15th Mar 2022 12:38
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 14 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,372,211 | 0.24% | 885,309 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
465,820 | 0.08% | 3,730,776 | 0.64% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,838,031 | 0.32% | 4,616,085 | 0.79% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | |||||
options) | ||||||
Class of relevant security in relation to | ||||||
which subscription right exists | ||||||
Details, including nature of the rights | ||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 78 | 28.1780 USD | ||||
USD 0.01 common | Purchase | 87 | 28.1834 USD | ||||
USD 0.01 common | Purchase | 95 | 25.3150 EUR | ||||
USD 0.01 common | Purchase | 100 | 28.4200 USD | ||||
USD 0.01 common | Purchase | 102 | 29.0162 USD | ||||
USD 0.01 common | Purchase | 112 | 28.9505 USD | ||||
USD 0.01 common | Purchase | 122 | 28.9890 USD | ||||
USD 0.01 common | Purchase | 147 | 28.8817 USD | ||||
USD 0.01 common | Purchase | 154 | 28.9048 USD | ||||
USD 0.01 common | Purchase | 166 | 28.9285 USD | ||||
USD 0.01 common | Purchase | 181 | 28.9765 USD | ||||
USD 0.01 common | Purchase | 197 | 28.9759 USD | ||||
USD 0.01 common | Purchase | 207 | 28.9397 USD | ||||
USD 0.01 common | Purchase | 210 | 28.9127 USD | ||||
USD 0.01 common | Purchase | 232 | 28.9343 USD | ||||
USD 0.01 common | Purchase | 294 | 29.0339 USD | ||||
USD 0.01 common | Purchase | 300 | 29.0833 USD | ||||
USD 0.01 common | Purchase | 300 | 28.8800 USD | ||||
USD 0.01 common | Purchase | 305 | 28.7847 USD | ||||
USD 0.01 common | Purchase | 400 | 29.0300 USD | ||||
USD 0.01 common | Purchase | 600 | 28.7033 USD | ||||
USD 0.01 common | Purchase | 698 | 29.0850 USD | ||||
USD 0.01 common | Purchase | 800 | 28.7612 USD | ||||
USD 0.01 common | Purchase | 988 | 29.0775 USD | ||||
USD 0.01 common | Purchase | 990 | 28.7183 USD | ||||
USD 0.01 common | Purchase | 1,018 | 29.0784 USD | ||||
USD 0.01 common | Purchase | 1,217 | 28.7754 USD | ||||
USD 0.01 common | Purchase | 1,483 | 28.7595 USD | ||||
USD 0.01 common | Purchase | 1,578 | 29.0719 USD | ||||
USD 0.01 common | Purchase | 2,200 | 28.8670 USD | ||||
USD 0.01 common | Purchase | 2,260 | 28.7880 USD | ||||
USD 0.01 common | Purchase | 2,400 | 28.7512 USD | ||||
USD 0.01 common | Purchase | 2,405 | 28.6846 USD | ||||
USD 0.01 common | Purchase | 2,800 | 28.8248 USD | ||||
USD 0.01 common | Purchase | 3,015 | 28.6350 USD | ||||
USD 0.01 common | Purchase | 3,607 | 28.8386 USD | ||||
USD 0.01 common | Purchase | 3,785 | 28.8905 USD | ||||
USD 0.01 common | Purchase | 4,687 | 29.0405 USD | ||||
USD 0.01 common | Purchase | 5,241 | 28.7893 USD | ||||
USD 0.01 common | Purchase | 5,932 | 28.7721 USD | ||||
USD 0.01 common | Purchase | 6,476 | 28.9981 USD | ||||
USD 0.01 common | Purchase | 13,689 | 28.7885 USD | ||||
USD 0.01 common | Purchase | 14,520 | 28.7886 USD | ||||
USD 0.01 common | Purchase | 18,519 | 28.7888 USD | ||||
USD 0.01 common | Purchase | 21,327 | 29.0005 USD | ||||
USD 0.01 common | Purchase | 32,662 | 29.0755 USD | ||||
USD 0.01 common | Purchase | 39,768 | 28.8862 USD | ||||
USD 0.01 common | Purchase | 43,445 | 29.0071 USD | ||||
USD 0.01 common | Purchase | 48,188 | 28.7815 USD | ||||
USD 0.01 common | Purchase | 50,065 | 29.0533 USD | ||||
USD 0.01 common | Purchase | 70,395 | 29.0700 USD | ||||
USD 0.01 common | Purchase | 613,892 | 28.9528 USD | ||||
USD 0.01 common | Sale | 3 | 29.0316 USD | ||||
USD 0.01 common | Sale | 8 | 28.9450 USD | ||||
USD 0.01 common | Sale | 11 | 29.3050 USD | ||||
USD 0.01 common | Sale | 12 | 29.0516 USD | ||||
