4th Feb 2022 14:21
FORM 8.3 Amendment to Purchase and Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 02 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,646,736 | 0.28% | 639,652 | 0.11% | ||
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(2) | Cash-settled derivatives: |
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343,720 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,990,456 | 0.34% | 2,150,202 | 0.37% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 218,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 218,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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security |
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| securities |
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USD 0.01 common | Purchase | 30 | 25.8570 USD | ||||
USD 0.01 common | Purchase | 43 | 25.9800 USD | ||||
USD 0.01 common | Purchase | 100 | 25.8500 USD | ||||
USD 0.01 common | Purchase | 100 | 25.8400 USD | ||||
USD 0.01 common | Purchase | 126 | 26.0923 USD | ||||
USD 0.01 common | Purchase | 143 | 26.0529 USD | ||||
USD 0.01 common | Purchase | 200 | 25.9150 USD | ||||
USD 0.01 common | Purchase | 204 | 25.9794 USD | ||||
USD 0.01 common | Purchase | 230 | 26.0639 USD | ||||
USD 0.01 common | Purchase | 300 | 25.8550 USD | ||||
USD 0.01 common | Purchase | 300 | 26.0300 USD | ||||
USD 0.01 common | Purchase | 393 | 26.0415 USD | ||||
USD 0.01 common | Purchase | 454 | 26.0659 USD | ||||
USD 0.01 common | Purchase | 507 | 26.0983 USD | ||||
USD 0.01 common | Purchase | 600 | 26.1100 USD | ||||
USD 0.01 common | Purchase | 673 | 26.0729 USD | ||||
USD 0.01 common | Purchase | 676 | 26.0281 USD | ||||
USD 0.01 common | Purchase | 743 | 26.0608 USD | ||||
USD 0.01 common | Purchase | 875 | 25.9469 USD | ||||
USD 0.01 common | Purchase | 1,095 | 26.0234 USD | ||||
USD 0.01 common | Purchase | 1,175 | 25.9677 USD | ||||
USD 0.01 common | Purchase | 1,414 | 25.9482 USD | ||||
USD 0.01 common | Purchase | 1,472 | 25.9493 USD | ||||
USD 0.01 common | Purchase | 1,479 | 25.9334 USD | ||||
USD 0.01 common | Purchase | 1,511 | 25.9405 USD | ||||
USD 0.01 common | Purchase | 1,600 | 25.8975 USD | ||||
USD 0.01 common | Purchase | 1,609 | 25.9413 USD | ||||
USD 0.01 common | Purchase | 1,621 | 26.0679 USD | ||||
USD 0.01 common | Purchase | 1,680 | 26.0355 USD | ||||
USD 0.01 common | Purchase | 1,752 | 25.9605 USD | ||||
USD 0.01 common | Purchase | 1,809 | 25.9563 USD | ||||
USD 0.01 common | Purchase | 1,822 | 25.9951 USD | ||||
USD 0.01 common | Purchase | 1,911 | 25.9576 USD | ||||
USD 0.01 common | Purchase | 2,030 | 25.9436 USD | ||||
USD 0.01 common | Purchase | 2,042 | 25.9739 USD | ||||
USD 0.01 common | Purchase | 2,088 | 25.9685 USD | ||||
USD 0.01 common | Purchase | 2,108 | 25.9279 USD | ||||
USD 0.01 common | Purchase | 2,384 | 25.9905 USD | ||||
USD 0.01 common | Purchase | 2,704 | 26.0507 USD | ||||
USD 0.01 common | Purchase | 2,800 | 26.0350 USD | ||||
USD 0.01 common | Purchase | 2,914 | 25.9394 USD | ||||
USD 0.01 common | Purchase | 3,162 | 26.0034 USD | ||||
USD 0.01 common | Purchase | 3,331 | 25.9712 USD | ||||
USD 0.01 common | Purchase | 3,602 | 25.9599 USD | ||||
USD 0.01 common | Purchase | 3,885 | 26.0681 USD | ||||
USD 0.01 common | Purchase | 4,866 | 25.9055 USD | ||||
USD 0.01 common | Purchase | 5,048 | 26.0696 USD | ||||
USD 0.01 common | Purchase | 5,472 | 26.0331 USD | ||||
USD 0.01 common | Purchase | 6,404 | 25.9133 USD | ||||
USD 0.01 common | Purchase | 6,800 | 26.0672 USD | ||||
USD 0.01 common | Purchase | 7,196 | 25.9065 USD | ||||
USD 0.01 common | Purchase | 7,737 | 26.0371 USD | ||||
USD 0.01 common | Purchase | 9,774 | 26.0819 USD | ||||
USD 0.01 common | Purchase | 10,094 | 26.0092 USD | ||||
USD 0.01 common | Purchase | 10,214 | 25.9317 USD | ||||
USD 0.01 common | Purchase | 12,714 | 25.9517 USD | ||||
USD 0.01 common | Purchase | 13,030 | 26.0534 USD | ||||
