13th Apr 2022 14:59
FORM 8.3 | Amendment to Purchase | |||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||
MORE | ||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||||
relevant securities this form relates: | |||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||
offeror/offeree: | |||||||||||||||
(e) | Date position held/dealing undertaken: | 11 April 2022 | |||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,249,201 | 0.21% | 780,294 | 0.13% |
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(2) | Cash-settled derivatives: |
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637,622 | 0.11% | 1,865,388 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,886,823 | 0.32% | 2,645,682 | 0.45% |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 19 | 26.5850 USD | |||
USD 0.01 common | Purchase | 40 | 26.6900 USD | |||
USD 0.01 common | Purchase | 100 | 26.7100 USD | |||
USD 0.01 common | Purchase | 100 | 26.6850 USD | |||
USD 0.01 common | Purchase | 100 | 26.5400 USD | |||
USD 0.01 common | Purchase | 100 | 26.6800 USD | |||
USD 0.01 common | Purchase | 104 | 26.7000 USD | |||
USD 0.01 common | Purchase | 108 | 26.6792 USD | |||
USD 0.01 common | Purchase | 117 | 26.7183 USD | |||
USD 0.01 common | Purchase | 161 | 26.6837 USD | |||
USD 0.01 common | Purchase | 200 | 26.6750 USD | |||
USD 0.01 common | Purchase | 200 | 26.7050 USD | |||
USD 0.01 common | Purchase | 214 | 26.6487 USD | |||
USD 0.01 common | Purchase | 300 | 26.6933 USD | |||
USD 0.01 common | Purchase | 300 | 26.6950 USD | |||
USD 0.01 common | Purchase | 400 | 26.6962 USD | |||
USD 0.01 common | Purchase | 400 | 26.6400 USD | |||
USD 0.01 common | Purchase | 401 | 26.6858 USD | |||
USD 0.01 common | Purchase | 500 | 26.6070 USD | |||
USD 0.01 common | Purchase | 661 | 26.7015 USD | |||
USD 0.01 common | Purchase | 3,554 | 26.7862 USD | |||
USD 0.01 common | Purchase | 3,825 | 26.5615 USD | |||
USD 0.01 common | Purchase | 4,298 | 26.6384 USD | |||
USD 0.01 common | Purchase | 5,131 | 26.6110 USD | |||
USD 0.01 common | Purchase | 5,791 | 26.5891 USD | |||
USD 0.01 common | Purchase | 8,580 | 26.5673 USD | |||
USD 0.01 common | Purchase | 9,588 | 26.6265 USD | |||
USD 0.01 common | Purchase | 17,092 | 26.6143 USD | |||
USD 0.01 common | Purchase | 20,715 | 26.6015 USD | |||
USD 0.01 common | Purchase | 23,930 | 26.5810 USD | |||
USD 0.01 common | Purchase | 32,164 | 26.6107 USD | |||
USD 0.01 common | Purchase | 32,296 | 26.6100 USD | |||
USD 0.01 common | Purchase | 42,670 | 26.5870 USD | |||
USD 0.01 common | Purchase | 48,935 | 26.6312 USD | |||
USD 0.01 common | Purchase | 121,236 | 26.5999 USD | |||
USD 0.01 common | Sale | 8 | 26.6500 USD | |||
USD 0.01 common | Sale | 19 | 26.5850 USD | |||
USD 0.01 common | Sale | 24 | 26.6183 USD | |||
USD 0.01 common | Sale | 24 | 26.6450 USD | |||
USD 0.01 common | Sale | 48 | 26.6383 USD | |||
USD 0.01 common | Sale | 48 | 26.6583 USD | |||
USD 0.01 common | Sale | 100 | 26.7400 USD | |||
USD 0.01 common | Sale | 100 | 26.7000 USD | |||
USD 0.01 common | Sale | 100 | 26.6750 USD | |||
USD 0.01 common | Sale | 124 | 26.7812 USD | |||
USD 0.01 common | Sale | 144 | 26.6250 USD | |||
USD 0.01 common | Sale | 171 | 26.6050 USD | |||
USD 0.01 common | Sale | 208 | 26.6700 USD | |||
USD 0.01 common | Sale | 223 | 26.6200 USD | |||
USD 0.01 common | Sale | 279 | 26.7323 USD | |||
USD 0.01 common | Sale | 332 | 26.8002 USD | |||
USD 0.01 common | Sale | 334 | 26.8102 USD | |||
USD 0.01 common | Sale | 400 | 26.6000 USD | |||
USD 0.01 common | Sale | 416 | 26.6400 USD | |||
USD 0.01 common | Sale | 416 | 26.8161 USD | |||
USD 0.01 common | Sale | 1,216 | 26.8183 USD | |||
USD 0.01 common | Sale | 1,275 | 26.6010 USD | |||
USD 0.01 common | Sale | 1,872 | 26.6921 USD | |||
USD 0.01 common | Sale | 2,392 | 26.6087 USD | |||
USD 0.01 common | Sale | 2,582 | 26.6600 USD | |||
USD 0.01 common | Sale | 3,170 | 26.6291 USD | |||
USD 0.01 common | Sale | 3,563 | 26.6467 USD | |||
USD 0.01 common | Sale | 4,987 | 26.6106 USD | |||
USD 0.01 common | Sale | 7,236 | 26.6327 USD | |||
USD 0.01 common | Sale | 20,400 | 26.5613 USD | |||
USD 0.01 common | Sale | 25,375 | 26.6100 USD | |||
USD 0.01 common | Sale | 51,986 | 26.5952 USD | |||
USD 0.01 common | Sale | 54,278 | 26.6144 USD | |||
USD 0.01 common | Sale | 61,678 | 26.6248 USD | |||
USD 0.01 common | Sale | 137,164 | 26.5953 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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