24th Feb 2022 17:22
FORM 8.3 Amendment to Sale and Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 22 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,357,844 | 0.23% | 650,282 | 0.11% | ||
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(2) | Cash-settled derivatives: |
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370,374 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,728,218 | 0.30% | 2,160,832 | 0.37% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
USD 0.01 common | Purchase | 8 | 27.5475 USD | ||||
USD 0.01 common | Purchase | 12 | 27.9200 USD | ||||
USD 0.01 common | Purchase | 35 | 28.0400 USD | ||||
USD 0.01 common | Purchase | 40 | 27.2080 USD | ||||
USD 0.01 common | Purchase | 51 | 27.2666 USD | ||||
USD 0.01 common | Purchase | 53 | 27.1960 USD | ||||
USD 0.01 common | Purchase | 57 | 27.1980 USD | ||||
USD 0.01 common | Purchase | 57 | 27.1833 USD | ||||
USD 0.01 common | Purchase | 60 | 27.3333 USD | ||||
USD 0.01 common | Purchase | 74 | 27.1947 USD | ||||
USD 0.01 common | Purchase | 96 | 27.5062 USD | ||||
USD 0.01 common | Purchase | 100 | 27.2700 USD | ||||
USD 0.01 common | Purchase | 100 | 27.2800 USD | ||||
USD 0.01 common | Purchase | 102 | 27.2091 USD | ||||
USD 0.01 common | Purchase | 108 | 27.4618 USD | ||||
USD 0.01 common | Purchase | 112 | 27.4600 USD | ||||
USD 0.01 common | Purchase | 114 | 27.2127 USD | ||||
USD 0.01 common | Purchase | 124 | 27.4419 USD | ||||
USD 0.01 common | Purchase | 126 | 27.2860 USD | ||||
USD 0.01 common | Purchase | 128 | 27.4423 USD | ||||
USD 0.01 common | Purchase | 132 | 27.3851 USD | ||||
USD 0.01 common | Purchase | 145 | 27.2705 USD | ||||
USD 0.01 common | Purchase | 150 | 27.4550 USD | ||||
USD 0.01 common | Purchase | 151 | 27.4284 USD | ||||
USD 0.01 common | Purchase | 152 | 27.5226 USD | ||||
USD 0.01 common | Purchase | 180 | 27.4753 USD | ||||
USD 0.01 common | Purchase | 193 | 27.9596 USD | ||||
USD 0.01 common | Purchase | 196 | 27.4910 USD | ||||
USD 0.01 common | Purchase | 200 | 27.3400 USD | ||||
USD 0.01 common | Purchase | 200 | 27.9925 USD | ||||
USD 0.01 common | Purchase | 202 | 27.2381 USD | ||||
USD 0.01 common | Purchase | 216 | 27.9350 USD | ||||
USD 0.01 common | Purchase | 238 | 27.2984 USD | ||||
USD 0.01 common | Purchase | 240 | 27.3025 USD | ||||
USD 0.01 common | Purchase | 258 | 27.2168 USD | ||||
USD 0.01 common | Purchase | 290 | 27.4530 USD | ||||
USD 0.01 common | Purchase | 294 | 27.2951 USD | ||||
USD 0.01 common | Purchase | 400 | 27.2950 USD | ||||
USD 0.01 common | Purchase | 400 | 27.9637 USD | ||||
USD 0.01 common | Purchase | 423 | 27.9872 USD | ||||
USD 0.01 common | Purchase | 444 | 27.2678 USD | ||||
USD 0.01 common | Purchase | 486 | 27.1879 USD | ||||