USD 0.01 common | Purchase | 13,742 | 26.0700 USD | ||||
USD 0.01 common | Purchase | 13,851 | 25.9885 USD | ||||
USD 0.01 common | Purchase | 24,104 | 25.9705 USD | ||||
USD 0.01 common | Purchase | 83,791 | 25.9416 USD | ||||
USD 0.01 common | Purchase | 110,904 | 25.9773 USD | ||||
USD 0.01 common | Purchase | 640,009 | 25.9587 USD | ||||
USD 0.01 common | Sale | 2 | 25.8800 USD | ||||
USD 0.01 common | Sale | 3 | 25.8600 USD | ||||
USD 0.01 common | Sale | 18 | 25.9700 USD | ||||
USD 0.01 common | Sale | 98 | 26.0512 USD | ||||
USD 0.01 common | Sale | 100 | 25.8500 USD | ||||
USD 0.01 common | Sale | 135 | 25.9867 USD | ||||
USD 0.01 common | Sale | 185 | 25.8408 USD | ||||
USD 0.01 common | Sale | 189 | 25.9650 USD | ||||
USD 0.01 common | Sale | 200 | 25.9000 USD | ||||
USD 0.01 common | Sale | 345 | 26.1081 USD | ||||
USD 0.01 common | Sale | 412 | 25.8351 USD | ||||
USD 0.01 common | Sale | 500 | 26.1050 USD | ||||
USD 0.01 common | Sale | 600 | 26.1100 USD | ||||
USD 0.01 common | Sale | 600 | 26.1025 USD | ||||
USD 0.01 common | Sale | 700 | 25.8444 USD | ||||
USD 0.01 common | Sale | 700 | 26.1007 USD | ||||
USD 0.01 common | Sale | 738 | 26.1006 USD | ||||
USD 0.01 common | Sale | 756 | 25.8339 USD | ||||
USD 0.01 common | Sale | 900 | 26.1000 USD | ||||
USD 0.01 common | Sale | 1,200 | 25.9979 USD | ||||
USD 0.01 common | Sale | 1,211 | 26.0519 USD | ||||
USD 0.01 common | Sale | 1,238 | 25.9705 USD | ||||
USD 0.01 common | Sale | 1,824 | 26.0798 USD | ||||
USD 0.01 common | Sale | 2,174 | 26.1067 USD | ||||
USD 0.01 common | Sale | 2,245 | 25.8442 USD | ||||
USD 0.01 common | Sale | 2,312 | 25.8400 USD | ||||
USD 0.01 common | Sale | 2,395 | 26.0152 USD | ||||
USD 0.01 common | Sale | 2,500 | 26.0800 USD | ||||
USD 0.01 common | Sale | 4,355 | 25.9981 USD | ||||
USD 0.01 common | Sale | 5,103 | 26.0684 USD | ||||
USD 0.01 common | Sale | 6,649 | 26.0033 USD | ||||
USD 0.01 common | Sale | 7,668 | 25.9778 USD | ||||
USD 0.01 common | Sale | 7,716 | 26.0567 USD | ||||
USD 0.01 common | Sale | 10,159 | 26.0178 USD | ||||
USD 0.01 common | Sale | 11,168 | 25.9900 USD | ||||
USD 0.01 common | Sale | 11,252 | 26.0307 USD | ||||
USD 0.01 common | Sale | 11,589 | 26.0304 USD | ||||
USD 0.01 common | Sale | 12,312 | 26.0331 USD | ||||
USD 0.01 common | Sale | 13,023 | 26.0162 USD | ||||
USD 0.01 common | Sale | 14,709 | 26.0700 USD | ||||
USD 0.01 common | Sale | 14,925 | 26.0488 USD | ||||
USD 0.01 common | Sale | 14,952 | 25.9855 USD | ||||
USD 0.01 common | Sale | 16,121 | 26.0179 USD | ||||
USD 0.01 common | Sale | 16,877 | 25.9449 USD | ||||
USD 0.01 common | Sale | 20,323 | 25.9672 USD | ||||
USD 0.01 common | Sale | 35,528 | 25.9520 USD | ||||
USD 0.01 common | Sale | 38,000 | 25.9602 USD | ||||
USD 0.01 common | Sale | 47,083 | 25.9321 USD | ||||
USD 0.01 common | Sale | 73,882 | 25.9339 USD | ||||
USD 0.01 common | Sale | 76,261 | 25.9714 USD | ||||
USD 0.01 common | Sale | 108,501 | 25.9425 USD | ||||
USD 0.01 common | Sale | 159,584 | 25.9647 USD | ||||
USD 0.01 common | Sale | 276,082 | 25.9518 USD | ||||
NB: The below transactions which were previously disclosed have been cancelled | |||||||
Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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security |
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| securities |
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USD 0.01 common | Purchase | 5,472 | 26.0331 USD | ||||
USD 0.01 common | Purchase | 7,737 | 26.0371 USD | ||||
USD 0.01 common | Sale | 6,840 | 26.0331 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 4 Feb 2022 |
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| Contact name: | Large Holdings Regulatory Operations |
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| Telephone number: | 020 3134 7213 |
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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