25th Apr 2022 17:25
FORM 8.3 | Amendment to Sale | |||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||||||||
MORE | ||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 20 April 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,248,411 | 0.21% | 753,373 | 0.13% |
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(2) | Cash-settled derivatives: |
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335,822 | 0.06% | 1,865,388 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,584,233 | 0.27% | 2,618,761 | 0.45% |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 1 | 27.0800 USD | |||
USD 0.01 common | Purchase | 5 | 27.1000 USD | |||
USD 0.01 common | Purchase | 10 | 27.1325 USD | |||
USD 0.01 common | Purchase | 10 | 27.1225 USD | |||
USD 0.01 common | Purchase | 10 | 27.0825 USD | |||
USD 0.01 common | Purchase | 11 | 27.0854 USD | |||
USD 0.01 common | Purchase | 19 | 27.1057 USD | |||
USD 0.01 common | Purchase | 42 | 27.0600 USD | |||
USD 0.01 common | Purchase | 44 | 27.0850 USD | |||
USD 0.01 common | Purchase | 54 | 27.1300 USD | |||
USD 0.01 common | Purchase | 63 | 27.0900 USD | |||
USD 0.01 common | Purchase | 84 | 27.0325 USD | |||
USD 0.01 common | Purchase | 84 | 26.9900 USD | |||
USD 0.01 common | Purchase | 84 | 27.0050 USD | |||
USD 0.01 common | Purchase | 85 | 26.9648 USD | |||
USD 0.01 common | Purchase | 100 | 27.0200 USD | |||
USD 0.01 common | Purchase | 115 | 27.0473 USD | |||
USD 0.01 common | Purchase | 126 | 27.0233 USD | |||
USD 0.01 common | Purchase | 126 | 27.0583 USD | |||
USD 0.01 common | Purchase | 158 | 27.1240 USD | |||
USD 0.01 common | Purchase | 168 | 27.0250 USD | |||
USD 0.01 common | Purchase | 400 | 27.0225 USD | |||
USD 0.01 common | Purchase | 600 | 27.1133 USD | |||
USD 0.01 common | Purchase | 600 | 27.1516 USD | |||
USD 0.01 common | Purchase | 844 | 27.0463 USD | |||
USD 0.01 common | Purchase | 970 | 27.1106 USD | |||
USD 0.01 common | Purchase | 1,684 | 27.0931 USD | |||
USD 0.01 common | Purchase | 2,864 | 26.9800 USD | |||
USD 0.01 common | Purchase | 2,881 | 27.0096 USD | |||
USD 0.01 common | Purchase | 2,922 | 26.9708 USD | |||
USD 0.01 common | Purchase | 6,688 | 26.9702 USD | |||
USD 0.01 common | Purchase | 9,317 | 27.1089 USD | |||
USD 0.01 common | Purchase | 11,084 | 27.0827 USD | |||
USD 0.01 common | Purchase | 16,410 | 27.0865 USD | |||
USD 0.01 common | Purchase | 19,684 | 26.9700 USD | |||
USD 0.01 common | Purchase | 19,721 | 27.0907 USD | |||
USD 0.01 common | Purchase | 24,256 | 27.0826 USD | |||
USD 0.01 common | Purchase | 39,342 | 27.0433 USD | |||
USD 0.01 common | Purchase | 39,593 | 26.9701 USD | |||
USD 0.01 common | Purchase | 108,134 | 27.0707 USD | |||
USD 0.01 common | Sale | 1 | 27.0800 USD | |||
USD 0.01 common | Sale | 44 | 27.1300 USD | |||
USD 0.01 common | Sale | 55 | 27.0254 USD | |||
USD 0.01 common | Sale | 66 | 27.1287 USD | |||
USD 0.01 common | Sale | 74 | 27.0810 USD | |||
USD 0.01 common | Sale | 79 | 27.1240 USD | |||
USD 0.01 common | Sale | 79 | 27.1500 USD | |||
USD 0.01 common | Sale | 100 | 27.0200 USD | |||
USD 0.01 common | Sale | 100 | 27.1200 USD | |||
USD 0.01 common | Sale | 200 | 27.1150 USD | |||
USD 0.01 common | Sale | 345 | 27.2059 USD | |||
USD 0.01 common | Sale | 1,110 | 27.1749 USD | |||
USD 0.01 common | Sale | 1,124 | 27.0153 USD | |||
USD 0.01 common | Sale | 1,128 | 27.2026 USD | |||
USD 0.01 common | Sale | 1,978 | 26.9698 USD | |||
USD 0.01 common | Sale | 2,834 | 27.1245 USD | |||
USD 0.01 common | Sale | 2,838 | 26.9770 USD | |||
USD 0.01 common | Sale | 4,068 | 26.9700 USD | |||
USD 0.01 common | Sale | 6,998 | 27.1243 USD | |||
USD 0.01 common | Sale | 9,132 | 27.0697 USD | |||
USD 0.01 common | Sale | 9,686 | 26.9715 USD | |||
USD 0.01 common | Sale | 9,862 | 27.1025 USD | |||
USD 0.01 common | Sale | 12,857 | 27.0187 USD | |||
USD 0.01 common | Sale | 16,100 | 27.0218 USD | |||
USD 0.01 common | Sale | 20,630 | 27.0444 USD | |||
USD 0.01 common | Sale | 40,363 | 26.9728 USD | |||
USD 0.01 common | Sale | 169,520 | 27.0681 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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