4th May 2022 16:14
FORM 8.3 | Amendment to Sale | |||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||||||||||
MORE | ||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 29 April 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,266,019 | 0.22% | 846,136 | 0.15% |
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(2) | Cash-settled derivatives: |
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356,240 | 0.06% | 1,884,792 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,622,259 | 0.28% | 2,730,928 | 0.47% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 3 | 25.5500 USD | |||
USD 0.01 common | Purchase | 11 | 25.0300 USD | |||
USD 0.01 common | Purchase | 22 | 25.1400 USD | |||
USD 0.01 common | Purchase | 33 | 25.1600 USD | |||
USD 0.01 common | Purchase | 33 | 25.1933 USD | |||
USD 0.01 common | Purchase | 39 | 25.6535 USD | |||
USD 0.01 common | Purchase | 44 | 25.1350 USD | |||
USD 0.01 common | Purchase | 51 | 25.2712 USD | |||
USD 0.01 common | Purchase | 66 | 25.1716 USD | |||
USD 0.01 common | Purchase | 67 | 25.3797 USD | |||
USD 0.01 common | Purchase | 75 | 25.4038 USD | |||
USD 0.01 common | Purchase | 84 | 25.2260 USD | |||
USD 0.01 common | Purchase | 84 | 25.4850 USD | |||
USD 0.01 common | Purchase | 96 | 25.6602 USD | |||
USD 0.01 common | Purchase | 100 | 25.3700 USD | |||
USD 0.01 common | Purchase | 100 | 25.2600 USD | |||
USD 0.01 common | Purchase | 100 | 25.2400 USD | |||
USD 0.01 common | Purchase | 100 | 25.0750 USD | |||
USD 0.01 common | Purchase | 109 | 25.4759 USD | |||
USD 0.01 common | Purchase | 110 | 25.4663 USD | |||
USD 0.01 common | Purchase | 112 | 25.3600 USD | |||
USD 0.01 common | Purchase | 141 | 25.5582 USD | |||
USD 0.01 common | Purchase | 143 | 25.1100 USD | |||
USD 0.01 common | Purchase | 155 | 24.2500 EUR | |||
USD 0.01 common | Purchase | 199 | 25.3865 USD | |||
USD 0.01 common | Purchase | 200 | 25.3650 USD | |||
USD 0.01 common | Purchase | 213 | 25.5697 USD | |||
USD 0.01 common | Purchase | 300 | 25.4100 USD | |||
USD 0.01 common | Purchase | 312 | 25.4988 USD | |||
USD 0.01 common | Purchase | 400 | 25.3575 USD | |||
USD 0.01 common | Purchase | 628 | 25.2523 USD | |||
USD 0.01 common | Purchase | 728 | 25.1800 USD | |||
USD 0.01 common | Purchase | 1,073 | 25.6000 USD | |||
USD 0.01 common | Purchase | 1,316 | 25.0427 USD | |||
USD 0.01 common | Purchase | 1,600 | 25.2119 USD | |||
USD 0.01 common | Purchase | 1,934 | 25.2765 USD | |||
USD 0.01 common | Purchase | 3,383 | 25.0493 USD | |||
USD 0.01 common | Purchase | 5,318 | 25.4205 USD | |||
USD 0.01 common | Purchase | 15,072 | 25.3669 USD | |||
USD 0.01 common | Purchase | 15,710 | 25.2273 USD | |||
USD 0.01 common | Purchase | 15,794 | 25.3596 USD | |||
USD 0.01 common | Purchase | 20,897 | 25.0407 USD | |||
USD 0.01 common | Purchase | 29,201 | 25.0398 USD | |||
USD 0.01 common | Purchase | 51,612 | 25.0400 USD | |||
USD 0.01 common | Purchase | 52,983 | 25.2313 USD | |||
USD 0.01 common | Purchase | 74,629 | 25.2377 USD | |||
USD 0.01 common | Sale | 84 | 25.4850 USD | |||
USD 0.01 common | Sale | 88 | 25.1100 USD | |||
USD 0.01 common | Sale | 100 | 25.0200 USD | |||
USD 0.01 common | Sale | 100 | 25.0250 USD | |||
USD 0.01 common | Sale | 100 | 25.2400 USD | |||
USD 0.01 common | Sale | 100 | 25.4500 USD | |||
USD 0.01 common | Sale | 100 | 25.0550 USD | |||
USD 0.01 common | Sale | 155 | 24.2500 EUR | |||
USD 0.01 common | Sale | 188 | 25.0340 USD | |||
USD 0.01 common | Sale | 200 | 25.1850 USD | |||
USD 0.01 common | Sale | 240 | 25.0858 USD | |||
USD 0.01 common | Sale | 404 | 25.4745 USD | |||
USD 0.01 common | Sale | 684 | 25.3875 USD | |||
USD 0.01 common | Sale | 728 | 25.1800 USD | |||
USD 0.01 common | Sale | 749 | 25.1090 USD | |||
USD 0.01 common | Sale | 2,988 | 25.0396 USD | |||
USD 0.01 common | Sale | 3,084 | 25.1965 USD | |||
USD 0.01 common | Sale | 3,732 | 25.1927 USD | |||
USD 0.01 common | Sale | 3,866 | 25.5899 USD | |||
USD 0.01 common | Sale | 4,969 | 25.4521 USD | |||
USD 0.01 common | Sale | 6,020 | 25.4359 USD | |||
USD 0.01 common | Sale | 8,053 | 25.2230 USD | |||
USD 0.01 common | Sale | 9,108 | 25.1907 USD | |||
USD 0.01 common | Sale | 9,412 | 25.3603 USD | |||
USD 0.01 common | Sale | 11,939 | 25.4134 USD | |||
USD 0.01 common | Sale | 16,312 | 25.0736 USD | |||
USD 0.01 common | Sale | 56,910 | 25.1864 USD | |||
USD 0.01 common | Sale | 69,579 | 25.2480 USD | |||
USD 0.01 common | Sale | 81,569 | 25.0400 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 4 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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