4th Apr 2022 11:12
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 01 April 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,211,552 | 0.21% | 855,966 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
412,448 | 0.07% | 1,865,388 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,624,000 | 0.28% | 2,721,354 | 0.47% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Convertible Bond | Purchase | 11,000 | 132.0195 USD | ||||
Convertible Bond | Sale | 22,000 | 132.0195 USD | ||||
USD 0.01 common | Purchase | 2 | 26.3900 USD | ||||
USD 0.01 common | Purchase | 4 | 26.8850 USD | ||||
USD 0.01 common | Purchase | 24 | 26.6600 USD | ||||
USD 0.01 common | Purchase | 26 | 26.6065 USD | ||||
USD 0.01 common | Purchase | 27 | 26.4128 USD | ||||
USD 0.01 common | Purchase | 29 | 26.4005 USD | ||||
USD 0.01 common | Purchase | 58 | 26.6362 USD | ||||
USD 0.01 common | Purchase | 59 | 26.5920 USD | ||||
USD 0.01 common | Purchase | 64 | 26.6791 USD | ||||
USD 0.01 common | Purchase | 69 | 26.5367 USD | ||||
USD 0.01 common | Purchase | 100 | 26.7800 USD | ||||
USD 0.01 common | Purchase | 100 | 26.5050 USD | ||||
USD 0.01 common | Purchase | 100 | 26.6750 USD | ||||
USD 0.01 common | Purchase | 108 | 26.5233 USD | ||||
USD 0.01 common | Purchase | 124 | 26.5800 USD | ||||
USD 0.01 common | Purchase | 125 | 26.8743 USD | ||||
USD 0.01 common | Purchase | 127 | 26.8717 USD | ||||
USD 0.01 common | Purchase | 159 | 26.8397 USD | ||||
USD 0.01 common | Purchase | 164 | 26.8621 USD | ||||
USD 0.01 common | Purchase | 200 | 26.6050 USD | ||||
USD 0.01 common | Purchase | 210 | 26.6654 USD | ||||
USD 0.01 common | Purchase | 216 | 26.6768 USD | ||||
USD 0.01 common | Purchase | 235 | 26.6463 USD | ||||
USD 0.01 common | Purchase | 296 | 26.6124 USD | ||||
USD 0.01 common | Purchase | 300 | 26.6200 USD | ||||
USD 0.01 common | Purchase | 300 | 26.5000 USD | ||||
USD 0.01 common | Purchase | 500 | 26.8100 USD | ||||
USD 0.01 common | Purchase | 500 | 26.5360 USD | ||||
USD 0.01 common | Purchase | 500 | 26.5180 USD | ||||
USD 0.01 common | Purchase | 662 | 26.9325 USD | ||||
USD 0.01 common | Purchase | 697 | 26.5836 USD | ||||
USD 0.01 common | Purchase | 886 | 26.7080 USD | ||||
USD 0.01 common | Purchase | 910 | 26.6086 USD | ||||
USD 0.01 common | Purchase | 1,000 | 26.8500 USD | ||||
USD 0.01 common | Purchase | 1,000 | 26.5560 USD | ||||
USD 0.01 common | Purchase | 1,079 | 26.8458 USD | ||||
USD 0.01 common | Purchase | 1,158 | 26.6121 USD | ||||
USD 0.01 common | Purchase | 1,212 | 26.8576 USD | ||||
USD 0.01 common | Purchase | 1,230 | 26.7283 USD | ||||
USD 0.01 common | Purchase | 1,300 | 26.5746 USD | ||||
USD 0.01 common | Purchase | 1,586 | 26.7385 USD | ||||
USD 0.01 common | Purchase | 1,600 | 26.5931 USD | ||||
USD 0.01 common | Purchase | 1,898 | 26.7270 USD | ||||
USD 0.01 common | Purchase | 3,358 | 26.8569 USD | ||||
USD 0.01 common | Purchase | 4,179 | 26.6000 USD | ||||
USD 0.01 common | Purchase | 12,648 | 26.6749 USD | ||||
USD 0.01 common | Purchase | 13,320 | 26.6989 USD | ||||
USD 0.01 common | Purchase | 30,372 | 26.9378 USD | ||||
USD 0.01 common | Purchase | 36,045 | 26.7146 USD | ||||
USD 0.01 common | Purchase | 76,951 | 26.8175 USD | ||||
USD 0.01 common | Purchase | 80,522 | 26.8072 USD | ||||
USD 0.01 common | Purchase | 120,628 | 26.9400 USD | ||||
USD 0.01 common | Purchase | 168,763 | 26.7618 USD | ||||
USD 0.01 common | Sale | 2 | 26.5500 USD | ||||
USD 0.01 common | Sale | 29 | 26.4005 USD | ||||
USD 0.01 common | Sale | 31 | 26.9700 USD | ||||
USD 0.01 common | Sale | 35 | 26.8400 USD | ||||
USD 0.01 common | Sale | 70 | 26.8350 USD | ||||
USD 0.01 common | Sale | 92 | 26.5800 USD | ||||
USD 0.01 common | Sale | 105 | 26.8512 USD | ||||
USD 0.01 common | Sale | 120 | 26.6927 USD | ||||
USD 0.01 common | Sale | 164 | 26.8621 USD | ||||
USD 0.01 common | Sale | 178 | 26.8312 USD | ||||
USD 0.01 common | Sale | 210 | 26.8300 USD | ||||
USD 0.01 common | Sale | 296 | 26.6124 USD | ||||
USD 0.01 common | Sale | 430 | 26.9050 USD | ||||
USD 0.01 common | Sale | 535 | 26.8500 USD | ||||
USD 0.01 common | Sale | 566 | 26.6132 USD | ||||
USD 0.01 common | Sale | 775 | 26.7735 USD | ||||
USD 0.01 common | Sale | 2,564 | 26.8429 USD | ||||
USD 0.01 common | Sale | 3,607 | 26.7825 USD | ||||
USD 0.01 common | Sale | 4,199 | 26.6973 USD | ||||
USD 0.01 common | Sale | 5,407 | 26.6726 USD | ||||
USD 0.01 common | Sale | 6,390 | 26.8430 USD | ||||
USD 0.01 common | Sale | 6,548 | 26.5863 USD | ||||
USD 0.01 common | Sale | 6,927 | 26.7631 USD | ||||
USD 0.01 common | Sale | 10,203 | 26.6437 USD | ||||
USD 0.01 common | Sale | 14,923 | 26.9294 USD | ||||
USD 0.01 common | Sale | 15,101 | 26.7993 USD | ||||
USD 0.01 common | Sale | 19,000 | 26.5593 USD | ||||
USD 0.01 common | Sale | 19,100 | 26.8523 USD | ||||
USD 0.01 common | Sale | 29,117 | 26.7031 USD | ||||
USD 0.01 common | Sale | 37,394 | 26.6897 USD | ||||
USD 0.01 common | Sale | 46,007 | 26.7573 USD | ||||
USD 0.01 common | Sale | 46,661 | 26.9365 USD | ||||
USD 0.01 common | Sale | 75,084 | 26.7387 USD | ||||
USD 0.01 common | Sale | 109,826 | 26.8601 USD | ||||
USD 0.01 common | Sale | 127,966 | 26.9400 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 4 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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