17th Feb 2022 13:06
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 11 February 2022 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | AVAST PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,552,505 | 0.27% | 805,698 | 0.14% | ||
(2) | Cash-settled derivatives: | |||||
537,237 | 0.09% | 1,510,550 | 0.26% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 2,089,742 | 0.36% | 2,316,248 | 0.40% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
(2) | Cash-settled derivatives: | |||||
0 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
|
USD 0.01 common | Purchase | 2 | 30.3400 USD |
USD 0.01 common | Purchase | 2 | 29.7450 USD |
USD 0.01 common | Purchase | 3 | 29.7533 USD |
USD 0.01 common | Purchase | 6 | 29.7541 USD |
USD 0.01 common | Purchase | 7 | 29.7614 USD |
USD 0.01 common | Purchase | 17 | 29.8900 USD |
USD 0.01 common | Purchase | 17 | 29.8500 USD |
USD 0.01 common | Purchase | 18 | 29.7700 USD |
USD 0.01 common | Purchase | 51 | 29.8300 USD |
USD 0.01 common | Purchase | 51 | 29.8266 USD |
USD 0.01 common | Purchase | 67 | 29.8200 USD |
USD 0.01 common | Purchase | 68 | 29.8337 USD |
USD 0.01 common | Purchase | 85 | 29.8060 USD |
USD 0.01 common | Purchase | 92 | 29.8450 USD |
USD 0.01 common | Purchase | 100 | 29.8800 USD |
USD 0.01 common | Purchase | 102 | 29.8316 USD |
USD 0.01 common | Purchase | 153 | 29.8016 USD |
USD 0.01 common | Purchase | 255 | 29.9650 USD |
USD 0.01 common | Purchase | 411 | 29.8639 USD |
USD 0.01 common | Purchase | 600 | 29.7966 USD |
USD 0.01 common | Purchase | 623 | 29.8491 USD |
USD 0.01 common | Purchase | 889 | 29.8108 USD |
USD 0.01 common | Purchase | 1,414 | 29.8257 USD |
USD 0.01 common | Purchase | 2,001 | 29.7400 USD |
USD 0.01 common | Purchase | 6,022 | 29.9619 USD |
USD 0.01 common | Purchase | 6,539 | 29.8599 USD |
USD 0.01 common | Purchase | 7,883 | 29.8461 USD |
USD 0.01 common | Purchase | 8,006 | 29.8276 USD |
USD 0.01 common | Purchase | 8,232 | 29.8561 USD |
USD 0.01 common | Purchase | 8,269 | 29.8553 USD |
USD 0.01 common | Purchase | 8,912 | 29.8327 USD |
USD 0.01 common | Purchase | 9,322 | 29.9783 USD |
USD 0.01 common | Purchase | 9,985 | 29.8487 USD |
USD 0.01 common | Purchase | 13,026 | 29.8398 USD |
USD 0.01 common | Purchase | 14,309 | 29.8449 USD |
USD 0.01 common | Purchase | 17,089 | 29.9948 USD |
USD 0.01 common | Purchase | 17,189 | 29.8539 USD |
USD 0.01 common | Purchase | 17,843 | 29.8357 USD |
USD 0.01 common | Purchase | 17,846 | 29.8592 USD |
USD 0.01 common | Purchase | 19,860 | 29.8446 USD |
USD 0.01 common | Purchase | 29,479 | 29.9658 USD |
USD 0.01 common | Purchase | 32,600 | 29.8439 USD |
USD 0.01 common | Purchase | 32,691 | 29.8233 USD |
USD 0.01 common | Purchase | 34,295 | 29.9100 USD |
USD 0.01 common | Purchase | 51,399 | 29.8600 USD |
USD 0.01 common | Purchase | 56,211 | 30.1678 USD |
USD 0.01 common | Purchase | 82,227 | 29.8413 USD |
