29th Apr 2022 13:03
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | ||||||||||||||||||||||
(b) | Owner or controller of interest and short | |||||||||||||||||||||||
positions disclosed, if different from 1(a): | ||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||||||||||||||||||
relevant securities this form relates: | ||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | |||||||||||||||||||||||
offeror/offeree, state this and specify identity of | ||||||||||||||||||||||||
offeror/offeree: | ||||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 28 April 2022 | ||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | ||||||||||||||||||||||
disclosures in respect of any other party to the offer? | AVAST PLC | |||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,270,859 | 0.22% | 837,784 | 0.14% |
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(2) | Cash-settled derivatives: |
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335,822 | 0.06% | 1,884,792 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,606,681 | 0.28% | 2,722,576 | 0.47% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 3 | 25.6733 USD | ||||
USD 0.01 common | Purchase | 5 | 25.7010 USD | ||||
USD 0.01 common | Purchase | 6 | 25.7266 USD | ||||
USD 0.01 common | Purchase | 7 | 25.7442 USD | ||||
USD 0.01 common | Purchase | 13 | 25.6846 USD | ||||
USD 0.01 common | Purchase | 16 | 25.7121 USD | ||||
USD 0.01 common | Purchase | 16 | 25.7131 USD | ||||
USD 0.01 common | Purchase | 23 | 25.7076 USD | ||||
USD 0.01 common | Purchase | 24 | 25.7116 USD | ||||
USD 0.01 common | Purchase | 30 | 25.6433 USD | ||||
USD 0.01 common | Purchase | 37 | 25.6987 USD | ||||
USD 0.01 common | Purchase | 43 | 25.7072 USD | ||||
USD 0.01 common | Purchase | 44 | 25.7200 USD | ||||
USD 0.01 common | Purchase | 58 | 25.6873 USD | ||||
USD 0.01 common | Purchase | 100 | 25.6400 USD | ||||
USD 0.01 common | Purchase | 112 | 25.7024 USD | ||||
USD 0.01 common | Purchase | 113 | 25.7750 USD | ||||
USD 0.01 common | Purchase | 200 | 25.7100 USD | ||||
USD 0.01 common | Purchase | 200 | 25.7450 USD | ||||
USD 0.01 common | Purchase | 300 | 25.6900 USD | ||||
USD 0.01 common | Purchase | 372 | 25.6965 USD | ||||
USD 0.01 common | Purchase | 401 | 25.6647 USD | ||||
USD 0.01 common | Purchase | 451 | 25.6785 USD | ||||
USD 0.01 common | Purchase | 2,465 | 25.6696 USD | ||||
USD 0.01 common | Purchase | 2,790 | 25.7331 USD | ||||
USD 0.01 common | Purchase | 2,971 | 25.6816 USD | ||||
USD 0.01 common | Purchase | 5,770 | 25.7253 USD | ||||
USD 0.01 common | Purchase | 5,914 | 25.6487 USD | ||||
USD 0.01 common | Purchase | 6,670 | 25.7400 USD | ||||
USD 0.01 common | Purchase | 7,670 | 25.6346 USD | ||||
USD 0.01 common | Purchase | 8,023 | 25.6532 USD | ||||
USD 0.01 common | Purchase | 10,941 | 25.6679 USD | ||||
USD 0.01 common | Purchase | 14,412 | 25.7395 USD | ||||
USD 0.01 common | Purchase | 17,361 | 25.7254 USD | ||||
USD 0.01 common | Purchase | 19,182 | 25.6615 USD | ||||
USD 0.01 common | Purchase | 70,141 | 25.7330 USD | ||||
USD 0.01 common | Purchase | 117,143 | 25.6765 USD | ||||
USD 0.01 common | Sale | 2 | 25.7000 USD | ||||
USD 0.01 common | Sale | 2 | 25.6700 USD | ||||
USD 0.01 common | Sale | 4 | 25.6950 USD | ||||
USD 0.01 common | Sale | 4 | 25.6800 USD | ||||
USD 0.01 common | Sale | 6 | 25.6916 USD | ||||
USD 0.01 common | Sale | 8 | 25.7087 USD | ||||
USD 0.01 common | Sale | 8 | 25.7025 USD | ||||
USD 0.01 common | Sale | 10 | 25.7800 USD | ||||
USD 0.01 common | Sale | 10 | 25.6910 USD | ||||
USD 0.01 common | Sale | 36 | 25.6344 USD | ||||
USD 0.01 common | Sale | 72 | 25.7152 USD | ||||
USD 0.01 common | Sale | 100 | 25.6400 USD | ||||
USD 0.01 common | Sale | 100 | 25.7250 USD | ||||
USD 0.01 common | Sale | 113 | 25.7750 USD | ||||
USD 0.01 common | Sale | 120 | 25.7150 USD | ||||
USD 0.01 common | Sale | 145 | 25.7060 USD | ||||
USD 0.01 common | Sale | 202 | 25.7100 USD | ||||
USD 0.01 common | Sale | 203 | 25.6638 USD | ||||
USD 0.01 common | Sale | 239 | 25.7200 USD | ||||
USD 0.01 common | Sale | 306 | 25.7300 USD | ||||
USD 0.01 common | Sale | 380 | 25.7331 USD | ||||
USD 0.01 common | Sale | 500 | 25.7360 USD | ||||
USD 0.01 common | Sale | 600 | 25.6000 USD | ||||
USD 0.01 common | Sale | 737 | 25.6650 USD | ||||
USD 0.01 common | Sale | 1,510 | 25.6714 USD | ||||
USD 0.01 common | Sale | 3,046 | 25.7306 USD | ||||
USD 0.01 common | Sale | 3,748 | 25.7335 USD | ||||
USD 0.01 common | Sale | 5,770 | 25.7253 USD | ||||
USD 0.01 common | Sale | 7,403 | 25.6516 USD | ||||
USD 0.01 common | Sale | 10,382 | 25.6798 USD | ||||
USD 0.01 common | Sale | 11,806 | 25.6678 USD | ||||
USD 0.01 common | Sale | 17,048 | 25.6608 USD | ||||
USD 0.01 common | Sale | 20,066 | 25.7400 USD | ||||
USD 0.01 common | Sale | 22,286 | 25.7297 USD | ||||
USD 0.01 common | Sale | 63,594 | 25.7336 USD | ||||
USD 0.01 common | Sale | 123,306 | 25.6706 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 29 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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