USD 0.01 common | Purchase | 557 | 27.9888 USD | ||||
USD 0.01 common | Purchase | 600 | 27.9808 USD | ||||
USD 0.01 common | Purchase | 637 | 27.9933 USD | ||||
USD 0.01 common | Purchase | 693 | 27.9880 USD | ||||
USD 0.01 common | Purchase | 800 | 27.2000 USD | ||||
USD 0.01 common | Purchase | 800 | 27.9887 USD | ||||
USD 0.01 common | Purchase | 991 | 27.2956 USD | ||||
USD 0.01 common | Purchase | 992 | 27.3939 USD | ||||
USD 0.01 common | Purchase | 1,414 | 27.9848 USD | ||||
USD 0.01 common | Purchase | 1,820 | 27.7867 USD | ||||
USD 0.01 common | Purchase | 2,746 | 27.4265 USD | ||||
USD 0.01 common | Purchase | 3,019 | 27.2835 USD | ||||
USD 0.01 common | Purchase | 3,049 | 27.9878 USD | ||||
USD 0.01 common | Purchase | 3,405 | 27.1798 USD | ||||
USD 0.01 common | Purchase | 4,650 | 27.9466 USD | ||||
USD 0.01 common | Purchase | 5,122 | 27.6266 USD | ||||
USD 0.01 common | Purchase | 5,322 | 27.4360 USD | ||||
USD 0.01 common | Purchase | 5,741 | 27.2405 USD | ||||
USD 0.01 common | Purchase | 8,761 | 27.1883 USD | ||||
USD 0.01 common | Purchase | 8,966 | 27.9858 USD | ||||
USD 0.01 common | Purchase | 9,577 | 27.3547 USD | ||||
USD 0.01 common | Purchase | 11,485 | 27.3049 USD | ||||
USD 0.01 common | Purchase | 16,148 | 27.3946 USD | ||||
USD 0.01 common | Purchase | 23,530 | 27.4150 USD | ||||
USD 0.01 common | Purchase | 24,855 | 27.2351 USD | ||||
USD 0.01 common | Purchase | 36,966 | 27.1800 USD | ||||
USD 0.01 common | Purchase | 50,000 | 27.2711 USD | ||||
USD 0.01 common | Purchase | 50,000 | 27.8800 USD | ||||
USD 0.01 common | Purchase | 50,878 | 27.3269 USD | ||||
USD 0.01 common | Purchase | 57,665 | 27.2027 USD | ||||
USD 0.01 common | Purchase | 119,502 | 27.4458 USD | ||||
USD 0.01 common | Purchase | 200,000 | 27.5325 USD | ||||
USD 0.01 common | Purchase | 218,437 | 27.3505 USD | ||||
USD 0.01 common | Sale | 2 | 27.6400 USD | ||||
USD 0.01 common | Sale | 2 | 27.7700 USD | ||||
USD 0.01 common | Sale | 4 | 27.5950 USD | ||||
USD 0.01 common | Sale | 4 | 27.6250 USD | ||||
USD 0.01 common | Sale | 4 | 27.7750 USD | ||||
USD 0.01 common | Sale | 4 | 27.7350 USD | ||||
USD 0.01 common | Sale | 8 | 27.7300 USD | ||||
USD 0.01 common | Sale | 16 | 27.6637 USD | ||||
USD 0.01 common | Sale | 35 | 27.7400 USD | ||||
USD 0.01 common | Sale | 35 | 28.0400 USD | ||||
USD 0.01 common | Sale | 41 | 27.4574 USD | ||||
USD 0.01 common | Sale | 46 | 27.4556 USD | ||||
USD 0.01 common | Sale | 56 | 27.5125 USD | ||||
USD 0.01 common | Sale | 60 | 27.4406 USD | ||||
USD 0.01 common | Sale | 72 | 27.3605 USD | ||||
USD 0.01 common | Sale | 84 | 27.3776 USD | ||||
USD 0.01 common | Sale | 90 | 27.4482 USD | ||||
USD 0.01 common | Sale | 90 | 27.4435 USD | ||||
USD 0.01 common | Sale | 94 | 27.3450 USD | ||||
