8th Apr 2022 12:26
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 07 April 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,253,447 | 0.22% | 839,205 | 0.14% | |||
(2) | Cash-settled derivatives: | ||||||
416,322 | 0.07% | 1,865,388 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,669,769 | 0.29% | 2,704,593 | 0.46% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 12 | 26.7783 USD | |||
USD 0.01 common | Purchase | 13 | 26.7292 USD | |||
USD 0.01 common | Purchase | 40 | 27.1640 USD | |||
USD 0.01 common | Purchase | 48 | 27.1700 USD | |||
USD 0.01 common | Purchase | 56 | 27.1671 USD | |||
USD 0.01 common | Purchase | 64 | 27.1737 USD | |||
USD 0.01 common | Purchase | 84 | 27.1028 USD | |||
USD 0.01 common | Purchase | 92 | 27.1800 USD | |||
USD 0.01 common | Purchase | 97 | 27.1460 USD | |||
USD 0.01 common | Purchase | 100 | 27.0850 USD | |||
USD 0.01 common | Purchase | 112 | 27.1778 USD | |||
USD 0.01 common | Purchase | 205 | 27.0255 USD | |||
USD 0.01 common | Purchase | 266 | 27.1900 USD | |||
USD 0.01 common | Purchase | 500 | 27.1760 USD | |||
USD 0.01 common | Purchase | 578 | 27.2000 USD | |||
USD 0.01 common | Purchase | 1,658 | 27.1214 USD | |||
USD 0.01 common | Purchase | 2,496 | 27.1677 USD | |||
USD 0.01 common | Purchase | 4,011 | 27.1100 USD | |||
USD 0.01 common | Purchase | 4,112 | 27.1600 USD | |||
USD 0.01 common | Purchase | 6,462 | 27.1220 USD | |||
USD 0.01 common | Purchase | 9,586 | 27.0169 USD | |||
USD 0.01 common | Purchase | 14,065 | 27.1602 USD | |||
USD 0.01 common | Purchase | 101,723 | 27.1205 USD | |||
USD 0.01 common | Sale | 2 | 27.1200 USD | |||
USD 0.01 common | Sale | 10 | 26.9700 USD | |||
USD 0.01 common | Sale | 14 | 26.9985 USD | |||
USD 0.01 common | Sale | 34 | 27.1900 USD | |||
USD 0.01 common | Sale | 97 | 27.1460 USD | |||
USD 0.01 common | Sale | 100 | 27.1700 USD | |||
USD 0.01 common | Sale | 100 | 27.2100 USD | |||
USD 0.01 common | Sale | 102 | 27.1879 USD | |||
USD 0.01 common | Sale | 111 | 27.1783 USD | |||
USD 0.01 common | Sale | 122 | 27.1548 USD | |||
USD 0.01 common | Sale | 130 | 27.1453 USD | |||
USD 0.01 common | Sale | 133 | 27.1411 USD | |||
USD 0.01 common | Sale | 161 | 27.1466 USD | |||
USD 0.01 common | Sale | 200 | 27.1525 USD | |||
USD 0.01 common | Sale | 200 | 27.1800 USD | |||
USD 0.01 common | Sale | 200 | 27.0925 USD | |||
USD 0.01 common | Sale | 223 | 27.1943 USD | |||
USD 0.01 common | Sale | 252 | 27.1653 USD | |||
USD 0.01 common | Sale | 265 | 27.1422 USD | |||
USD 0.01 common | Sale | 277 | 27.1506 USD | |||
USD 0.01 common | Sale | 278 | 27.1697 USD | |||
USD 0.01 common | Sale | 300 | 27.1450 USD | |||
USD 0.01 common | Sale | 379 | 27.2000 USD | |||
USD 0.01 common | Sale | 400 | 27.1762 USD | |||
USD 0.01 common | Sale | 434 | 27.1950 USD | |||
USD 0.01 common | Sale | 500 | 27.0960 USD | |||
USD 0.01 common | Sale | 505 | 27.1400 USD | |||
USD 0.01 common | Sale | 600 | 27.1458 USD | |||
USD 0.01 common | Sale | 686 | 27.0396 USD | |||
USD 0.01 common | Sale | 710 | 27.1583 USD | |||
USD 0.01 common | Sale | 781 | 27.1042 USD | |||
USD 0.01 common | Sale | 784 | 27.1577 USD | |||
USD 0.01 common | Sale | 913 | 27.1403 USD | |||
USD 0.01 common | Sale | 1,071 | 27.0874 USD | |||
USD 0.01 common | Sale | 1,203 | 27.1541 USD | |||
USD 0.01 common | Sale | 2,116 | 26.6600 USD | |||
USD 0.01 common | Sale | 2,899 | 27.1174 USD | |||
USD 0.01 common | Sale | 3,930 | 27.1086 USD | |||
USD 0.01 common | Sale | 6,168 | 27.0863 USD | |||
USD 0.01 common | Sale | 7,832 | 27.1381 USD | |||
USD 0.01 common | Sale | 8,667 | 27.1234 USD | |||
USD 0.01 common | Sale | 17,832 | 27.1600 USD | |||
USD 0.01 common | Sale | 20,507 | 27.1246 USD | |||
USD 0.01 common | Sale | 67,033 | 27.1217 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 8 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays