8th Mar 2022 16:51
FORM 8.3 | Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||||
MORE | |||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||||
1. KEY INFORMATION | |||||||||||||||||
| (a) | Full name of discloser: |
| Barclays PLC. |
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| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): |
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| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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| relevant securities this form relates: |
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| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of |
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| offeror/offeree: |
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| (e) | Date position held/dealing undertaken: | 04 March 2022 |
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| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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| Interests | Short Positions |
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| Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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| and/or controlled: | 1,366,794 | 0.23% | 705,589 | 0.12% |
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(2) | Cash-settled derivatives: |
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| 230,120 | 0.04% | 3,730,776 | 0.64% |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
| 1,596,914 | 0.27% | 4,436,365 | 0.76% |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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| (a) | Purchases and sales |
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| Class of relevant | Purchase/sale |
| Number of | Price per unit |
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| securities |
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| USD 0.01 common | Purchase | 1 | 29.6900 USD | ||||||
| USD 0.01 common | Purchase | 1 | 28.9500 USD | ||||||
| USD 0.01 common | Purchase | 1 | 29.1800 USD | ||||||
| USD 0.01 common | Purchase | 1 | 29.1400 USD | ||||||
| USD 0.01 common | Purchase | 2 | 29.1650 USD | ||||||
| USD 0.01 common | Purchase | 49 | 29.3400 USD | ||||||
| USD 0.01 common | Purchase | 61 | 28.9700 USD | ||||||
| USD 0.01 common | Purchase | 64 | 28.9650 USD | ||||||
| USD 0.01 common | Purchase | 100 | 28.8900 USD | ||||||
| USD 0.01 common | Purchase | 105 | 27.0550 EUR | ||||||
| USD 0.01 common | Purchase | 414 | 29.3000 USD | ||||||
| USD 0.01 common | Purchase | 501 | 29.1600 USD | ||||||
| USD 0.01 common | Purchase | 600 | 29.2000 USD | ||||||
| USD 0.01 common | Purchase | 1,993 | 29.1635 USD | ||||||
| USD 0.01 common | Purchase | 4,125 | 29.2135 USD | ||||||
| USD 0.01 common | Purchase | 4,187 | 29.0203 USD | ||||||
| USD 0.01 common | Purchase | 5,239 | 29.3118 USD | ||||||
| USD 0.01 common | Purchase | 5,486 | 29.5610 USD | ||||||
| USD 0.01 common | Purchase | 16,018 | 29.0817 USD | ||||||
| USD 0.01 common | Purchase | 17,602 | 29.1058 USD | ||||||
| USD 0.01 common | Purchase | 19,832 | 29.1683 USD | ||||||
| USD 0.01 common | Purchase | 21,548 | 29.1227 USD | ||||||
| USD 0.01 common | Purchase | 29,155 | 29.1886 USD | ||||||
| USD 0.01 common | Purchase | 38,421 | 29.0691 USD | ||||||
| USD 0.01 common | Purchase | 39,212 | 29.1884 USD | ||||||
| USD 0.01 common | Purchase | 98,698 | 29.1900 USD | ||||||
| USD 0.01 common | Purchase | 177,549 | 29.0854 USD | ||||||
| USD 0.01 common | Sale | 8 | 29.1733 USD | ||||||
| USD 0.01 common | Sale | 12 | 29.0900 USD | ||||||
| USD 0.01 common | Sale | 14 | 29.3000 USD | ||||||
| USD 0.01 common | Sale | 24 | 29.1875 USD | ||||||
| USD 0.01 common | Sale | 30 | 28.9500 USD | ||||||
| USD 0.01 common | Sale | 36 | 29.1333 USD | ||||||
| USD 0.01 common | Sale | 36 | 29.1133 USD | ||||||
| USD 0.01 common | Sale | 38 | 29.1600 USD | ||||||
| USD 0.01 common | Sale | 46 | 29.1856 USD | ||||||
| USD 0.01 common | Sale | 48 | 29.1475 USD | ||||||
| USD 0.01 common | Sale | 49 | 29.3400 USD | ||||||
| USD 0.01 common | Sale | 60 | 29.1390 USD | ||||||
| USD 0.01 common | Sale | 61 | 28.9700 USD | ||||||
| USD 0.01 common | Sale | 66 | 28.9750 USD | ||||||
| USD 0.01 common | Sale | 72 | 29.1300 USD | ||||||
| USD 0.01 common | Sale | 84 | 29.1230 USD | ||||||
| USD 0.01 common | Sale | 93 | 29.0300 USD | ||||||
| USD 0.01 common | Sale | 96 | 29.1112 USD | ||||||
| USD 0.01 common | Sale | 105 | 27.0550 EUR | ||||||
| USD 0.01 common | Sale | 116 | 29.1305 USD | ||||||
| USD 0.01 common | Sale | 136 | 29.0700 USD | ||||||
| USD 0.01 common | Sale | 141 | 29.0726 USD | ||||||
| USD 0.01 common | Sale | 170 | 29.3371 USD | ||||||
| USD 0.01 common | Sale | 171 | 29.5109 USD | ||||||
| USD 0.01 common | Sale | 173 | 29.2315 USD | ||||||
| USD 0.01 common | Sale | 192 | 29.1520 USD | ||||||
| USD 0.01 common | Sale | 200 | 29.3533 USD | ||||||
| USD 0.01 common | Sale | 200 | 29.1850 USD | ||||||
| USD 0.01 common | Sale | 291 | 29.3208 USD | ||||||
| USD 0.01 common | Sale | 292 | 29.4420 USD | ||||||
| USD 0.01 common | Sale | 348 | 29.1524 USD | ||||||
| USD 0.01 common | Sale | 348 | 29.3660 USD | ||||||
| USD 0.01 common | Sale | 370 | 29.2970 USD | ||||||
| USD 0.01 common | Sale | 424 | 29.3408 USD | ||||||
| USD 0.01 common | Sale | 448 | 29.3805 USD | ||||||
| USD 0.01 common | Sale | 516 | 29.3462 USD | ||||||
| USD 0.01 common | Sale | 800 | 29.2000 USD | ||||||
| USD 0.01 common | Sale | 1,577 | 29.2864 USD | ||||||
| USD 0.01 common | Sale | 2,258 | 29.1570 USD | ||||||
| USD 0.01 common | Sale | 7,963 | 29.1265 USD | ||||||
| USD 0.01 common | Sale | 8,144 | 29.1895 USD | ||||||
| USD 0.01 common | Sale | 8,663 | 29.1379 USD | ||||||
| USD 0.01 common | Sale | 13,238 | 29.1135 USD | ||||||
| USD 0.01 common | Sale | 16,373 | 29.2905 USD | ||||||
| USD 0.01 common | Sale | 17,164 | 29.1898 USD | ||||||
| USD 0.01 common | Sale | 39,212 | 29.1884 USD | ||||||
| USD 0.01 common | Sale | 41,694 | 29.1675 USD | ||||||
| USD 0.01 common | Sale | 103,669 | 29.1900 USD | ||||||
| USD 0.01 common | Sale | 232,110 | 29.0795 USD | ||||||
(b) | Cash-settled derivative transactions |
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Class of relevant | Product |
| Nature of dealing |
| Number of | Price per unit | |
security |
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| reference |
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| securities |
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings |
| Details | Price per unit (if |
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security |
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| applicable) |
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4. OTHER INFORMATION | |||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 8 Mar 2022 |
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Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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