9th Mar 2022 15:09
FORM 8.3 | Amendment to Sale | |||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||
MORE | ||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 07 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,385,629 | 0.24% | 654,758 | 0.11% | |||
(2) | Cash-settled derivatives: | ||||||
230,120 | 0.04% | 3,730,776 | 0.64% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,615,749 | 0.28% | 4,385,534 | 0.75% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 28.6200 USD | ||||
USD 0.01 common | Purchase | 1 | 28.6100 USD | ||||
USD 0.01 common | Purchase | 1 | 28.4400 USD | ||||
USD 0.01 common | Purchase | 6 | 28.5700 USD | ||||
USD 0.01 common | Purchase | 8 | 29.0400 USD | ||||
USD 0.01 common | Purchase | 38 | 28.8100 USD | ||||
USD 0.01 common | Purchase | 52 | 28.5373 USD | ||||
USD 0.01 common | Purchase | 54 | 28.4200 USD | ||||
USD 0.01 common | Purchase | 56 | 28.5735 USD | ||||
USD 0.01 common | Purchase | 70 | 28.6451 USD | ||||
USD 0.01 common | Purchase | 84 | 28.6085 USD | ||||
USD 0.01 common | Purchase | 98 | 28.5942 USD | ||||
USD 0.01 common | Purchase | 106 | 28.6113 USD | ||||
USD 0.01 common | Purchase | 110 | 28.6158 USD | ||||
USD 0.01 common | Purchase | 166 | 28.8913 USD | ||||
USD 0.01 common | Purchase | 192 | 28.4835 USD | ||||
USD 0.01 common | Purchase | 195 | 28.5244 USD | ||||
USD 0.01 common | Purchase | 254 | 28.5352 USD | ||||
USD 0.01 common | Purchase | 700 | 28.4100 USD | ||||
USD 0.01 common | Purchase | 1,126 | 28.8840 USD | ||||
USD 0.01 common | Purchase | 1,428 | 28.4964 USD | ||||
USD 0.01 common | Purchase | 2,358 | 28.8800 USD | ||||
USD 0.01 common | Purchase | 3,090 | 28.4937 USD | ||||
USD 0.01 common | Purchase | 8,855 | 28.4015 USD | ||||
USD 0.01 common | Purchase | 10,412 | 28.6228 USD | ||||
USD 0.01 common | Purchase | 12,155 | 28.5304 USD | ||||
USD 0.01 common | Purchase | 14,094 | 28.5054 USD | ||||
USD 0.01 common | Purchase | 16,653 | 28.3499 USD | ||||
USD 0.01 common | Purchase | 20,303 | 28.6239 USD | ||||
USD 0.01 common | Purchase | 25,695 | 28.5586 USD | ||||
USD 0.01 common | Purchase | 39,645 | 28.4242 USD | ||||
USD 0.01 common | Purchase | 42,752 | 28.6151 USD | ||||
USD 0.01 common | Purchase | 101,507 | 28.6087 USD | ||||
USD 0.01 common | Purchase | 192,235 | 28.3500 USD | ||||
USD 0.01 common | Sale | 6 | 28.5700 USD | ||||
USD 0.01 common | Sale | 10 | 28.3200 USD | ||||
USD 0.01 common | Sale | 10 | 28.3100 USD | ||||
USD 0.01 common | Sale | 20 | 28.3950 USD | ||||
USD 0.01 common | Sale | 29 | 28.7374 USD | ||||
USD 0.01 common | Sale | 30 | 28.4200 USD | ||||
USD 0.01 common | Sale | 30 | 28.8400 USD | ||||
USD 0.01 common | Sale | 30 | 28.4175 USD | ||||
USD 0.01 common | Sale | 36 | 28.3436 USD | ||||
USD 0.01 common | Sale | 37 | 28.4324 USD | ||||
USD 0.01 common | Sale | 40 | 28.3800 USD | ||||
USD 0.01 common | Sale | 41 | 28.4297 USD | ||||
USD 0.01 common | Sale | 42 | 28.6579 USD | ||||
USD 0.01 common | Sale | 44 | 28.4811 USD | ||||
USD 0.01 common | Sale | 48 | 28.4090 USD | ||||
USD 0.01 common | Sale | 50 | 28.3780 USD | ||||
USD 0.01 common | Sale | 57 | 28.4080 USD | ||||
USD 0.01 common | Sale | 61 | 28.3467 USD | ||||
USD 0.01 common | Sale | 65 | 28.8976 USD | ||||
USD 0.01 common | Sale | 66 | 28.6148 USD | ||||
USD 0.01 common | Sale | 67 | 28.4241 USD | ||||
USD 0.01 common | Sale | 67 | 28.3947 USD | ||||
USD 0.01 common | Sale | 100 | 28.4350 USD | ||||
USD 0.01 common | Sale | 100 | 28.3900 USD | ||||
USD 0.01 common | Sale | 120 | 28.3750 USD | ||||
USD 0.01 common | Sale | 125 | 28.4009 USD | ||||
USD 0.01 common | Sale | 132 | 28.8344 USD | ||||
USD 0.01 common | Sale | 140 | 28.5805 USD | ||||
USD 0.01 common | Sale | 144 | 28.5775 USD | ||||
USD 0.01 common | Sale | 146 | 28.8398 USD | ||||
USD 0.01 common | Sale | 163 | 28.5615 USD | ||||
USD 0.01 common | Sale | 188 | 28.4512 USD | ||||
USD 0.01 common | Sale | 200 | 28.4050 USD | ||||
USD 0.01 common | Sale | 200 | 28.4000 USD | ||||
USD 0.01 common | Sale | 200 | 28.4150 USD | ||||
USD 0.01 common | Sale | 204 | 28.4300 USD | ||||
USD 0.01 common | Sale | 313 | 28.8565 USD | ||||
USD 0.01 common | Sale | 400 | 28.4100 USD | ||||
USD 0.01 common | Sale | 500 | 28.8406 USD | ||||
USD 0.01 common | Sale | 500 | 28.5444 USD | ||||
USD 0.01 common | Sale | 600 | 28.4250 USD | ||||
USD 0.01 common | Sale | 800 | 28.3925 USD | ||||
USD 0.01 common | Sale | 800 | 28.7475 USD | ||||
USD 0.01 common | Sale | 836 | 28.3604 USD | ||||
USD 0.01 common | Sale | 2,278 | 29.0997 USD | ||||
USD 0.01 common | Sale | 3,745 | 28.7752 USD | ||||
USD 0.01 common | Sale | 4,449 | 28.4534 USD | ||||
USD 0.01 common | Sale | 6,152 | 28.8872 USD | ||||
USD 0.01 common | Sale | 7,662 | 28.5753 USD | ||||
USD 0.01 common | Sale | 8,390 | 28.4161 USD | ||||
USD 0.01 common | Sale | 9,074 | 28.5788 USD | ||||
USD 0.01 common | Sale | 17,164 | 28.3498 USD | ||||
USD 0.01 common | Sale | 18,215 | 28.4443 USD | ||||
USD 0.01 common | Sale | 21,796 | 28.3502 USD | ||||
USD 0.01 common | Sale | 28,917 | 28.3600 USD | ||||
USD 0.01 common | Sale | 167,080 | 28.3500 USD | ||||
USD 0.01 common | Sale | 212,393 | 28.5724 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 9 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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