18th Jul 2022 12:09
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||
(b) | Owner or controller of interest and short | ||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||
relevant securities this form relates: | |||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||
offeror/offeree: | |||||||||||||
(e) | Date position held/dealing undertaken: | 15 July 2022 | |||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||
| to which the disclosure relates following the dealing (if any) | ||||||||||||
Class of relevant security: | USD 0.01 common | ||||||||||||
Interests | Short Positions | ||||||||||||
Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||
and/or controlled: | 1,275,067 | 0.22% | 1,351,677 | 0.24% | |||||||||
(2) | Cash-settled derivatives: | ||||||||||||
1,687,322 | 0.30% | 3,757,122 | 0.66% | ||||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||
TOTAL: | 2,962,389 | 0.52% | 5,108,799 | 0.89% | |||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||||
which subscription right exists | |||||||||||||
Details, including nature of the rights | |||||||||||||
concerned and relevant percentages: | |||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 5 | 23.5400 USD | |||
USD 0.01 common | Purchase | 50 | 23.6400 USD | |||
USD 0.01 common | Purchase | 98 | 23.6900 USD | |||
USD 0.01 common | Purchase | 100 | 23.4900 USD | |||
USD 0.01 common | Purchase | 100 | 23.6600 USD | |||
USD 0.01 common | Purchase | 105 | 23.7214 USD | |||
USD 0.01 common | Purchase | 140 | 23.5121 USD | |||
USD 0.01 common | Purchase | 140 | 23.5371 USD | |||
USD 0.01 common | Purchase | 150 | 23.5116 USD | |||
USD 0.01 common | Purchase | 169 | 23.5344 USD | |||
USD 0.01 common | Purchase | 200 | 23.5150 USD | |||
USD 0.01 common | Purchase | 200 | 23.5350 USD | |||
USD 0.01 common | Purchase | 200 | 23.6650 USD | |||
USD 0.01 common | Purchase | 216 | 23.5399 USD | |||
USD 0.01 common | Purchase | 262 | 23.5137 USD | |||
USD 0.01 common | Purchase | 300 | 23.6433 USD | |||
USD 0.01 common | Purchase | 300 | 23.5816 USD | |||
USD 0.01 common | Purchase | 379 | 23.5681 USD | |||
USD 0.01 common | Purchase | 404 | 23.4784 USD | |||
USD 0.01 common | Purchase | 500 | 23.5250 USD | |||
USD 0.01 common | Purchase | 500 | 23.5230 USD | |||
USD 0.01 common | Purchase | 501 | 23.5530 USD | |||
USD 0.01 common | Purchase | 504 | 23.6361 USD | |||
USD 0.01 common | Purchase | 510 | 23.5454 USD | |||
USD 0.01 common | Purchase | 536 | 23.5254 USD | |||
USD 0.01 common | Purchase | 546 | 23.5145 USD | |||
USD 0.01 common | Purchase | 606 | 23.4764 USD | |||
USD 0.01 common | Purchase | 700 | 23.5164 USD | |||
USD 0.01 common | Purchase | 857 | 23.5476 USD | |||
USD 0.01 common | Purchase | 875 | 23.5713 USD | |||
USD 0.01 common | Purchase | 990 | 23.5134 USD | |||
USD 0.01 common | Purchase | 1,190 | 23.5050 USD | |||
USD 0.01 common | Purchase | 1,277 | 23.5198 USD | |||
USD 0.01 common | Purchase | 1,361 | 23.5728 USD | |||
USD 0.01 common | Purchase | 1,911 | 23.5912 USD | |||
USD 0.01 common | Purchase | 2,314 | 23.5039 USD | |||
USD 0.01 common | Purchase | 2,348 | 23.7284 USD | |||
USD 0.01 common | Purchase | 2,604 | 23.6757 USD | |||
USD 0.01 common | Purchase | 3,636 | 23.5885 USD | |||
USD 0.01 common | Purchase | 4,457 | 23.5257 USD | |||
USD 0.01 common | Purchase | 4,742 | 23.5744 USD | |||
USD 0.01 common | Purchase | 5,704 | 23.5300 USD | |||
USD 0.01 common | Purchase | 7,485 | 23.5203 USD | |||
USD 0.01 common | Purchase | 9,186 | 23.5211 USD | |||
USD 0.01 common | Purchase | 11,158 | 23.5465 USD | |||
USD 0.01 common | Purchase | 24,331 | 23.5873 USD | |||
USD 0.01 common | Purchase | 24,339 | 23.5679 USD | |||
USD 0.01 common | Purchase | 26,048 | 23.5948 USD | |||
USD 0.01 common | Purchase | 33,815 | 23.5200 USD | |||
