21st Mar 2022 17:24
FORM 8.3 | Amendment to Sale |
|
|
|
|
|
| ||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||
MORE | ||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
|
| Barclays PLC. | |||
|
|
|
|
| |||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: |
|
| ||||
(e) | Date position held/dealing undertaken: | 17 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
| disclosures in respect of any other party to the offer? | AVAST PLC |
|
| |||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
| |||||
Class of relevant security: | USD 0.01 common |
|
| ||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: | 1,315,628 | 0.23% | 1,225,085 | 0.21% | ||
|
|
|
|
|
|
| |
(2) | Cash-settled derivatives: |
|
|
|
| ||
|
|
| 458,188 | 0.08% | 1,865,388 | 0.32% | |
|
|
|
|
|
|
| |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
|
|
|
|
|
|
| |
|
|
|
|
|
|
| |
| TOTAL: |
| 1,773,816 | 0.30% | 3,090,473 | 0.53% | |
|
|
|
|
|
|
| |
Class of relevant security: | Convertible Bond US668771AB40 |
|
| ||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | ||
|
|
|
|
|
|
| |
(2) | Cash-settled derivatives: |
|
|
|
| ||
|
|
| 0 | 0.00% | 0 | 0.00% | |
|
|
|
|
|
|
| |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
|
|
|
|
|
|
| |
|
|
|
|
|
|
| |
| TOTAL: |
| 11,000 | 0.00% | 0 | 0.00% | |
|
|
|
|
|
|
|
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
| ||||||
which subscription right exists |
| ||||||
Details, including nature of the rights |
| ||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
| |
security |
|
|
| securities |
|
|
|
USD 0.01 common | Purchase | 7 | 25.7700 USD | ||||
USD 0.01 common | Purchase | 12 | 25.8766 USD | ||||
USD 0.01 common | Purchase | 16 | 25.9100 USD | ||||
USD 0.01 common | Purchase | 26 | 25.6600 USD | ||||
USD 0.01 common | Purchase | 26 | 25.9050 USD | ||||
USD 0.01 common | Purchase | 36 | 25.8744 USD | ||||
USD 0.01 common | Purchase | 37 | 25.8737 USD | ||||
USD 0.01 common | Purchase | 38 | 25.8636 USD | ||||
USD 0.01 common | Purchase | 38 | 25.8886 USD | ||||
USD 0.01 common | Purchase | 44 | 25.8702 USD | ||||
USD 0.01 common | Purchase | 47 | 25.8870 USD | ||||
USD 0.01 common | Purchase | 52 | 25.8763 USD | ||||
USD 0.01 common | Purchase | 64 | 25.8765 USD | ||||
USD 0.01 common | Purchase | 89 | 25.8485 USD | ||||
USD 0.01 common | Purchase | 93 | 25.8922 USD | ||||
USD 0.01 common | Purchase | 100 | 25.5200 USD | ||||
USD 0.01 common | Purchase | 101 | 25.8900 USD | ||||
USD 0.01 common | Purchase | 101 | 23.4500 EUR | ||||
USD 0.01 common | Purchase | 110 | 25.7850 USD | ||||
USD 0.01 common | Purchase | 178 | 25.8500 USD | ||||
USD 0.01 common | Purchase | 200 | 25.7550 USD | ||||
USD 0.01 common | Purchase | 499 | 25.9101 USD | ||||
USD 0.01 common | Purchase | 600 | 25.7500 USD | ||||
USD 0.01 common | Purchase | 700 | 25.9057 USD | ||||
USD 0.01 common | Purchase | 1,151 | 25.9782 USD | ||||
USD 0.01 common | Purchase | 1,175 | 25.8968 USD | ||||
USD 0.01 common | Purchase | 1,331 | 25.8749 USD | ||||
USD 0.01 common | Purchase | 1,768 | 25.7450 USD | ||||
USD 0.01 common | Purchase | 1,936 | 25.8603 USD | ||||
USD 0.01 common | Purchase | 2,020 | 25.8759 USD | ||||
USD 0.01 common | Purchase | 2,360 | 25.8673 USD | ||||
USD 0.01 common | Purchase | 2,368 | 25.7462 USD | ||||
USD 0.01 common | Purchase | 2,440 | 25.9200 USD | ||||
USD 0.01 common | Purchase | 2,583 | 25.8680 USD | ||||
USD 0.01 common | Purchase | 2,720 | 25.8810 USD | ||||
USD 0.01 common | Purchase | 2,902 | 25.8666 USD | ||||
USD 0.01 common | Purchase | 2,996 | 25.8592 USD | ||||
USD 0.01 common | Purchase | 3,107 | 25.8631 USD | ||||
USD 0.01 common | Purchase | 3,464 | 25.9266 USD | ||||
USD 0.01 common | Purchase | 3,938 | 25.8139 USD | ||||
USD 0.01 common | Purchase | 4,105 | 25.8773 USD | ||||
USD 0.01 common | Purchase | 4,226 | 25.9179 USD | ||||
USD 0.01 common | Purchase | 5,290 | 25.7907 USD | ||||
USD 0.01 common | Purchase | 5,383 | 25.8806 USD | ||||
USD 0.01 common | Purchase | 8,595 | 25.9876 USD | ||||
USD 0.01 common | Purchase | 8,873 | 25.8657 USD | ||||
USD 0.01 common | Purchase | 14,704 | 25.9287 USD | ||||
