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Form 8.3 - NortonLifeLock Inc.- AMENDMENT

22nd Feb 2022 16:47

 

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

AVAST PLC

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

18 FEB 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:USD 0.01 common
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

1,383,670

0.24%

642,799

0.11%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

370,374

0.06%

1,510,550

0.26%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

1,754,044

0.30%

2,153,349

0.37%

 
Class of relevant security:Convertible Bond US668771AA66
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

236,000

0.04%

0

0.00%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

0

0.00%

0

0.00%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

236,000

0.04%

0

0.00%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
USD 0.01 commonPurchase

9

24.3800 EUR
USD 0.01 commonPurchase

20

28.0000 USD
USD 0.01 commonPurchase

20

28.0600 USD
USD 0.01 commonPurchase

20

28.0750 USD
USD 0.01 commonPurchase

30

28.0533 USD
USD 0.01 commonPurchase

30

28.0766 USD
USD 0.01 commonPurchase

35

28.0357 USD
USD 0.01 commonPurchase

37

28.0200 USD
USD 0.01 commonPurchase

40

28.1700 USD
USD 0.01 commonPurchase

40

28.0550 USD
USD 0.01 commonPurchase

50

28.0680 USD
USD 0.01 commonPurchase

70

28.0571 USD
USD 0.01 commonPurchase

73

28.0800 USD
USD 0.01 commonPurchase

99

28.0640 USD
USD 0.01 commonPurchase

100

28.0404 USD
USD 0.01 commonPurchase

116

28.0962 USD
USD 0.01 commonPurchase

126

28.0525 USD
USD 0.01 commonPurchase

130

28.0630 USD
USD 0.01 commonPurchase

140

27.8500 USD
USD 0.01 commonPurchase

150

28.1446 USD
USD 0.01 commonPurchase

161

28.0500 USD
USD 0.01 commonPurchase

193

27.9732 USD
USD 0.01 commonPurchase

198

28.0400 USD
USD 0.01 commonPurchase

200

28.0300 USD
USD 0.01 commonPurchase

200

28.1300 USD
USD 0.01 commonPurchase

225

24.5750 EUR
USD 0.01 commonPurchase

242

28.0325 USD
USD 0.01 commonPurchase

890

27.9225 USD
USD 0.01 commonPurchase

1,071

27.7977 USD
USD 0.01 commonPurchase

2,317

27.6953 USD
USD 0.01 commonPurchase

2,782

28.1054 USD
USD 0.01 commonPurchase

2,856

28.0262 USD
USD 0.01 commonPurchase

5,858

27.5647 USD
USD 0.01 commonPurchase

8,343

27.5894 USD
USD 0.01 commonPurchase

13,384

28.0160 USD
USD 0.01 commonPurchase

13,574

28.0436 USD
USD 0.01 commonPurchase

13,614

28.0281 USD
USD 0.01 commonPurchase

18,997

27.9155 USD
USD 0.01 commonPurchase

20,802

27.6465 USD
USD 0.01 commonPurchase

30,569

27.9398 USD
USD 0.01 commonPurchase

49,228

27.8473 USD
USD 0.01 commonPurchase

54,761

27.9700 USD
USD 0.01 commonPurchase

79,251

27.8680 USD
USD 0.01 commonPurchase

125,163

27.7934 USD
USD 0.01 commonPurchase

140,090

27.9705 USD
USD 0.01 commonPurchase

269,252

28.0052 USD
USD 0.01 commonSale

1

28.0500 USD
USD 0.01 commonSale

1

28.0400 USD
USD 0.01 commonSale

2

28.1200 USD
USD 0.01 commonSale

2

28.1600 USD
USD 0.01 commonSale

3

28.0533 USD
USD 0.01 commonSale

3

28.0833 USD
USD 0.01 commonSale

3

28.0866 USD
USD 0.01 commonSale

4

28.0806 USD
USD 0.01 commonSale