USD 0.01 common | Purchase | 35,223 | 23.5197 USD | |||
USD 0.01 common | Purchase | 63,920 | 23.5288 USD | |||
USD 0.01 common | Purchase | 133,758 | 23.5842 USD | |||
USD 0.01 common | Sale | 3 | 23.5033 USD | |||
USD 0.01 common | Sale | 6 | 23.6250 USD | |||
USD 0.01 common | Sale | 9 | 23.4955 USD | |||
USD 0.01 common | Sale | 12 | 23.5708 USD | |||
USD 0.01 common | Sale | 17 | 23.5635 USD | |||
USD 0.01 common | Sale | 21 | 23.5940 USD | |||
USD 0.01 common | Sale | 42 | 23.4966 USD | |||
USD 0.01 common | Sale | 44 | 23.6843 USD | |||
USD 0.01 common | Sale | 46 | 23.7200 USD | |||
USD 0.01 common | Sale | 50 | 23.5150 USD | |||
USD 0.01 common | Sale | 50 | 23.5388 USD | |||
USD 0.01 common | Sale | 55 | 23.5620 USD | |||
USD 0.01 common | Sale | 56 | 23.6103 USD | |||
USD 0.01 common | Sale | 58 | 23.4806 USD | |||
USD 0.01 common | Sale | 60 | 23.4839 USD | |||
USD 0.01 common | Sale | 62 | 23.5425 USD | |||
USD 0.01 common | Sale | 64 | 23.4900 USD | |||
USD 0.01 common | Sale | 77 | 23.5400 USD | |||
USD 0.01 common | Sale | 86 | 23.5641 USD | |||
USD 0.01 common | Sale | 114 | 23.5143 USD | |||
USD 0.01 common | Sale | 126 | 23.5055 USD | |||
USD 0.01 common | Sale | 134 | 23.5042 USD | |||
USD 0.01 common | Sale | 147 | 23.6900 USD | |||
USD 0.01 common | Sale | 150 | 23.5016 USD | |||
USD 0.01 common | Sale | 156 | 23.5100 USD | |||
USD 0.01 common | Sale | 166 | 23.5716 USD | |||
USD 0.01 common | Sale | 185 | 23.6128 USD | |||
USD 0.01 common | Sale | 200 | 23.4787 USD | |||
USD 0.01 common | Sale | 204 | 23.6600 USD | |||
USD 0.01 common | Sale | 210 | 23.5646 USD | |||
USD 0.01 common | Sale | 224 | 23.5931 USD | |||
USD 0.01 common | Sale | 224 | 23.5875 USD | |||
USD 0.01 common | Sale | 252 | 23.5722 USD | |||
USD 0.01 common | Sale | 266 | 23.5936 USD | |||
USD 0.01 common | Sale | 278 | 23.5050 USD | |||
USD 0.01 common | Sale | 350 | 23.5000 USD | |||
USD 0.01 common | Sale | 351 | 23.5944 USD | |||
USD 0.01 common | Sale | 378 | 23.5848 USD | |||
USD 0.01 common | Sale | 385 | 23.7256 USD | |||
USD 0.01 common | Sale | 392 | 23.5957 USD | |||
USD 0.01 common | Sale | 395 | 23.6016 USD | |||
USD 0.01 common | Sale | 400 | 23.5025 USD | |||
USD 0.01 common | Sale | 428 | 23.5820 USD | |||
USD 0.01 common | Sale | 867 | 23.5735 USD | |||
USD 0.01 common | Sale | 966 | 23.5203 USD | |||
USD 0.01 common | Sale | 1,011 | 23.6670 USD | |||
USD 0.01 common | Sale | 1,201 | 23.7300 USD | |||
USD 0.01 common | Sale | 1,610 | 23.5172 USD | |||
USD 0.01 common | Sale | 2,016 | 23.5899 USD | |||
USD 0.01 common | Sale | 2,127 | 23.6415 USD | |||
USD 0.01 common | Sale | 2,414 | 23.6348 USD | |||
USD 0.01 common | Sale | 2,700 | 23.6003 USD | |||
USD 0.01 common | Sale | 3,123 | 23.6267 USD | |||
USD 0.01 common | Sale | 4,151 | 23.6563 USD | |||
USD 0.01 common | Sale | 4,516 | 23.6681 USD | |||
USD 0.01 common | Sale | 6,108 | 23.6083 USD | |||
USD 0.01 common | Sale | 6,354 | 23.5206 USD | |||
USD 0.01 common | Sale | 7,447 | 23.5200 USD | |||
USD 0.01 common | Sale | 9,396 | 23.5300 USD | |||
USD 0.01 common | Sale | 10,681 | 23.6220 USD | |||
USD 0.01 common | Sale | 11,028 | 23.6092 USD | |||
USD 0.01 common | Sale | 11,668 | 23.5253 USD | |||
USD 0.01 common | Sale | 11,972 | 23.5189 USD | |||
USD 0.01 common | Sale | 15,218 | 23.5970 USD | |||
USD 0.01 common | Sale | 16,226 | 23.5679 USD | |||
USD 0.01 common | Sale | 30,506 | 23.5205 USD | |||
USD 0.01 common | Sale | 33,640 | 23.5199 USD | |||
USD 0.01 common | Sale | 35,888 | 23.5866 USD | |||
USD 0.01 common | Sale | 47,640 | 23.5684 USD | |||
USD 0.01 common | Sale | 54,579 | 23.5606 USD | |||
USD 0.01 common | Sale | 70,036 | 23.5365 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 18 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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