29th Mar 2022 13:08
FORM 8.3 | Amendment to Purchase | ||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||
MORE | |||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 25 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,187,836 | 0.20% | 873,785 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
391,188 | 0.07% | 1,868,008 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,579,024 | 0.27% | 2,741,793 | 0.47% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 6 | 28.2991 USD | ||||
USD 0.01 common | Purchase | 23 | 27.9300 USD | ||||
USD 0.01 common | Purchase | 26 | 28.2173 USD | ||||
USD 0.01 common | Purchase | 31 | 28.1738 USD | ||||
USD 0.01 common | Purchase | 35 | 28.2171 USD | ||||
USD 0.01 common | Purchase | 40 | 28.2057 USD | ||||
USD 0.01 common | Purchase | 40 | 28.2071 USD | ||||
USD 0.01 common | Purchase | 41 | 28.1980 USD | ||||
USD 0.01 common | Purchase | 49 | 28.1814 USD | ||||
USD 0.01 common | Purchase | 57 | 28.1598 USD | ||||
USD 0.01 common | Purchase | 76 | 28.1821 USD | ||||
USD 0.01 common | Purchase | 86 | 28.1700 USD | ||||
USD 0.01 common | Purchase | 100 | 28.0300 USD | ||||
USD 0.01 common | Purchase | 100 | 27.8950 USD | ||||
USD 0.01 common | Purchase | 100 | 28.3050 USD | ||||
USD 0.01 common | Purchase | 100 | 28.3150 USD | ||||
USD 0.01 common | Purchase | 100 | 28.3500 USD | ||||
USD 0.01 common | Purchase | 100 | 28.2550 USD | ||||
USD 0.01 common | Purchase | 130 | 28.2946 USD | ||||
USD 0.01 common | Purchase | 170 | 28.3229 USD | ||||
USD 0.01 common | Purchase | 200 | 28.1250 USD | ||||
USD 0.01 common | Purchase | 251 | 28.2520 USD | ||||
USD 0.01 common | Purchase | 300 | 28.1600 USD | ||||
USD 0.01 common | Purchase | 330 | 28.1802 USD | ||||
USD 0.01 common | Purchase | 457 | 28.3089 USD | ||||
USD 0.01 common | Purchase | 594 | 28.2247 USD | ||||
USD 0.01 common | Purchase | 623 | 28.2053 USD | ||||
USD 0.01 common | Purchase | 646 | 28.2358 USD | ||||
USD 0.01 common | Purchase | 700 | 28.1871 USD | ||||
USD 0.01 common | Purchase | 850 | 28.1535 USD | ||||
USD 0.01 common | Purchase | 862 | 28.1910 USD | ||||
USD 0.01 common | Purchase | 864 | 28.2609 USD | ||||
USD 0.01 common | Purchase | 1,036 | 28.2427 USD | ||||
USD 0.01 common | Purchase | 1,119 | 28.2338 USD | ||||
USD 0.01 common | Purchase | 1,218 | 28.2526 USD | ||||
USD 0.01 common | Purchase | 1,245 | 28.2295 USD | ||||
USD 0.01 common | Purchase | 1,418 | 28.0290 USD | ||||
USD 0.01 common | Purchase | 1,521 | 28.2541 USD | ||||
USD 0.01 common | Purchase | 1,557 | 28.1846 USD | ||||
USD 0.01 common | Purchase | 1,748 | 28.1689 USD | ||||
USD 0.01 common | Purchase | 1,920 | 28.2900 USD | ||||
USD 0.01 common | Purchase | 2,282 | 28.3202 USD | ||||
USD 0.01 common | Purchase | 2,477 | 28.1355 USD | ||||
USD 0.01 common | Purchase | 2,533 | 28.1495 USD | ||||
USD 0.01 common | Purchase | 7,691 | 28.2492 USD | ||||
USD 0.01 common | Purchase | 15,978 | 28.2252 USD | ||||
USD 0.01 common | Purchase | 16,941 | 28.2226 USD | ||||
USD 0.01 common | Purchase | 17,663 | 28.2860 USD | ||||
