25th Mar 2022 13:44
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 24 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,186,113 | 0.20% | 927,405 | 0.16% | |||
(2) | Cash-settled derivatives: | ||||||
458,188 | 0.08% | 1,868,008 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,644,301 | 0.28% | 2,795,413 | 0.48% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 2 | 28.0750 USD | ||||
USD 0.01 common | Purchase | 11 | 27.3300 USD | ||||
USD 0.01 common | Purchase | 12 | 28.0833 USD | ||||
USD 0.01 common | Purchase | 45 | 28.0200 USD | ||||
USD 0.01 common | Purchase | 75 | 28.0675 USD | ||||
USD 0.01 common | Purchase | 91 | 28.0800 USD | ||||
USD 0.01 common | Purchase | 100 | 28.0550 USD | ||||
USD 0.01 common | Purchase | 100 | 28.0400 USD | ||||
USD 0.01 common | Purchase | 200 | 28.1425 USD | ||||
USD 0.01 common | Purchase | 200 | 28.0700 USD | ||||
USD 0.01 common | Purchase | 300 | 28.0650 USD | ||||
USD 0.01 common | Purchase | 544 | 28.0780 USD | ||||
USD 0.01 common | Purchase | 990 | 28.0695 USD | ||||
USD 0.01 common | Purchase | 3,797 | 28.0676 USD | ||||
USD 0.01 common | Purchase | 4,867 | 28.0129 USD | ||||
USD 0.01 common | Purchase | 5,640 | 28.0719 USD | ||||
USD 0.01 common | Purchase | 6,229 | 28.0265 USD | ||||
USD 0.01 common | Purchase | 10,402 | 28.0291 USD | ||||
USD 0.01 common | Purchase | 24,952 | 28.0573 USD | ||||
USD 0.01 common | Purchase | 29,835 | 27.8898 USD | ||||
USD 0.01 common | Purchase | 115,639 | 28.0060 USD | ||||
USD 0.01 common | Purchase | 153,221 | 28.0600 USD | ||||
USD 0.01 common | Sale | 8 | 27.5100 USD | ||||
USD 0.01 common | Sale | 20 | 28.0850 USD | ||||
USD 0.01 common | Sale | 24 | 27.4966 USD | ||||
USD 0.01 common | Sale | 30 | 28.0566 USD | ||||
USD 0.01 common | Sale | 40 | 28.0775 USD | ||||
USD 0.01 common | Sale | 40 | 28.0425 USD | ||||
USD 0.01 common | Sale | 40 | 28.0750 USD | ||||
USD 0.01 common | Sale | 50 | 28.0920 USD | ||||
USD 0.01 common | Sale | 70 | 28.0685 USD | ||||
USD 0.01 common | Sale | 90 | 28.0538 USD | ||||
USD 0.01 common | Sale | 91 | 28.0800 USD | ||||
USD 0.01 common | Sale | 100 | 28.0400 USD | ||||
USD 0.01 common | Sale | 106 | 28.0724 USD | ||||
USD 0.01 common | Sale | 108 | 28.0470 USD | ||||
USD 0.01 common | Sale | 116 | 28.0455 USD | ||||
USD 0.01 common | Sale | 124 | 28.0409 USD | ||||
USD 0.01 common | Sale | 132 | 27.9210 USD | ||||
USD 0.01 common | Sale | 167 | 27.9095 USD | ||||
USD 0.01 common | Sale | 215 | 28.0776 USD | ||||
USD 0.01 common | Sale | 224 | 28.0444 USD | ||||
USD 0.01 common | Sale | 224 | 28.0551 USD | ||||
USD 0.01 common | Sale | 239 | 28.0339 USD | ||||
USD 0.01 common | Sale | 281 | 28.0835 USD | ||||
USD 0.01 common | Sale | 408 | 28.0877 USD | ||||
USD 0.01 common | Sale | 540 | 28.0613 USD | ||||
USD 0.01 common | Sale | 669 | 28.0682 USD | ||||
USD 0.01 common | Sale | 1,100 | 28.0300 USD | ||||
USD 0.01 common | Sale | 1,116 | 28.0550 USD | ||||
USD 0.01 common | Sale | 1,261 | 28.0769 USD | ||||
USD 0.01 common | Sale | 1,264 | 27.9695 USD | ||||
USD 0.01 common | Sale | 2,758 | 28.0267 USD | ||||
USD 0.01 common | Sale | 5,040 | 28.0414 USD | ||||
USD 0.01 common | Sale | 5,566 | 28.0668 USD | ||||
USD 0.01 common | Sale | 6,071 | 27.3299 USD | ||||
USD 0.01 common | Sale | 6,392 | 28.0427 USD | ||||
USD 0.01 common | Sale | 9,810 | 28.0440 USD | ||||
USD 0.01 common | Sale | 9,888 | 28.0275 USD | ||||
USD 0.01 common | Sale | 30,545 | 28.0419 USD | ||||
USD 0.01 common | Sale | 97,554 | 27.9973 USD | ||||
USD 0.01 common | Sale | 175,760 | 28.0600 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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