8

28.1312 USD
USD 0.01 commonSale

8

28.0700 USD
USD 0.01 commonSale

9

24.3800 EUR
USD 0.01 commonSale

12

28.0900 USD
USD 0.01 commonSale

17

28.1747 USD
USD 0.01 commonSale

36

28.1800 USD
USD 0.01 commonSale

100

27.6700 USD
USD 0.01 commonSale

100

27.8500 USD
USD 0.01 commonSale

100

27.9800 USD
USD 0.01 commonSale

100

28.0600 USD
USD 0.01 commonSale

100

28.2000 USD
USD 0.01 commonSale

100

28.2100 USD
USD 0.01 commonSale

102

27.5482 USD
USD 0.01 commonSale

112

28.0633 USD
USD 0.01 commonSale

124

28.0004 USD
USD 0.01 commonSale

139

28.0323 USD
USD 0.01 commonSale

140

28.0686 USD
USD 0.01 commonSale

200

27.5150 USD
USD 0.01 commonSale

200

28.1950 USD
USD 0.01 commonSale

200

28.1300 USD
USD 0.01 commonSale

200

27.6750 USD
USD 0.01 commonSale

212

28.0800 USD
USD 0.01 commonSale

225

24.5750 EUR
USD 0.01 commonSale

245

28.1868 USD
USD 0.01 commonSale

300

27.6111 USD
USD 0.01 commonSale

300

27.5983 USD
USD 0.01 commonSale

304

27.6531 USD
USD 0.01 commonSale

366

27.6144 USD
USD 0.01 commonSale

400

27.9600 USD
USD 0.01 commonSale

484

27.6095 USD
USD 0.01 commonSale

500

27.5850 USD
USD 0.01 commonSale

570

27.5359 USD
USD 0.01 commonSale

600

27.5950 USD
USD 0.01 commonSale

601

27.5969 USD
USD 0.01 commonSale

602

27.5957 USD
USD 0.01 commonSale

603

27.5885 USD
USD 0.01 commonSale

610

27.7237 USD
USD 0.01 commonSale

710

28.1961 USD
USD 0.01 commonSale

750

27.8786 USD
USD 0.01 commonSale

890

27.9225 USD
USD 0.01 commonSale

990

27.7883 USD
USD 0.01 commonSale

1,071

27.8713 USD
USD 0.01 commonSale

1,191

28.0536 USD
USD 0.01 commonSale

1,200

27.9008 USD
USD 0.01 commonSale

1,300

27.9080 USD
USD 0.01 commonSale

1,476

28.0964 USD
USD 0.01 commonSale

1,500

28.0210 USD
USD 0.01 commonSale

1,500

28.0090 USD
USD 0.01 commonSale

1,690

27.8149 USD
USD 0.01 commonSale

2,096

27.9954 USD
USD 0.01 commonSale

2,244

27.7573 USD
USD 0.01 commonSale

2,312

27.9105 USD
USD 0.01 commonSale

2,370

27.8361 USD
USD 0.01 commonSale

2,413

27.9045 USD
USD 0.01 commonSale

2,782

28.1054 USD
USD 0.01 commonSale

2,811

27.5869 USD
USD 0.01 commonSale

2,921

27.7017 USD
USD 0.01 commonSale

3,058

27.7827 USD
USD 0.01 commonSale

3,170

27.9980 USD
USD 0.01 commonSale

3,483

27.9423 USD
USD 0.01 commonSale

3,712

27.8238 USD
USD 0.01 commonSale

4,254

27.9295 USD
USD 0.01 commonSale

6,656

28.0200 USD
USD 0.01 commonSale

7,817

27.8635 USD
USD 0.01 commonSale

7,873

27.9511 USD
USD 0.01 commonSale

20,860

27.9700 USD
USD 0.01 commonSale

20,938

27.8860 USD
USD 0.01 commonSale

26,669

27.9599 USD
USD 0.01 commonSale

27,628

28.0469 USD
USD 0.01 commonSale

29,748

27.9556 USD
USD 0.01 commonSale

36,252

27.8649 USD
USD 0.01 commonSale

42,634

27.9797 USD
USD 0.01 commonSale

45,651

27.9594 USD
USD 0.01 commonSale

46,028

27.9946 USD
USD 0.01 commonSale

148,861

27.7526 USD
USD 0.01 commonSale

154,693

27.9773 USD
USD 0.01 commonSale

179,047

27.9844 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

22 FEB 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220222005962/en/

Copyright Business Wire 2022


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