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FORM 8.3 - NORTONLIFELOCK INC - Amendment

2nd Mar 2022 11:27

 

FORM 8.3 - Amendment to Purchase and Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

24 FEB 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES: AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:USD 0.01 common
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

1,285,586

0.22%

717,209

0.12%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

232,374

0.04%

1,510,550

0.26%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

1,517,960

0.26%

2,227,759

0.38%

 
Class of relevant security:Convertible Bond US668771AA66
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

236,000

0.04%

0

0.00%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

0

0.00%

0

0.00%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

236,000

0.04%

0

0.00%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
USD 0.01 commonPurchase

15

26.0900 USD
USD 0.01 commonPurchase

18

27.1800 USD
USD 0.01 commonPurchase

36

27.1550 USD
USD 0.01 commonPurchase

54

27.1700 USD
USD 0.01 commonPurchase

84

27.1814 USD
USD 0.01 commonPurchase

93

27.1600 USD
USD 0.01 commonPurchase

95

26.9600 USD
USD 0.01 commonPurchase

100

27.2750 USD
USD 0.01 commonPurchase

142

26.5900 USD
USD 0.01 commonPurchase

150

23.1200 EUR
USD 0.01 commonPurchase

200

26.6850 USD
USD 0.01 commonPurchase

400

26.7150 USD
USD 0.01 commonPurchase

560

27.2590 USD
USD 0.01 commonPurchase

588

26.7828 USD
USD 0.01 commonPurchase

643

26.8746 USD
USD 0.01 commonPurchase

666

26.1200 USD
USD 0.01 commonPurchase

899

27.0611 USD
USD 0.01 commonPurchase

1,200

27.2663 USD
USD 0.01 commonPurchase

1,211

27.2713 USD
USD 0.01 commonPurchase

1,280

27.2753 USD
USD 0.01 commonPurchase

1,480

27.2812 USD
USD 0.01 commonPurchase

1,549

27.2676 USD
USD 0.01 commonPurchase

1,562

27.2818 USD
USD 0.01 commonPurchase

2,380

27.2700 USD
USD 0.01 commonPurchase

2,458

27.2767 USD
USD 0.01 commonPurchase

2,750

27.2702 USD
USD 0.01 commonPurchase

2,979

27.2683 USD
USD 0.01 commonPurchase

3,254

26.9708 USD
USD 0.01 commonPurchase

3,371

26.8852 USD
USD 0.01 commonPurchase

3,593

27.0486 USD
USD 0.01 commonPurchase

3,935

26.8751 USD
USD 0.01 commonPurchase

4,400

26.8232 USD
USD 0.01 commonPurchase

4,710

26.9059 USD
USD 0.01 commonPurchase

5,229

26.1658 USD
USD 0.01 commonPurchase

6,100

26.9770 USD
USD 0.01 commonPurchase

6,564

26.8537 USD
USD 0.01 commonPurchase

7,032

26.9928 USD
USD 0.01 commonPurchase

10,086

27.2596 USD
USD 0.01 commonPurchase

11,962

27.2542 USD
USD 0.01 commonPurchase

17,509

27.2600 USD
USD 0.01 commonPurchase

30,889

27.1963 USD
USD 0.01 commonPurchase

37,434

27.2587 USD
USD 0.01 commonPurchase

41,080

27.2582 USD
USD 0.01 commonPurchase

45,736

27.0470 USD
USD 0.01 commonPurchase

49,310

27.0529 USD
USD 0.01 commonPurchase

59,155

26.5060 USD
USD 0.01 commonPurchase

64,265

27.1266 USD
