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Form 8.3 - NORTONLIFELOCK INC

26th Jan 2022 13:25

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

25 Jan 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES: AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:USD 0.01 common
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

1,305,773

0.22%

588,495

0.10%

 

(2)

Cash-settled derivatives:

 

402,807

0.07%

1,510,550

0.26%

 

(3)

Stock-settled derivatives (including options)

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

(4)

TOTAL:

1,708,580

0.29%

2,099,045

0.36%

 
Class of relevant security:Convertible Bond US668771AA66
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

390,000

0.07%

0

0.00%

 

(2)

Cash-settled derivatives:

 

0

0.00%

0

0.00%

 

(3)

Stock-settled derivatives (including options)

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

(4)

TOTAL:

390,000

0.07%

0

0.00%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
USD 0.01 commonPurchase

1

25.5600 USD
USD 0.01 commonPurchase

2

25.3000 USD
USD 0.01 commonPurchase

3

25.5233 USD
USD 0.01 commonPurchase

5

25.4060 USD
USD 0.01 commonPurchase

7

25.4628 USD
USD 0.01 commonPurchase

7

25.4485 USD
USD 0.01 commonPurchase

15

25.4440 USD
USD 0.01 commonPurchase

22

25.4081 USD
USD 0.01 commonPurchase

31

25.3951 USD
USD 0.01 commonPurchase

100

25.4150 USD
USD 0.01 commonPurchase

100

25.4500 USD
USD 0.01 commonPurchase

100

25.5200 USD
USD 0.01 commonPurchase

100

25.5450 USD
USD 0.01 commonPurchase

101

25.4385 USD
USD 0.01 commonPurchase

108

25.4732 USD
USD 0.01 commonPurchase

110

25.4372 USD
USD 0.01 commonPurchase

187

25.4400 USD
USD 0.01 commonPurchase

200

25.4950 USD
USD 0.01 commonPurchase

240

25.5183 USD
USD 0.01 commonPurchase

300

25.4700 USD
USD 0.01 commonPurchase

311

25.4242 USD
USD 0.01 commonPurchase

400

25.3800 USD
USD 0.01 commonPurchase

400

25.4475 USD
USD 0.01 commonPurchase

433

25.4685 USD
USD 0.01 commonPurchase

449

25.5300 USD
USD 0.01 commonPurchase

483

25.5077 USD
USD 0.01 commonPurchase

492

25.4720 USD
USD 0.01 commonPurchase

500

25.4840 USD
USD 0.01 commonPurchase

500

25.4200 USD
USD 0.01 commonPurchase

632

25.4514 USD
USD 0.01 commonPurchase

900

25.3683 USD
USD 0.01 commonPurchase

1,030

25.4145 USD
USD 0.01 commonPurchase

1,200

25.4800 USD
USD 0.01 commonPurchase

2,877

25.5403 USD
USD 0.01 commonPurchase

2,998

25.4853 USD
USD 0.01 commonPurchase

4,289

25.4534 USD
USD 0.01 commonPurchase

5,865

25.4336 USD
USD 0.01 commonPurchase

6,412

25.4031 USD
USD 0.01 commonPurchase

6,893

25.3907 USD
USD 0.01 commonPurchase

9,314

25.6465 USD
USD 0.01 commonPurchase

15,054

25.4409 USD
USD 0.01 commonPurchase

15,406

25.5534 USD
USD 0.01 commonPurchase

43,017

25.4471 USD
USD 0.01 commonPurchase

46,986

25.5010 USD
USD 0.01 commonPurchase

54,546

25.5000 USD
USD 0.01 commonPurchase

110,933

25.4718 USD
USD 0.01 commonPurchase

118,744

25.4226 USD
USD 0.01 commonPurchase

365,200

25.4606 USD
USD 0.01 commonSale

14

25.4492 USD
USD 0.01 commonSale

26

25.4026 USD
USD 0.01 commonSale

38

25.4511 USD
USD 0.01 commonSale

41

25.4441 USD
USD 0.01 commonSale

41

25.4004 USD
USD 0.01 commonSale

44

25.4678 USD
USD 0.01 commonSale

76

25.3751 USD
USD 0.01 commonSale

87

25.4028 USD
USD 0.01 commonSale

96

25.4340 USD
USD 0.01 commonSale

100

25.2800 USD
USD 0.01 commonSale

100

25.5550 USD
USD 0.01 commonSale

100

25.5400 USD
USD 0.01 commonSale

108

25.5250 USD
USD 0.01 commonSale

123

25.3764 USD
USD 0.01 commonSale

134

25.4500 USD
USD 0.01 commonSale

183

25.4700 USD
USD 0.01 commonSale

200

25.4550 USD
USD 0.01 commonSale

213

25.5063 USD
USD 0.01 commonSale

288

25.4302 USD
USD 0.01 commonSale

341

25.5053 USD
USD 0.01 commonSale

529

25.4070 USD
USD 0.01 commonSale

572

25.5208 USD
USD 0.01 commonSale

660

25.5240 USD
USD 0.01 commonSale

856

25.5302 USD
USD 0.01 commonSale

918

25.4819 USD
USD 0.01 commonSale

987

25.5358 USD
USD 0.01 commonSale

1,600

25.5228 USD
USD 0.01 commonSale

1,649

25.4514 USD
USD 0.01 commonSale

1,700

25.4600 USD
USD 0.01 commonSale

1,988

25.5122 USD
USD 0.01 commonSale

2,132

25.4387 USD
USD 0.01 commonSale

2,400

25.4587 USD
USD 0.01 commonSale

2,925

25.5273 USD
USD 0.01 commonSale

5,120

25.4945 USD
USD 0.01 commonSale

5,177

25.5021 USD
USD 0.01 commonSale

5,211

25.4524 USD
USD 0.01 commonSale

5,330

25.4875 USD
USD 0.01 commonSale

5,642

25.4667 USD
USD 0.01 commonSale

6,260

25.3805 USD
USD 0.01 commonSale

6,500

25.5257 USD
USD 0.01 commonSale

7,162

25.4334 USD
USD 0.01 commonSale

7,301

25.4660 USD
USD 0.01 commonSale

8,134

25.4534 USD
USD 0.01 commonSale

8,492

25.4709 USD
USD 0.01 commonSale

8,532

25.5036 USD
USD 0.01 commonSale

8,538

25.6559 USD
USD 0.01 commonSale

9,834

25.4113 USD
USD 0.01 commonSale

12,260

25.5050 USD
USD 0.01 commonSale

14,311

25.4588 USD
USD 0.01 commonSale

16,300

25.3300 USD
USD 0.01 commonSale

23,739

25.4562 USD
USD 0.01 commonSale

25,524

25.4615 USD
USD 0.01 commonSale

25,680

25.4638 USD
USD 0.01 commonSale

29,970

25.5002 USD
USD 0.01 commonSale

32,296

25.5025 USD
USD 0.01 commonSale

34,745

25.4371 USD
USD 0.01 commonSale

42,802

25.4578 USD
USD 0.01 commonSale

60,189

25.4769 USD
USD 0.01 commonSale

62,713

25.4652 USD
USD 0.01 commonSale

69,801

25.5000 USD
USD 0.01 commonSale

133,755

25.4180 USD
USD 0.01 commonSale

136,646

25.4592 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26 Jan 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220126005552/en/

Copyright Business Wire 2022


Related Shares:

Barclays
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