USD 0.01 common | Sale | 16 | 28.9962 USD | ||||
USD 0.01 common | Sale | 20 | 29.0340 USD | ||||
USD 0.01 common | Sale | 24 | 29.0416 USD | ||||
USD 0.01 common | Sale | 36 | 29.0133 USD | ||||
USD 0.01 common | Sale | 49 | 28.7896 USD | ||||
USD 0.01 common | Sale | 78 | 28.1780 USD | ||||
USD 0.01 common | Sale | 95 | 25.3150 EUR | ||||
USD 0.01 common | Sale | 120 | 28.8762 USD | ||||
USD 0.01 common | Sale | 130 | 28.8723 USD | ||||
USD 0.01 common | Sale | 149 | 29.0405 USD | ||||
USD 0.01 common | Sale | 165 | 29.0445 USD | ||||
USD 0.01 common | Sale | 165 | 28.9700 USD | ||||
USD 0.01 common | Sale | 179 | 28.8682 USD | ||||
USD 0.01 common | Sale | 187 | 28.7971 USD | ||||
USD 0.01 common | Sale | 190 | 28.5231 USD | ||||
USD 0.01 common | Sale | 196 | 28.9125 USD | ||||
USD 0.01 common | Sale | 212 | 29.0500 USD | ||||
USD 0.01 common | Sale | 228 | 28.8844 USD | ||||
USD 0.01 common | Sale | 255 | 28.9729 USD | ||||
USD 0.01 common | Sale | 270 | 29.0077 USD | ||||
USD 0.01 common | Sale | 285 | 28.9978 USD | ||||
USD 0.01 common | Sale | 294 | 29.0339 USD | ||||
USD 0.01 common | Sale | 328 | 28.9318 USD | ||||
USD 0.01 common | Sale | 336 | 28.9925 USD | ||||
USD 0.01 common | Sale | 341 | 29.3745 USD | ||||
USD 0.01 common | Sale | 347 | 28.7511 USD | ||||
USD 0.01 common | Sale | 349 | 29.0814 USD | ||||
USD 0.01 common | Sale | 351 | 28.9909 USD | ||||
USD 0.01 common | Sale | 360 | 28.9520 USD | ||||
USD 0.01 common | Sale | 400 | 29.0937 USD | ||||
USD 0.01 common | Sale | 400 | 29.0450 USD | ||||
USD 0.01 common | Sale | 404 | 29.0300 USD | ||||
USD 0.01 common | Sale | 419 | 28.8370 USD | ||||
USD 0.01 common | Sale | 499 | 29.0509 USD | ||||
USD 0.01 common | Sale | 503 | 29.0542 USD | ||||
USD 0.01 common | Sale | 614 | 29.0400 USD | ||||
USD 0.01 common | Sale | 670 | 29.2261 USD | ||||
USD 0.01 common | Sale | 715 | 28.9584 USD | ||||
USD 0.01 common | Sale | 876 | 28.9718 USD | ||||
USD 0.01 common | Sale | 998 | 29.1476 USD | ||||
USD 0.01 common | Sale | 1,219 | 29.0553 USD | ||||
USD 0.01 common | Sale | 2,070 | 28.9946 USD | ||||
USD 0.01 common | Sale | 2,462 | 27.8700 USD | ||||
USD 0.01 common | Sale | 3,098 | 28.9088 USD | ||||
USD 0.01 common | Sale | 3,473 | 29.0394 USD | ||||
USD 0.01 common | Sale | 3,476 | 29.0646 USD | ||||
USD 0.01 common | Sale | 3,564 | 29.0770 USD | ||||
USD 0.01 common | Sale | 4,637 | 29.1214 USD | ||||
USD 0.01 common | Sale | 4,789 | 28.8900 USD | ||||
USD 0.01 common | Sale | 6,496 | 28.8178 USD | ||||
USD 0.01 common | Sale | 7,613 | 29.0213 USD | ||||
USD 0.01 common | Sale | 7,872 | 28.9750 USD | ||||
USD 0.01 common | Sale | 10,181 | 28.7624 USD | ||||
USD 0.01 common | Sale | 11,462 | 29.1221 USD | ||||
USD 0.01 common | Sale | 11,680 | 28.8356 USD | ||||
USD 0.01 common | Sale | 12,180 | 29.0023 USD | ||||
USD 0.01 common | Sale | 16,420 | 28.8860 USD | ||||
USD 0.01 common | Sale | 17,464 | 29.0418 USD | ||||
USD 0.01 common | Sale | 18,039 | 29.0683 USD | ||||
USD 0.01 common | Sale | 27,771 | 28.9198 USD | ||||
USD 0.01 common | Sale | 29,163 | 28.9136 USD | ||||
USD 0.01 common | Sale | 39,194 | 28.9048 USD | ||||
USD 0.01 common | Sale | 43,099 | 29.0447 USD | ||||
USD 0.01 common | Sale | 45,750 | 29.0661 USD | ||||
USD 0.01 common | Sale | 48,712 | 28.7846 USD | ||||
USD 0.01 common | Sale | 103,417 | 28.9434 USD | ||||
USD 0.01 common | Sale | 123,663 | 29.0700 USD | ||||
USD 0.01 common | Sale | 194,675 | 28.9900 USD | ||||
USD 0.01 common | Sale | 214,806 | 28.9116 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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