25th Apr 2022 17:32
FORM 8.3 | Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||
offeror/offeree: | |||||||||||||||||||
(e) | Date position held/dealing undertaken: | 21 April 2022 | |||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,249,982 | 0.21% | 755,033 | 0.13% |
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(2) | Cash-settled derivatives: |
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335,822 | 0.06% | 1,884,792 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,585,804 | 0.27% | 2,639,825 | 0.45% |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 11 | 26.3681 USD | |||
USD 0.01 common | Purchase | 12 | 26.3745 USD | |||
USD 0.01 common | Purchase | 12 | 26.3700 USD | |||
USD 0.01 common | Purchase | 13 | 26.3615 USD | |||
USD 0.01 common | Purchase | 13 | 26.4415 USD | |||
USD 0.01 common | Purchase | 13 | 26.4000 USD | |||
USD 0.01 common | Purchase | 14 | 26.3707 USD | |||
USD 0.01 common | Purchase | 15 | 26.4820 USD | |||
USD 0.01 common | Purchase | 20 | 26.3915 USD | |||
USD 0.01 common | Purchase | 20 | 26.3600 USD | |||
USD 0.01 common | Purchase | 21 | 26.3719 USD | |||
USD 0.01 common | Purchase | 25 | 26.2600 USD | |||
USD 0.01 common | Purchase | 25 | 26.2300 USD | |||
USD 0.01 common | Purchase | 25 | 26.3400 USD | |||
USD 0.01 common | Purchase | 29 | 26.3801 USD | |||
USD 0.01 common | Purchase | 38 | 26.5105 USD | |||
USD 0.01 common | Purchase | 50 | 26.2725 USD | |||
USD 0.01 common | Purchase | 50 | 26.3150 USD | |||
USD 0.01 common | Purchase | 75 | 26.2800 USD | |||
USD 0.01 common | Purchase | 100 | 26.2750 USD | |||
USD 0.01 common | Purchase | 103 | 26.3834 USD | |||
USD 0.01 common | Purchase | 138 | 26.5014 USD | |||
USD 0.01 common | Purchase | 200 | 26.3000 USD | |||
USD 0.01 common | Purchase | 288 | 26.2526 USD | |||
USD 0.01 common | Purchase | 300 | 26.4800 USD | |||
USD 0.01 common | Purchase | 409 | 26.2732 USD | |||
USD 0.01 common | Purchase | 581 | 26.2854 USD | |||
USD 0.01 common | Purchase | 800 | 26.3500 USD | |||
USD 0.01 common | Purchase | 904 | 26.2500 USD | |||
USD 0.01 common | Purchase | 2,108 | 26.3658 USD | |||
USD 0.01 common | Purchase | 2,311 | 27.1300 USD | |||
USD 0.01 common | Purchase | 2,382 | 26.5163 USD | |||
USD 0.01 common | Purchase | 4,100 | 27.0993 USD | |||
USD 0.01 common | Purchase | 5,226 | 26.5275 USD | |||
USD 0.01 common | Purchase | 5,735 | 26.4324 USD | |||
USD 0.01 common | Purchase | 13,578 | 26.4474 USD | |||
USD 0.01 common | Purchase | 14,076 | 26.4084 USD | |||
USD 0.01 common | Purchase | 21,623 | 26.4336 USD | |||
USD 0.01 common | Purchase | 47,987 | 26.3024 USD | |||
USD 0.01 common | Purchase | 71,608 | 26.2564 USD | |||
USD 0.01 common | Purchase | 79,809 | 26.4353 USD | |||
USD 0.01 common | Sale | 4 | 27.1200 USD | |||
USD 0.01 common | Sale | 23 | 26.4300 USD | |||
USD 0.01 common | Sale | 49 | 26.3100 USD | |||
USD 0.01 common | Sale | 100 | 26.7200 USD | |||
USD 0.01 common | Sale | 100 | 26.6100 USD | |||
USD 0.01 common | Sale | 100 | 26.4550 USD | |||
USD 0.01 common | Sale | 339 | 26.5934 USD | |||
USD 0.01 common | Sale | 500 | 26.3320 USD | |||
USD 0.01 common | Sale | 800 | 26.3500 USD | |||
USD 0.01 common | Sale | 800 | 26.2859 USD | |||
USD 0.01 common | Sale | 968 | 26.2976 USD | |||
USD 0.01 common | Sale | 1,000 | 26.6275 USD | |||
USD 0.01 common | Sale | 3,633 | 26.2923 USD | |||
USD 0.01 common | Sale | 3,900 | 26.6383 USD | |||
USD 0.01 common | Sale | 3,950 | 27.1300 USD | |||
USD 0.01 common | Sale | 3,987 | 26.2500 USD | |||
USD 0.01 common | Sale | 4,404 | 26.3826 USD | |||
USD 0.01 common | Sale | 5,429 | 26.3547 USD | |||
USD 0.01 common | Sale | 9,836 | 26.4493 USD | |||
USD 0.01 common | Sale | 9,966 | 26.3670 USD | |||
USD 0.01 common | Sale | 41,731 | 26.3366 USD | |||
USD 0.01 common | Sale | 71,870 | 26.2564 USD | |||
USD 0.01 common | Sale | 112,400 | 26.4415 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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