2nd Mar 2022 10:59
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 25 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,329,475 | 0.23% | 761,098 | 0.13% | ||
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(2) | Cash-settled derivatives: |
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299,374 | 0.05% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,628,849 | 0.28% | 2,271,648 | 0.39% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
USD 0.01 common | Purchase | 4 | 28.4200 USD | ||||
USD 0.01 common | Purchase | 5 | 28.4320 USD | ||||
USD 0.01 common | Purchase | 8 | 28.4275 USD | ||||
USD 0.01 common | Purchase | 8 | 28.4100 USD | ||||
USD 0.01 common | Purchase | 12 | 28.4366 USD | ||||
USD 0.01 common | Purchase | 12 | 28.4133 USD | ||||
USD 0.01 common | Purchase | 12 | 28.4066 USD | ||||
USD 0.01 common | Purchase | 20 | 28.4440 USD | ||||
USD 0.01 common | Purchase | 28 | 28.4371 USD | ||||
USD 0.01 common | Purchase | 32 | 28.4312 USD | ||||
USD 0.01 common | Purchase | 38 | 28.1550 USD | ||||
USD 0.01 common | Purchase | 100 | 28.2500 USD | ||||
USD 0.01 common | Purchase | 100 | 28.3200 USD | ||||
USD 0.01 common | Purchase | 104 | 27.4163 USD | ||||
USD 0.01 common | Purchase | 108 | 28.4350 USD | ||||
USD 0.01 common | Purchase | 121 | 28.3996 USD | ||||
USD 0.01 common | Purchase | 124 | 28.4450 USD | ||||
USD 0.01 common | Purchase | 168 | 28.3690 USD | ||||
USD 0.01 common | Purchase | 214 | 28.4393 USD | ||||
USD 0.01 common | Purchase | 300 | 27.5500 USD | ||||
USD 0.01 common | Purchase | 304 | 28.3987 USD | ||||
USD 0.01 common | Purchase | 304 | 28.3988 USD | ||||
USD 0.01 common | Purchase | 321 | 28.3049 USD | ||||
USD 0.01 common | Purchase | 382 | 28.4002 USD | ||||
USD 0.01 common | Purchase | 600 | 28.5150 USD | ||||
USD 0.01 common | Purchase | 812 | 28.4300 USD | ||||
USD 0.01 common | Purchase | 1,775 | 28.4412 USD | ||||
USD 0.01 common | Purchase | 12,009 | 27.8017 USD | ||||
USD 0.01 common | Purchase | 14,064 | 28.0557 USD | ||||
USD 0.01 common | Purchase | 17,083 | 28.2561 USD | ||||
USD 0.01 common | Purchase | 19,971 | 28.3953 USD | ||||
USD 0.01 common | Purchase | 23,000 | 28.4497 USD | ||||
USD 0.01 common | Purchase | 23,126 | 28.4499 USD | ||||
USD 0.01 common | Purchase | 29,661 | 28.3136 USD | ||||
USD 0.01 common | Purchase | 30,748 | 28.4500 USD | ||||
USD 0.01 common | Purchase | 411,520 | 28.2850 USD | ||||
USD 0.01 common | Sale | 5 | 28.4320 USD | ||||
USD 0.01 common | Sale | 9 | 28.3888 USD | ||||
USD 0.01 common | Sale | 11 | 28.3809 USD | ||||
USD 0.01 common | Sale | 11 | 28.3872 USD | ||||
USD 0.01 common | Sale | 12 | 28.4308 USD | ||||
USD 0.01 common | Sale | 12 | 28.3970 USD | ||||
USD 0.01 common | Sale | 15 | 28.3986 USD | ||||
USD 0.01 common | Sale | 20 | 28.4080 USD | ||||
USD 0.01 common | Sale | 21 | 28.3923 USD | ||||