USD 0.01 common | Purchase | 86,839 | 29.8374 USD |
USD 0.01 common | Purchase | 86,924 | 29.8356 USD |
USD 0.01 common | Purchase | 99,359 | 29.8142 USD |
USD 0.01 common | Purchase | 322,331 | 29.9474 USD |
USD 0.01 common | Sale | 63 | 29.8400 USD |
USD 0.01 common | Sale | 67 | 29.8200 USD |
USD 0.01 common | Sale | 100 | 29.8800 USD |
USD 0.01 common | Sale | 102 | 29.7686 USD |
USD 0.01 common | Sale | 197 | 30.0054 USD |
USD 0.01 common | Sale | 200 | 29.8675 USD |
USD 0.01 common | Sale | 200 | 29.6750 USD |
USD 0.01 common | Sale | 200 | 30.0650 USD |
USD 0.01 common | Sale | 300 | 30.0983 USD |
USD 0.01 common | Sale | 342 | 30.1331 USD |
USD 0.01 common | Sale | 370 | 30.2451 USD |
USD 0.01 common | Sale | 400 | 30.0750 USD |
USD 0.01 common | Sale | 400 | 29.8025 USD |
USD 0.01 common | Sale | 401 | 29.8163 USD |
USD 0.01 common | Sale | 500 | 29.8070 USD |
USD 0.01 common | Sale | 500 | 29.7940 USD |
USD 0.01 common | Sale | 547 | 30.1001 USD |
USD 0.01 common | Sale | 600 | 30.0383 USD |
USD 0.01 common | Sale | 600 | 29.8083 USD |
USD 0.01 common | Sale | 700 | 30.0907 USD |
USD 0.01 common | Sale | 723 | 29.8572 USD |
USD 0.01 common | Sale | 800 | 29.7956 USD |
USD 0.01 common | Sale | 801 | 29.8498 USD |
USD 0.01 common | Sale | 885 | 29.8314 USD |
USD 0.01 common | Sale | 893 | 29.8647 USD |
USD 0.01 common | Sale | 1,078 | 29.8253 USD |
USD 0.01 common | Sale | 1,228 | 29.8523 USD |
USD 0.01 common | Sale | 1,603 | 30.0865 USD |
USD 0.01 common | Sale | 1,634 | 30.0270 USD |
USD 0.01 common | Sale | 1,746 | 29.7804 USD |
USD 0.01 common | Sale | 1,981 | 29.8031 USD |
USD 0.01 common | Sale | 2,000 | 29.7400 USD |
USD 0.01 common | Sale | 2,200 | 29.8786 USD |
USD 0.01 common | Sale | 2,507 | 29.8352 USD |
USD 0.01 common | Sale | 3,723 | 29.8526 USD |
USD 0.01 common | Sale | 3,821 | 29.8715 USD |
USD 0.01 common | Sale | 4,157 | 29.8310 USD |
USD 0.01 common | Sale | 4,500 | 29.8454 USD |
USD 0.01 common | Sale | 6,422 | 29.9018 USD |
USD 0.01 common | Sale | 6,561 | 29.8598 USD |
USD 0.01 common | Sale | 6,753 | 30.3100 USD |
USD 0.01 common | Sale | 7,634 | 30.1669 USD |
USD 0.01 common | Sale | 8,515 | 29.9468 USD |
USD 0.01 common | Sale | 8,823 | 29.8362 USD |
USD 0.01 common | Sale | 14,755 | 30.0037 USD |
USD 0.01 common | Sale | 16,353 | 29.8198 USD |
USD 0.01 common | Sale | 17,654 | 30.1112 USD |
USD 0.01 common | Sale | 26,172 | 30.2233 USD |
USD 0.01 common | Sale | 42,767 | 29.8533 USD |
USD 0.01 common | Sale | 43,200 | 29.8950 USD |
USD 0.01 common | Sale | 64,315 | 29.8600 USD |
USD 0.01 common | Sale | 340,909 | 29.8384 USD |
USD 0.01 common | Sale | 460,033 | 29.9121 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |||
| Date of disclosure: | 17 Feb 2022 | |||
| Contact name: | Large Holdings Regulatory Operations | |||
| Telephone number: | 020 3134 7213 | |||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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