USD 0.01 common | Sale | 98 | 27.9700 USD | ||||
USD 0.01 common | Sale | 100 | 28.0100 USD | ||||
USD 0.01 common | Sale | 100 | 27.2200 USD | ||||
USD 0.01 common | Sale | 100 | 27.2300 USD | ||||
USD 0.01 common | Sale | 100 | 27.2500 USD | ||||
USD 0.01 common | Sale | 100 | 27.2900 USD | ||||
USD 0.01 common | Sale | 100 | 27.3100 USD | ||||
USD 0.01 common | Sale | 100 | 27.4868 USD | ||||
USD 0.01 common | Sale | 101 | 27.3923 USD | ||||
USD 0.01 common | Sale | 103 | 27.3273 USD | ||||
USD 0.01 common | Sale | 103 | 27.2564 USD | ||||
USD 0.01 common | Sale | 110 | 27.4209 USD | ||||
USD 0.01 common | Sale | 121 | 27.0850 USD | ||||
USD 0.01 common | Sale | 143 | 27.3640 USD | ||||
USD 0.01 common | Sale | 150 | 27.4100 USD | ||||
USD 0.01 common | Sale | 154 | 27.2218 USD | ||||
USD 0.01 common | Sale | 200 | 27.6100 USD | ||||
USD 0.01 common | Sale | 200 | 27.7050 USD | ||||
USD 0.01 common | Sale | 200 | 28.0375 USD | ||||
USD 0.01 common | Sale | 200 | 27.3400 USD | ||||
USD 0.01 common | Sale | 203 | 27.3874 USD | ||||
USD 0.01 common | Sale | 208 | 27.4173 USD | ||||
USD 0.01 common | Sale | 250 | 27.3600 USD | ||||
USD 0.01 common | Sale | 307 | 27.4383 USD | ||||
USD 0.01 common | Sale | 354 | 27.6125 USD | ||||
USD 0.01 common | Sale | 364 | 27.3079 USD | ||||
USD 0.01 common | Sale | 399 | 27.2600 USD | ||||
USD 0.01 common | Sale | 400 | 27.3900 USD | ||||
USD 0.01 common | Sale | 427 | 27.3976 USD | ||||
USD 0.01 common | Sale | 479 | 27.3490 USD | ||||
USD 0.01 common | Sale | 497 | 27.2310 USD | ||||
USD 0.01 common | Sale | 504 | 27.7245 USD | ||||
USD 0.01 common | Sale | 510 | 27.3749 USD | ||||
USD 0.01 common | Sale | 511 | 27.3891 USD | ||||
USD 0.01 common | Sale | 512 | 27.3938 USD | ||||
USD 0.01 common | Sale | 513 | 27.3990 USD | ||||
USD 0.01 common | Sale | 607 | 27.3573 USD | ||||
USD 0.01 common | Sale | 640 | 27.3920 USD | ||||
USD 0.01 common | Sale | 646 | 27.3058 USD | ||||
USD 0.01 common | Sale | 666 | 27.2563 USD | ||||
USD 0.01 common | Sale | 701 | 27.3787 USD | ||||
USD 0.01 common | Sale | 707 | 27.7014 USD | ||||
USD 0.01 common | Sale | 719 | 27.3249 USD | ||||
USD 0.01 common | Sale | 800 | 27.2000 USD | ||||
USD 0.01 common | Sale | 808 | 27.2892 USD | ||||
USD 0.01 common | Sale | 826 | 27.3597 USD | ||||
USD 0.01 common | Sale | 894 | 27.2708 USD | ||||
USD 0.01 common | Sale | 898 | 27.2632 USD | ||||
USD 0.01 common | Sale | 959 | 27.6052 USD | ||||
USD 0.01 common | Sale | 1,100 | 27.7090 USD | ||||
USD 0.01 common | Sale | 1,201 | 27.2501 USD | ||||
USD 0.01 common | Sale | 1,250 | 27.9500 USD | ||||
USD 0.01 common | Sale | 1,312 | 27.7000 USD | ||||
USD 0.01 common | Sale | 1,400 | 27.6835 USD | ||||
USD 0.01 common | Sale | 1,458 | 27.7429 USD | ||||