USD 0.01 common | Sale | 27 | 28.4105 USD | ||||
USD 0.01 common | Sale | 27 | 28.3937 USD | ||||
USD 0.01 common | Sale | 29 | 28.3915 USD | ||||
USD 0.01 common | Sale | 39 | 28.3966 USD | ||||
USD 0.01 common | Sale | 66 | 28.3979 USD | ||||
USD 0.01 common | Sale | 68 | 28.3685 USD | ||||
USD 0.01 common | Sale | 77 | 28.3750 USD | ||||
USD 0.01 common | Sale | 100 | 28.1950 USD | ||||
USD 0.01 common | Sale | 100 | 28.3450 USD | ||||
USD 0.01 common | Sale | 100 | 28.3500 USD | ||||
USD 0.01 common | Sale | 101 | 28.4108 USD | ||||
USD 0.01 common | Sale | 105 | 28.3776 USD | ||||
USD 0.01 common | Sale | 105 | 28.4103 USD | ||||
USD 0.01 common | Sale | 143 | 27.7400 USD | ||||
USD 0.01 common | Sale | 152 | 27.8917 USD | ||||
USD 0.01 common | Sale | 159 | 28.4550 USD | ||||
USD 0.01 common | Sale | 168 | 28.3690 USD | ||||
USD 0.01 common | Sale | 250 | 28.0160 USD | ||||
USD 0.01 common | Sale | 281 | 28.4328 USD | ||||
USD 0.01 common | Sale | 415 | 28.3178 USD | ||||
USD 0.01 common | Sale | 501 | 27.7552 USD | ||||
USD 0.01 common | Sale | 556 | 27.7024 USD | ||||
USD 0.01 common | Sale | 583 | 28.4448 USD | ||||
USD 0.01 common | Sale | 601 | 27.8700 USD | ||||
USD 0.01 common | Sale | 608 | 28.3987 USD | ||||
USD 0.01 common | Sale | 697 | 28.3808 USD | ||||
USD 0.01 common | Sale | 701 | 27.7372 USD | ||||
USD 0.01 common | Sale | 702 | 27.7610 USD | ||||
USD 0.01 common | Sale | 746 | 27.8747 USD | ||||
USD 0.01 common | Sale | 768 | 27.6082 USD | ||||
USD 0.01 common | Sale | 800 | 28.4300 USD | ||||
USD 0.01 common | Sale | 1,101 | 27.6615 USD | ||||
USD 0.01 common | Sale | 1,300 | 28.3886 USD | ||||
USD 0.01 common | Sale | 1,446 | 28.3963 USD | ||||
USD 0.01 common | Sale | 1,452 | 27.6759 USD | ||||
USD 0.01 common | Sale | 1,455 | 28.4358 USD | ||||
USD 0.01 common | Sale | 1,569 | 28.3369 USD | ||||
USD 0.01 common | Sale | 1,596 | 27.9347 USD | ||||
USD 0.01 common | Sale | 2,778 | 27.8732 USD | ||||
USD 0.01 common | Sale | 4,152 | 27.4297 USD | ||||
USD 0.01 common | Sale | 4,361 | 28.2558 USD | ||||
USD 0.01 common | Sale | 6,529 | 28.3703 USD | ||||
USD 0.01 common | Sale | 10,416 | 28.2862 USD | ||||
USD 0.01 common | Sale | 21,004 | 28.3860 USD | ||||
USD 0.01 common | Sale | 23,008 | 28.3013 USD | ||||
USD 0.01 common | Sale | 23,400 | 28.2668 USD | ||||
USD 0.01 common | Sale | 23,765 | 28.4481 USD | ||||
USD 0.01 common | Sale | 34,897 | 28.3298 USD | ||||
USD 0.01 common | Sale | 37,510 | 28.2806 USD | ||||
USD 0.01 common | Sale | 43,313 | 28.3687 USD | ||||
USD 0.01 common | Sale | 45,131 | 28.1493 USD | ||||
USD 0.01 common | Sale | 52,028 | 28.4500 USD | ||||
USD 0.01 common | Sale | 235,096 | 28.2898 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 2 Mar 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220302005554/en/
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