8th Jul 2022 12:27
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||
MORE | |||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 07 July 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,317,906 | 0.23% | 1,210,839 | 0.21% |
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(2) | Cash-settled derivatives: |
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1,544,322 | 0.27% | 3,757,122 | 0.66% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 2,862,228 | 0.50% | 4,967,961 | 0.87% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 22 | 22.9850 USD | |||
USD 0.01 common | Purchase | 24 | 22.9841 USD | |||
USD 0.01 common | Purchase | 24 | 22.9966 USD | |||
USD 0.01 common | Purchase | 36 | 22.9633 USD | |||
USD 0.01 common | Purchase | 36 | 22.9622 USD | |||
USD 0.01 common | Purchase | 53 | 22.9469 USD | |||
USD 0.01 common | Purchase | 121 | 22.9727 USD | |||
USD 0.01 common | Purchase | 124 | 22.8540 USD | |||
USD 0.01 common | Purchase | 124 | 22.9900 USD | |||
USD 0.01 common | Purchase | 264 | 22.8667 USD | |||
USD 0.01 common | Purchase | 300 | 22.9383 USD | |||
USD 0.01 common | Purchase | 320 | 22.9584 USD | |||
USD 0.01 common | Purchase | 324 | 22.9716 USD | |||
USD 0.01 common | Purchase | 362 | 22.9485 USD | |||
USD 0.01 common | Purchase | 400 | 22.9337 USD | |||
USD 0.01 common | Purchase | 400 | 22.7100 USD | |||
USD 0.01 common | Purchase | 400 | 22.9837 USD | |||
USD 0.01 common | Purchase | 400 | 22.9537 USD | |||
USD 0.01 common | Purchase | 440 | 22.9937 USD | |||
USD 0.01 common | Purchase | 501 | 22.9164 USD | |||
USD 0.01 common | Purchase | 623 | 22.9093 USD | |||
USD 0.01 common | Purchase | 732 | 22.8294 USD | |||
USD 0.01 common | Purchase | 798 | 22.9277 USD | |||
USD 0.01 common | Purchase | 900 | 22.7866 USD | |||
USD 0.01 common | Purchase | 1,005 | 22.9809 USD | |||
USD 0.01 common | Purchase | 1,165 | 22.9836 USD | |||
USD 0.01 common | Purchase | 1,266 | 22.9715 USD | |||
USD 0.01 common | Purchase | 2,002 | 22.9053 USD | |||
USD 0.01 common | Purchase | 2,305 | 22.9800 USD | |||
USD 0.01 common | Purchase | 2,606 | 22.9661 USD | |||
USD 0.01 common | Purchase | 3,683 | 22.9699 USD | |||
USD 0.01 common | Purchase | 3,848 | 22.9588 USD | |||
USD 0.01 common | Purchase | 4,227 | 22.9731 USD | |||
USD 0.01 common | Purchase | 4,708 | 22.9649 USD | |||
USD 0.01 common | Purchase | 5,032 | 22.9693 USD | |||
USD 0.01 common | Purchase | 5,077 | 22.9610 USD | |||
USD 0.01 common | Purchase | 5,112 | 22.9254 USD | |||
USD 0.01 common | Purchase | 5,241 | 22.9726 USD | |||
USD 0.01 common | Purchase | 6,141 | 22.9643 USD | |||
USD 0.01 common | Purchase | 10,918 | 22.9555 USD | |||
USD 0.01 common | Purchase | 11,263 | 22.6500 USD | |||
USD 0.01 common | Purchase | 12,618 | 22.9582 USD | |||
USD 0.01 common | Purchase | 14,450 | 22.9620 USD | |||
USD 0.01 common | Purchase | 15,135 | 22.9609 USD | |||
USD 0.01 common | Purchase | 17,121 | 22.9544 USD | |||
USD 0.01 common | Purchase | 19,809 | 22.9623 USD | |||
USD 0.01 common | Purchase | 22,502 | 23.0000 USD | |||
USD 0.01 common | Purchase | 24,272 | 22.9570 USD | |||
USD 0.01 common | Purchase | 24,610 | 22.9140 USD | |||
USD 0.01 common | Purchase | 26,542 | 22.9600 USD | |||
USD 0.01 common | Purchase | 37,054 | 22.9096 USD | |||
USD 0.01 common | Purchase | 67,716 | 22.9700 USD | |||
USD 0.01 common | Purchase | 196,197 | 22.9536 USD | |||
USD 0.01 common | Purchase | 1,000,133 | 22.9999 USD | |||
USD 0.01 common | Purchase | 1,446,993 | 22.9775 USD | |||
USD 0.01 common | Sale | 14 | 23.0350 USD | |||
USD 0.01 common | Sale | 15 | 22.7500 USD | |||
USD 0.01 common | Sale | 15 | 22.7650 USD | |||
USD 0.01 common | Sale | 15 | 22.7700 USD | |||
USD 0.01 common | Sale | 38 | 22.9300 USD | |||
