01 common | Purchase | 3,853 | 27.0272 USD | ||||
USD 0.01 common | Purchase | 6,283 | 27.1022 USD | ||||
USD 0.01 common | Purchase | 6,679 | 27.2072 USD | ||||
USD 0.01 common | Purchase | 7,759 | 27.2185 USD | ||||
USD 0.01 common | Purchase | 8,161 | 27.1968 USD | ||||
USD 0.01 common | Purchase | 15,759 | 27.1754 USD | ||||
USD 0.01 common | Purchase | 17,396 | 27.1157 USD | ||||
USD 0.01 common | Purchase | 18,603 | 26.9708 USD | ||||
USD 0.01 common | Purchase | 24,742 | 27.0066 USD | ||||
USD 0.01 common | Purchase | 36,252 | 27.1271 USD | ||||
USD 0.01 common | Purchase | 39,317 | 27.1390 USD | ||||
USD 0.01 common | Purchase | 46,369 | 27.1079 USD | ||||
USD 0.01 common | Purchase | 140,149 | 27.0855 USD | ||||
USD 0.01 common | Purchase | 208,811 | 27.2000 USD | ||||
USD 0.01 common | Sale | 5 | 27.1590 USD | ||||
USD 0.01 common | Sale | 7 | 27.1471 USD | ||||
USD 0.01 common | Sale | 7 | 27.1821 USD | ||||
USD 0.01 common | Sale | 8 | 27.1850 USD | ||||
USD 0.01 common | Sale | 9 | 27.1616 USD | ||||
USD 0.01 common | Sale | 11 | 27.1895 USD | ||||
USD 0.01 common | Sale | 13 | 27.1615 USD | ||||
USD 0.01 common | Sale | 14 | 27.1789 USD | ||||
USD 0.01 common | Sale | 16 | 27.1953 USD | ||||
USD 0.01 common | Sale | 18 | 27.1427 USD | ||||
USD 0.01 common | Sale | 33 | 27.1750 USD | ||||
USD 0.01 common | Sale | 37 | 27.0966 USD | ||||
USD 0.01 common | Sale | 63 | 27.2181 USD | ||||
USD 0.01 common | Sale | 100 | 27.0200 USD | ||||
USD 0.01 common | Sale | 100 | 26.9300 USD | ||||
USD 0.01 common | Sale | 100 | 26.8300 USD | ||||
USD 0.01 common | Sale | 100 | 27.1600 USD | ||||
USD 0.01 common | Sale | 100 | 27.1550 USD | ||||
USD 0.01 common | Sale | 100 | 27.1500 USD | ||||
USD 0.01 common | Sale | 155 | 27.4487 USD | ||||
USD 0.01 common | Sale | 174 | 26.8900 USD | ||||
USD 0.01 common | Sale | 193 | 27.0114 USD | ||||
USD 0.01 common | Sale | 200 | 26.8950 USD | ||||
USD 0.01 common | Sale | 200 | 26.9900 USD | ||||
USD 0.01 common | Sale | 219 | 27.2621 USD | ||||
USD 0.01 common | Sale | 228 | 27.4210 USD | ||||
USD 0.01 common | Sale | 296 | 27.1693 USD | ||||
USD 0.01 common | Sale | 300 | 27.1666 USD | ||||
USD 0.01 common | Sale | 497 | 27.1888 USD | ||||
USD 0.01 common | Sale | 650 | 27.1119 USD | ||||
USD 0.01 common | Sale | 845 | 27.2734 USD | ||||
USD 0.01 common | Sale | 1,018 | 27.1603 USD | ||||
USD 0.01 common | Sale | 2,816 | 27.1585 USD | ||||
USD 0.01 common | Sale | 3,254 | 27.1055 USD | ||||
USD 0.01 common | Sale | 3,802 | 27.0300 USD | ||||
USD 0.01 common | Sale | 4,216 | 27.0761 USD | ||||
USD 0.01 common | Sale | 6,789 | 27.1770 USD | ||||
USD 0.01 common | Sale | 6,995 | 26.9868 USD | ||||
USD 0.01 common | Sale | 7,159 | 27.3300 USD | ||||
USD 0.01 common | Sale | 7,945 | 27.1975 USD | ||||
USD 0.01 common | Sale | 9,310 | 27.3206 USD | ||||
USD 0.01 common | Sale | 10,037 | 27.2078 USD | ||||
USD 0.01 common | Sale | 10,980 | 26.8826 USD | ||||
USD 0.01 common | Sale | 13,894 | 27.1906 USD | ||||
USD 0.01 common | Sale | 16,281 | 27.1193 USD | ||||
USD 0.01 common | Sale | 18,261 | 27.1341 USD | ||||
USD 0.01 common | Sale | 22,951 | 27.1417 USD | ||||
USD 0.01 common | Sale | 24,607 | 27.1553 USD | ||||
USD 0.01 common | Sale | 31,623 | 27.1156 USD | ||||
USD 0.01 common | Sale | 156,675 | 27.2000 USD | ||||
USD 0.01 common | Sale | 181,742 | 27.0522 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product |
| Nature of dealing |
| Number of | Price per unit | |
security |
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| reference |
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| securities |
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings |
| Details | Price per unit (if |
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security |
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| applicable) |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 22 Mar 2022 |
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Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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Related Shares:
AVST.LBarclays