USD 0.01 common | Sale | 1,498 | 27.3867 USD | ||||
USD 0.01 common | Sale | 1,534 | 27.7681 USD | ||||
USD 0.01 common | Sale | 1,689 | 27.3973 USD | ||||
USD 0.01 common | Sale | 1,717 | 27.7078 USD | ||||
USD 0.01 common | Sale | 2,327 | 27.4108 USD | ||||
USD 0.01 common | Sale | 2,585 | 27.7032 USD | ||||
USD 0.01 common | Sale | 2,636 | 27.1885 USD | ||||
USD 0.01 common | Sale | 2,661 | 27.4361 USD | ||||
USD 0.01 common | Sale | 2,663 | 27.4358 USD | ||||
USD 0.01 common | Sale | 2,746 | 27.4265 USD | ||||
USD 0.01 common | Sale | 2,983 | 27.4083 USD | ||||
USD 0.01 common | Sale | 3,200 | 27.4728 USD | ||||
USD 0.01 common | Sale | 3,500 | 27.9454 USD | ||||
USD 0.01 common | Sale | 3,601 | 27.4709 USD | ||||
USD 0.01 common | Sale | 3,681 | 27.2745 USD | ||||
USD 0.01 common | Sale | 3,700 | 27.5302 USD | ||||
USD 0.01 common | Sale | 3,720 | 27.6054 USD | ||||
USD 0.01 common | Sale | 3,900 | 27.5502 USD | ||||
USD 0.01 common | Sale | 4,000 | 27.4620 USD | ||||
USD 0.01 common | Sale | 4,212 | 27.6008 USD | ||||
USD 0.01 common | Sale | 4,322 | 27.3869 USD | ||||
USD 0.01 common | Sale | 4,357 | 27.2820 USD | ||||
USD 0.01 common | Sale | 4,368 | 27.1820 USD | ||||
USD 0.01 common | Sale | 4,613 | 27.3894 USD | ||||
USD 0.01 common | Sale | 4,900 | 27.5116 USD | ||||
USD 0.01 common | Sale | 5,315 | 27.3637 USD | ||||
USD 0.01 common | Sale | 5,666 | 27.9200 USD | ||||
USD 0.01 common | Sale | 6,054 | 27.3667 USD | ||||
USD 0.01 common | Sale | 6,156 | 27.3808 USD | ||||
USD 0.01 common | Sale | 6,466 | 27.3608 USD | ||||
USD 0.01 common | Sale | 6,495 | 27.7929 USD | ||||
USD 0.01 common | Sale | 6,669 | 27.4181 USD | ||||
USD 0.01 common | Sale | 6,800 | 27.4536 USD | ||||
USD 0.01 common | Sale | 7,766 | 27.0966 USD | ||||
USD 0.01 common | Sale | 8,966 | 27.9858 USD | ||||
USD 0.01 common | Sale | 10,925 | 27.3948 USD | ||||
USD 0.01 common | Sale | 11,395 | 27.1798 USD | ||||
USD 0.01 common | Sale | 11,433 | 27.5758 USD | ||||
USD 0.01 common | Sale | 11,580 | 27.3769 USD | ||||
USD 0.01 common | Sale | 11,627 | 27.8600 USD | ||||
USD 0.01 common | Sale | 17,072 | 27.4642 USD | ||||
USD 0.01 common | Sale | 19,353 | 27.1936 USD | ||||
USD 0.01 common | Sale | 22,492 | 27.4235 USD | ||||
USD 0.01 common | Sale | 23,071 | 27.1800 USD | ||||
USD 0.01 common | Sale | 24,548 | 27.6340 USD | ||||
USD 0.01 common | Sale | 50,150 | 27.8787 USD | ||||
USD 0.01 common | Sale | 55,090 | 27.1883 USD | ||||
USD 0.01 common | Sale | 69,670 | 27.4179 USD | ||||
USD 0.01 common | Sale | 118,491 | 27.3723 USD | ||||
USD 0.01 common | Sale | 308,537 | 27.3368 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 24 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220224005895/en/
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