USD 0.01 commonPurchase

162,732

27.0177 USD
USD 0.01 commonPurchase

287,686

26.9974 USD
USD 0.01 commonSale

21

26.1800 USD
USD 0.01 commonSale

67

26.9400 USD
USD 0.01 commonSale

71

26.5900 USD
USD 0.01 commonSale

71

26.5750 USD
USD 0.01 commonSale

75

27.1600 USD
USD 0.01 commonSale

100

26.2200 USD
USD 0.01 commonSale

100

26.2100 USD
USD 0.01 commonSale

100

26.1400 USD
USD 0.01 commonSale

100

27.1450 USD
USD 0.01 commonSale

100

27.1800 USD
USD 0.01 commonSale

100

26.2500 USD
USD 0.01 commonSale

101

27.3041 USD
USD 0.01 commonSale

107

26.9950 USD
USD 0.01 commonSale

150

23.1200 EUR
USD 0.01 commonSale

171

27.1200 USD
USD 0.01 commonSale

222

27.1675 USD
USD 0.01 commonSale

225

27.1694 USD
USD 0.01 commonSale

400

26.1979 USD
USD 0.01 commonSale

400

27.2700 USD
USD 0.01 commonSale

400

26.5725 USD
USD 0.01 commonSale

507

26.4496 USD
USD 0.01 commonSale

700

26.5235 USD
USD 0.01 commonSale

852

26.5375 USD
USD 0.01 commonSale

944

26.5363 USD
USD 0.01 commonSale

1,000

26.2000 USD
USD 0.01 commonSale

1,094

26.5615 USD
USD 0.01 commonSale

1,200

26.9408 USD
USD 0.01 commonSale

1,301

27.0794 USD
USD 0.01 commonSale

1,308

27.2500 USD
USD 0.01 commonSale

1,562

27.2558 USD
USD 0.01 commonSale

1,700

26.5264 USD
USD 0.01 commonSale

1,704

27.0009 USD
USD 0.01 commonSale

1,742

27.2598 USD
USD 0.01 commonSale

1,756

26.4980 USD
USD 0.01 commonSale

1,821

26.9683 USD
USD 0.01 commonSale

1,913

27.0566 USD
USD 0.01 commonSale

1,946

27.0718 USD
USD 0.01 commonSale

1,999

26.5399 USD
USD 0.01 commonSale

2,100

26.5614 USD
USD 0.01 commonSale

2,114

26.6000 USD
USD 0.01 commonSale

2,204

26.9537 USD
USD 0.01 commonSale

2,302

26.9911 USD
USD 0.01 commonSale

2,429

26.9732 USD
USD 0.01 commonSale

2,878

26.9423 USD
USD 0.01 commonSale

3,161

27.0198 USD
USD 0.01 commonSale

3,255

26.9707 USD
USD 0.01 commonSale

3,319

26.9550 USD
USD 0.01 commonSale

3,334

26.7349 USD
USD 0.01 commonSale

3,593

27.0486 USD
USD 0.01 commonSale

3,757

26.9909 USD
USD 0.01 commonSale

8,742

26.7343 USD
USD 0.01 commonSale

9,981

26.9870 USD
USD 0.01 commonSale

10,406

27.2534 USD
USD 0.01 commonSale

11,785

26.9527 USD
USD 0.01 commonSale

18,602

26.8903 USD
USD 0.01 commonSale

19,572

26.9644 USD
USD 0.01 commonSale

22,730

27.0182 USD
USD 0.01 commonSale

23,617

27.0780 USD
USD 0.01 commonSale

39,973

27.1831 USD
USD 0.01 commonSale

41,097

27.2600 USD
USD 0.01 commonSale

42,182

26.9528 USD
USD 0.01 commonSale

43,868

26.5069 USD
USD 0.01 commonSale

48,479

27.2575 USD
USD 0.01 commonSale

79,758

27.0465 USD
USD 0.01 commonSale

108,592

27.2545 USD
USD 0.01 commonSale

109,619

26.9430 USD
USD 0.01 commonSale

197,798

26.9904 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

1 March 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220302005547/en/

Copyright Business Wire 2022


Related Shares:

Barclays
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Change-21.29