USD 0.01 common | Purchase | 20,437 | 25.8418 USD | ||||
USD 0.01 common | Purchase | 43,244 | 25.8158 USD | ||||
USD 0.01 common | Purchase | 44,607 | 25.8544 USD | ||||
USD 0.01 common | Purchase | 53,914 | 25.9099 USD | ||||
USD 0.01 common | Purchase | 99,445 | 25.8459 USD | ||||
USD 0.01 common | Purchase | 109,944 | 25.9299 USD | ||||
USD 0.01 common | Purchase | 112,802 | 25.9300 USD | ||||
USD 0.01 common | Purchase | 208,014 | 25.8272 USD | ||||
USD 0.01 common | Purchase | 245,466 | 25.8277 USD | ||||
USD 0.01 common | Sale | 1 | 25.9400 USD | ||||
USD 0.01 common | Sale | 2 | 25.8050 USD | ||||
USD 0.01 common | Sale | 2 | 25.8650 USD | ||||
USD 0.01 common | Sale | 4 | 25.8425 USD | ||||
USD 0.01 common | Sale | 4 | 25.8100 USD | ||||
USD 0.01 common | Sale | 6 | 25.8633 USD | ||||
USD 0.01 common | Sale | 6 | 25.8300 USD | ||||
USD 0.01 common | Sale | 8 | 25.7575 USD | ||||
USD 0.01 common | Sale | 26 | 25.6600 USD | ||||
USD 0.01 common | Sale | 26 | 25.9050 USD | ||||
USD 0.01 common | Sale | 70 | 25.7200 USD | ||||
USD 0.01 common | Sale | 86 | 25.8566 USD | ||||
USD 0.01 common | Sale | 100 | 26.0100 USD | ||||
USD 0.01 common | Sale | 100 | 25.8200 USD | ||||
USD 0.01 common | Sale | 100 | 25.8600 USD | ||||
USD 0.01 common | Sale | 101 | 23.4500 EUR | ||||
USD 0.01 common | Sale | 102 | 25.8500 USD | ||||
USD 0.01 common | Sale | 110 | 25.7850 USD | ||||
USD 0.01 common | Sale | 122 | 25.8388 USD | ||||
USD 0.01 common | Sale | 128 | 25.9125 USD | ||||
USD 0.01 common | Sale | 130 | 25.8593 USD | ||||
USD 0.01 common | Sale | 134 | 25.8823 USD | ||||
USD 0.01 common | Sale | 140 | 25.8747 USD | ||||
USD 0.01 common | Sale | 149 | 25.8619 USD | ||||
USD 0.01 common | Sale | 152 | 25.8840 USD | ||||
USD 0.01 common | Sale | 160 | 25.8750 USD | ||||
USD 0.01 common | Sale | 200 | 25.8400 USD | ||||
USD 0.01 common | Sale | 203 | 25.8733 USD | ||||
USD 0.01 common | Sale | 265 | 25.8854 USD | ||||
USD 0.01 common | Sale | 300 | 25.8000 USD | ||||
USD 0.01 common | Sale | 700 | 25.9764 USD | ||||
USD 0.01 common | Sale | 1,010 | 26.1621 USD | ||||
USD 0.01 common | Sale | 1,736 | 25.9364 USD | ||||
USD 0.01 common | Sale | 2,368 | 25.7463 USD | ||||
USD 0.01 common | Sale | 2,368 | 25.7462 USD | ||||
USD 0.01 common | Sale | 2,400 | 25.9200 USD | ||||
USD 0.01 common | Sale | 2,738 | 26.0200 USD | ||||
USD 0.01 common | Sale | 4,529 | 25.9184 USD | ||||
USD 0.01 common | Sale | 5,700 | 25.9331 USD | ||||
USD 0.01 common | Sale | 18,034 | 25.8533 USD | ||||
USD 0.01 common | Sale | 21,493 | 25.8326 USD | ||||
USD 0.01 common | Sale | 25,113 | 25.8677 USD | ||||
USD 0.01 common | Sale | 27,018 | 25.8634 USD | ||||
USD 0.01 common | Sale | 35,390 | 25.9298 USD | ||||
USD 0.01 common | Sale | 103,070 | 25.9299 USD | ||||
USD 0.01 common | Sale | 109,556 | 25.9300 USD | ||||
USD 0.01 common | Sale | 119,179 | 25.8541 USD | ||||
USD 0.01 common | Sale | 209,499 | 25.8293 USD | ||||
USD 0.01 common | Sale | 312,322 | 25.8254 USD |
(b) | Cash-settled derivative transactions |
|
|
| |||
Class of relevant | Product |
| Nature of dealing |
| Number of | Price per unit | |
security |
| description |
|
|
| reference |
|
|
|
|
|
|
| securities |
|
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
|
|
| |||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
| |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
|
| securities | unit | ||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings |
| Details | Price per unit (if |
| ||
security |
|
|
| applicable) |
| ||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
|
| ||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: |
| ||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
| ||||||
(i) the voting rights of any relevant securities under any option; or |
| ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: |
|
|
|
| |||
NONE | |||||||
(c) | Attachments |
|
|
|
|
| |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21 Mar 2022 |
|
|
| |||
Contact name: | Large Holdings Regulatory Operations |
| |||||
Telephone number: | 020 3134 7213 |
|
|
Related Shares:
AVST.LBarclays