3rd Feb 2022 17:15
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 01 February 2022 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | AVAST PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,339,896 | 0.23% | 563,483 | 0.10% | ||
(2) | Cash-settled derivatives: | |||||
366,366 | 0.06% | 1,510,550 | 0.26% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 1,706,262 | 0.29% | 2,074,033 | 0.36% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 218,000 | 0.04% | 38,000 | 0.01% | ||
(2) | Cash-settled derivatives: | |||||
0 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 218,000 | 0.04% | 38,000 | 0.01% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
|
Convertible Bond | Purchase | 38,000 | 128.4375 USD |
Convertible Bond | Sale | 38,000 | 128.4375 USD |
USD 0.01 common | Purchase | 100 | 26.0200 USD |
USD 0.01 common | Purchase | 101 | 26.0100 USD |
USD 0.01 common | Purchase | 132 | 26.0445 USD |
USD 0.01 common | Purchase | 176 | 26.0315 USD |
USD 0.01 common | Purchase | 200 | 26.0025 USD |
USD 0.01 common | Purchase | 200 | 26.0350 USD |
USD 0.01 common | Purchase | 200 | 26.0300 USD |
USD 0.01 common | Purchase | 250 | 26.0180 USD |
USD 0.01 common | Purchase | 264 | 26.0396 USD |
USD 0.01 common | Purchase | 291 | 26.0042 USD |
USD 0.01 common | Purchase | 295 | 26.0072 USD |
USD 0.01 common | Purchase | 300 | 26.0366 USD |
USD 0.01 common | Purchase | 300 | 26.0233 USD |
USD 0.01 common | Purchase | 358 | 26.0093 USD |
USD 0.01 common | Purchase | 393 | 26.0816 USD |
USD 0.01 common | Purchase | 420 | 26.0497 USD |
USD 0.01 common | Purchase | 456 | 26.0165 USD |
USD 0.01 common | Purchase | 600 | 26.1133 USD |
USD 0.01 common | Purchase | 649 | 26.0137 USD |
USD 0.01 common | Purchase | 1,016 | 26.0701 USD |
USD 0.01 common | Purchase | 1,043 | 26.0617 USD |
USD 0.01 common | Purchase | 1,429 | 25.9861 USD |
USD 0.01 common | Purchase | 1,498 | 26.0732 USD |
USD 0.01 common | Purchase | 1,640 | 26.0409 USD |
USD 0.01 common | Purchase | 2,709 | 26.0750 USD |
USD 0.01 common | Purchase | 3,113 | 26.0820 USD |
USD 0.01 common | Purchase | 4,697 | 26.0055 USD |
USD 0.01 common | Purchase | 6,145 | 25.9971 USD |
USD 0.01 common | Purchase | 7,025 | 26.0886 USD |
USD 0.01 common | Purchase | 7,813 | 26.0473 USD |
USD 0.01 common | Purchase | 10,163 | 26.0621 USD |
USD 0.01 common | Purchase | 13,789 | 26.0355 USD |
USD 0.01 common | Purchase | 17,626 | 26.0342 USD |
USD 0.01 common | Purchase | 22,656 | 26.0001 USD |
USD 0.01 common | Purchase | 42,568 | 26.0561 USD |
USD 0.01 common | Purchase | 54,924 | 26.0000 USD |
USD 0.01 common | Purchase | 186,207 | 26.0218 USD |
USD 0.01 common | Purchase | 474,043 | 26.0616 USD |
USD 0.01 common | Sale | 7 | 26.0300 USD |
USD 0.01 common | Sale | 7 | 25.9950 USD |
USD 0.01 common | Sale | 9 | 26.1083 USD |
USD 0.01 common | Sale | 10 | 26.1000 USD |
USD 0.01 common | Sale | 14 | 26.0075 USD |
USD 0.01 common | Sale | 15 | 25.9900 USD |
USD 0.01 common | Sale | 21 | 26.0133 USD |
USD 0.01 common | Sale | 21 | 26.1200 USD |
USD 0.01 common | Sale | 21 | 25.9916 USD |
USD 0.01 common | Sale | 28 | 26.0125 USD |
USD 0.01 common | Sale | 56 | 26.0150 USD |
USD 0.01 common | Sale | 107 | 26.0200 USD |
USD 0.01 common | Sale | 154 | 26.0100 USD |
USD 0.01 common | Sale | 200 | 26.1150 USD |
USD 0.01 common | Sale | 214 | 26.0250 USD |
USD 0.01 common | Sale | 247 | 26.0900 USD |
USD 0.01 common | Sale | 273 | 26.0413 USD |
USD 0.01 common | Sale | 300 | 26.0233 USD |
USD 0.01 common | Sale | 400 | 26.0762 USD |
USD 0.01 common | Sale | 700 | 26.0285 USD |
USD 0.01 common | Sale | 785 | 26.0775 USD |
USD 0.01 common | Sale | 1,072 | 26.1114 USD |
USD 0.01 common | Sale | 1,730 | 26.0825 USD |
USD 0.01 common | Sale | 2,250 | 26.0175 USD |
USD 0.01 common | Sale | 2,991 | 26.0557 USD |
USD 0.01 common | Sale | 3,002 | 26.0539 USD |
USD 0.01 common | Sale | 3,010 | 26.1021 USD |
USD 0.01 common | Sale | 3,066 | 26.0831 USD |
USD 0.01 common | Sale | 3,132 | 26.0191 USD |
USD 0.01 common | Sale | 3,171 | 26.0073 USD |
USD 0.01 common | Sale | 3,904 | 26.0690 USD |
USD 0.01 common | Sale | 4,096 | 26.0913 USD |
USD 0.01 common | Sale | 6,145 | 25.9971 USD |
USD 0.01 common | Sale | 6,269 | 26.0616 USD |
USD 0.01 common | Sale | 6,342 | 26.0611 USD |
USD 0.01 common | Sale | 8,489 | 26.0649 USD |
USD 0.01 common | Sale | 8,534 | 26.0193 USD |
USD 0.01 common | Sale | 8,618 | 26.0647 USD |
USD 0.01 common | Sale | 11,140 | 26.0117 USD |
USD 0.01 common | Sale | 13,249 | 26.0450 USD |
USD 0.01 common | Sale | 27,469 | 26.0641 USD |
USD 0.01 common | Sale | 31,282 | 26.0568 USD |
USD 0.01 common | Sale | 62,201 | 26.0000 USD |
USD 0.01 common | Sale | 77,095 | 26.0737 USD |
USD 0.01 common | Sale | 126,564 | 26.0403 USD |
USD 0.01 common | Sale | 177,095 | 26.0784 USD |
USD 0.01 common | Sale | 222,168 | 26.0282 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |||
| Date of disclosure: | 3 Feb 2022 | |||
| Contact name: | Large Holdings Regulatory Operations | |||
| Telephone number: | 020 3134 7213 | |||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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