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Form 8.3 - NortonLifeLock Inc

12th Apr 2022 13:56

RNS Number : 1551I

Northern Trust Corporation

12 April 2022

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:	Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	11th April 2022
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSU7RE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,689,901.00	1.32
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
TOTAL:	7,689,901.00	1.32

Note: The difference in holdings from yesterday and today not explained by transactions, can be explained by stock transfers of 553 securities into the relevant accounts and 387 securities out of the relevant accounts.

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Common stock	SELL	2304	26.61
Common stock	BUY	62	26.61
Common stock	SELL	94	26.573
Common stock	SELL	73	26.573
Common stock	SELL	109	26.573
Common stock	SELL	210	26.573
Common stock	SELL	455	26.573
Common stock	SELL	174	26.573
Common stock	SELL	105	26.573
Common stock	SELL	146	26.573
Common stock	SELL	386	26.573
Common stock	SELL	214	26.573
Common stock	SELL	190	26.573
Common stock	SELL	196	26.573
Common stock	SELL	233	26.573
Common stock	SELL	104	26.573
Common stock	SELL	201	26.573
Common stock	SELL	177	26.573
Common stock	SELL	88	26.573
Common stock	SELL	55	26.573
Common stock	SELL	71	26.573
Common stock	SELL	114	26.573
Common stock	SELL	1050	26.573
Common stock	SELL	629	26.573
Common stock	SELL	243	26.573
Common stock	SELL	851	26.573
Common stock	SELL	108	26.573
Common stock	SELL	156	26.573
Common stock	SELL	121	26.573
Common stock	SELL	555	26.573
Common stock	SELL	374	26.573
Common stock	SELL	764	26.573
Common stock	SELL	437	26.573
Common stock	SELL	273	26.573
Common stock	SELL	367	26.573
Common stock	SELL	97	26.573
Common stock	SELL	28	26.573
Common stock	SELL	120	26.573
Common stock	SELL	184	26.573
Common stock	SELL	158	26.573
Common stock	SELL	115	26.573
Common stock	SELL	161	26.573
Common stock	SELL	44	26.573
Common stock	SELL	179	26.573
Common stock	SELL	186	26.573
Common stock	SELL	205	26.573
Common stock	SELL	159	26.573
Common stock	SELL	81	26.573
Common stock	SELL	113	26.573
Common stock	SELL	215	26.573
Common stock	SELL	108	26.573
Common stock	SELL	66	26.573
Common stock	SELL	92	26.573
Common stock	SELL	171	26.573
Common stock	SELL	167	26.573
Common stock	SELL	51	26.79
Common stock	BUY	174	26.945
Common stock	BUY	28	26.945
Common stock	BUY	7	26.945
Common stock	BUY	21	26.945
Common stock	BUY	21	26.945
Common stock	BUY	62	26.61
Common stock	SELL	14	26.945
Common stock	SELL	148	26.955
Common stock	SELL	293	26.945
Common stock	BUY	13	26.945
Common stock	BUY	10	26.945
Common stock	BUY	13	26.945
Common stock	BUY	112	26.79
Common stock	BUY	15	26.95
Common stock	BUY	13	26.79
Common stock	SELL	252	27.214
Common stock	SELL	222	27.214
Common stock	SELL	176	26.6017
Common stock	SELL	140	26.6017
Common stock	SELL	140	26.6017
Common stock	SELL	145	26.6017
Common stock	SELL	94	26.5726
Common stock	SELL	73	26.5726
Common stock	SELL	109	26.5726
Common stock	SELL	210	26.5726
Common stock	SELL	455	26.5726
Common stock	SELL	174	26.5726
Common stock	SELL	105	26.5726
Common stock	SELL	146	26.5726
Common stock	SELL	386	26.5726
Common stock	SELL	214	26.5726
Common stock	SELL	190	26.5726
Common stock	SELL	196	26.5726
Common stock	SELL	233	26.5726
Common stock	SELL	104	26.5726
Common stock	SELL	201	26.5726
Common stock	SELL	177	26.5726
Common stock	SELL	88	26.5726
Common stock	SELL	55	26.5726
Common stock	SELL	71	26.5726
Common stock	SELL	114	26.5726
Common stock	SELL	1050	26.5726
Common stock	SELL	629	26.5726
Common stock	SELL	243	26.5726
Common stock	SELL	851	26.5726
Common stock	SELL	108	26.5726
Common stock	SELL	156	26.5726
Common stock	SELL	121	26.5726
Common stock	SELL	555	26.5726
Common stock	SELL	374	26.5726
Common stock	SELL	764	26.5726
Common stock	SELL	437	26.5726
Common stock	SELL	273	26.5726
Common stock	SELL	367	26.5726
Common stock	SELL	97	26.5726
Common stock	SELL	28	26.5726
Common stock	SELL	120	26.5726
Common stock	SELL	184	26.5726
Common stock	SELL	158	26.5726
Common stock	SELL	115	26.5726
Common stock	SELL	161	26.5726
Common stock	SELL	44	26.5726
Common stock	SELL	179	26.5726
Common stock	SELL	186	26.5726
Common stock	SELL	205	26.5726
Common stock	SELL	159	26.5726
Common stock	SELL	81	26.5726
Common stock	SELL	113	26.5726
Common stock	SELL	215	26.5726
Common stock	SELL	108	26.5726
Common stock	SELL	66	26.5726
Common stock	SELL	171	26.5726
Common stock	SELL	167	26.5726
Common stock	SELL	92	26.5726

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	12th April 2022
Contact name:	London Compliance Team
Telephone number*:	0207 982 2158 or 0207 982 3697

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

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