USD 0.01 common | Purchase | 40,357 | 28.1682 USD | ||||
USD 0.01 common | Purchase | 67,537 | 28.2898 USD | ||||
USD 0.01 common | Purchase | 90,060 | 28.2289 USD | ||||
USD 0.01 common | Purchase | 123,661 | 28.1707 USD | ||||
USD 0.01 common | Sale | 7 | 28.2950 USD | ||||
USD 0.01 common | Sale | 8 | 28.2312 USD | ||||
USD 0.01 common | Sale | 12 | 28.2000 USD | ||||
USD 0.01 common | Sale | 15 | 28.1860 USD | ||||
USD 0.01 common | Sale | 18 | 28.1333 USD | ||||
USD 0.01 common | Sale | 19 | 28.1450 USD | ||||
USD 0.01 common | Sale | 21 | 28.2728 USD | ||||
USD 0.01 common | Sale | 23 | 28.2408 USD | ||||
USD 0.01 common | Sale | 23 | 28.2234 USD | ||||
USD 0.01 common | Sale | 27 | 28.2151 USD | ||||
USD 0.01 common | Sale | 28 | 28.2225 USD | ||||
USD 0.01 common | Sale | 31 | 28.1541 USD | ||||
USD 0.01 common | Sale | 34 | 28.1455 USD | ||||
USD 0.01 common | Sale | 38 | 28.2150 USD | ||||
USD 0.01 common | Sale | 39 | 28.1569 USD | ||||
USD 0.01 common | Sale | 40 | 28.1497 USD | ||||
USD 0.01 common | Sale | 41 | 28.1500 USD | ||||
USD 0.01 common | Sale | 43 | 28.1966 USD | ||||
USD 0.01 common | Sale | 45 | 28.1986 USD | ||||
USD 0.01 common | Sale | 57 | 28.2185 USD | ||||
USD 0.01 common | Sale | 57 | 28.1536 USD | ||||
USD 0.01 common | Sale | 57 | 28.1468 USD | ||||
USD 0.01 common | Sale | 65 | 28.1549 USD | ||||
USD 0.01 common | Sale | 69 | 28.1778 USD | ||||
USD 0.01 common | Sale | 106 | 28.1481 USD | ||||
USD 0.01 common | Sale | 209 | 28.0611 USD | ||||
USD 0.01 common | Sale | 221 | 28.2327 USD | ||||
USD 0.01 common | Sale | 300 | 28.1633 USD | ||||
USD 0.01 common | Sale | 358 | 28.1517 USD | ||||
USD 0.01 common | Sale | 400 | 28.1962 USD | ||||
USD 0.01 common | Sale | 406 | 28.1600 USD | ||||
USD 0.01 common | Sale | 463 | 28.1550 USD | ||||
USD 0.01 common | Sale | 497 | 28.2144 USD | ||||
USD 0.01 common | Sale | 700 | 28.2450 USD | ||||
USD 0.01 common | Sale | 800 | 28.1618 USD | ||||
USD 0.01 common | Sale | 903 | 28.1628 USD | ||||
USD 0.01 common | Sale | 1,987 | 28.0600 USD | ||||
USD 0.01 common | Sale | 3,172 | 28.1748 USD | ||||
USD 0.01 common | Sale | 4,323 | 28.2040 USD | ||||
USD 0.01 common | Sale | 4,842 | 28.1640 USD | ||||
USD 0.01 common | Sale | 5,158 | 28.1870 USD | ||||
USD 0.01 common | Sale | 5,855 | 28.1674 USD | ||||
USD 0.01 common | Sale | 7,353 | 28.2109 USD | ||||
USD 0.01 common | Sale | 7,970 | 28.1885 USD | ||||
USD 0.01 common | Sale | 8,952 | 28.1502 USD | ||||
USD 0.01 common | Sale | 10,523 | 28.2249 USD | ||||
USD 0.01 common | Sale | 11,548 | 28.1531 USD | ||||
USD 0.01 common | Sale | 16,356 | 28.2233 USD | ||||
USD 0.01 common | Sale | 17,536 | 28.2429 USD | ||||
USD 0.01 common | Sale | 21,057 | 28.2900 USD | ||||
USD 0.01 common | Sale | 68,695 | 28.2895 USD | ||||
USD 0.01 common | Sale | 94,069 | 28.2273 USD | ||||
USD 0.01 common | Sale | 112,485 | 28.1692 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 29 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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