USD 0.01 common | Sale | 46 | 23.0200 USD | |||
USD 0.01 common | Sale | 54 | 22.9275 USD | |||
USD 0.01 common | Sale | 57 | 23.0100 USD | |||
USD 0.01 common | Sale | 61 | 22.9450 USD | |||
USD 0.01 common | Sale | 82 | 22.8556 USD | |||
USD 0.01 common | Sale | 108 | 22.9125 USD | |||
USD 0.01 common | Sale | 124 | 22.9660 USD | |||
USD 0.01 common | Sale | 124 | 22.8540 USD | |||
USD 0.01 common | Sale | 135 | 22.9953 USD | |||
USD 0.01 common | Sale | 144 | 22.9850 USD | |||
USD 0.01 common | Sale | 156 | 23.0300 USD | |||
USD 0.01 common | Sale | 157 | 23.0136 USD | |||
USD 0.01 common | Sale | 161 | 22.9800 USD | |||
USD 0.01 common | Sale | 162 | 22.9100 USD | |||
USD 0.01 common | Sale | 163 | 22.9984 USD | |||
USD 0.01 common | Sale | 182 | 22.9700 USD | |||
USD 0.01 common | Sale | 189 | 22.9314 USD | |||
USD 0.01 common | Sale | 190 | 22.9500 USD | |||
USD 0.01 common | Sale | 200 | 22.7450 USD | |||
USD 0.01 common | Sale | 220 | 22.9937 USD | |||
USD 0.01 common | Sale | 231 | 22.9391 USD | |||
USD 0.01 common | Sale | 269 | 22.9405 USD | |||
USD 0.01 common | Sale | 283 | 22.9550 USD | |||
USD 0.01 common | Sale | 329 | 22.9762 USD | |||
USD 0.01 common | Sale | 478 | 22.9736 USD | |||
USD 0.01 common | Sale | 502 | 22.9720 USD | |||
USD 0.01 common | Sale | 522 | 22.9900 USD | |||
USD 0.01 common | Sale | 669 | 23.0055 USD | |||
USD 0.01 common | Sale | 673 | 22.8897 USD | |||
USD 0.01 common | Sale | 700 | 22.9928 USD | |||
USD 0.01 common | Sale | 769 | 22.9807 USD | |||
USD 0.01 common | Sale | 900 | 22.9766 USD | |||
USD 0.01 common | Sale | 920 | 22.9832 USD | |||
USD 0.01 common | Sale | 1,007 | 23.0068 USD | |||
USD 0.01 common | Sale | 1,100 | 22.9036 USD | |||
USD 0.01 common | Sale | 1,252 | 22.9760 USD | |||
USD 0.01 common | Sale | 1,305 | 22.9727 USD | |||
USD 0.01 common | Sale | 1,450 | 22.9858 USD | |||
USD 0.01 common | Sale | 1,578 | 22.8100 USD | |||
USD 0.01 common | Sale | 1,700 | 22.9838 USD | |||
USD 0.01 common | Sale | 1,948 | 22.9925 USD | |||
USD 0.01 common | Sale | 2,166 | 22.8600 USD | |||
USD 0.01 common | Sale | 2,300 | 22.8923 USD | |||
USD 0.01 common | Sale | 2,656 | 22.8900 USD | |||
USD 0.01 common | Sale | 3,167 | 22.9918 USD | |||
USD 0.01 common | Sale | 3,347 | 22.9670 USD | |||
USD 0.01 common | Sale | 6,839 | 22.9213 USD | |||
USD 0.01 common | Sale | 7,977 | 22.9667 USD | |||
USD 0.01 common | Sale | 8,267 | 22.9229 USD | |||
USD 0.01 common | Sale | 8,469 | 22.8576 USD | |||
USD 0.01 common | Sale | 8,508 | 22.8764 USD | |||
USD 0.01 common | Sale | 8,706 | 22.8786 USD | |||
USD 0.01 common | Sale | 9,170 | 22.9956 USD | |||
USD 0.01 common | Sale | 12,184 | 22.8947 USD | |||
USD 0.01 common | Sale | 15,525 | 22.8751 USD | |||
USD 0.01 common | Sale | 15,676 | 22.9684 USD | |||
USD 0.01 common | Sale | 16,035 | 22.9524 USD | |||
USD 0.01 common | Sale | 16,716 | 22.8865 USD | |||
USD 0.01 common | Sale | 18,148 | 22.8341 USD | |||
USD 0.01 common | Sale | 19,747 | 22.9600 USD | |||
USD 0.01 common | Sale | 20,129 | 22.9552 USD | |||
USD 0.01 common | Sale | 21,983 | 22.9567 USD | |||
USD 0.01 common | Sale | 22,383 | 22.9091 USD | |||
USD 0.01 common | Sale | 24,788 | 22.9309 USD | |||
USD 0.01 common | Sale | 35,230 | 22.9060 USD | |||
USD 0.01 common | Sale | 39,396 | 22.9539 USD | |||
USD 0.01 common | Sale | 47,322 | 22.9098 USD | |||
USD 0.01 common | Sale | 131,649 | 22.9677 USD | |||
USD 0.01 common | Sale | 133,301 | 22.9570 USD | |||
USD 0.01 common | Sale | 264,211 | 22.9409 USD | |||
USD 0.01 common | Sale | 1,012,543 | 22.9987 USD | |||
USD 0.01 common | Sale | 1,022,302 | 23.0000 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 8 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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