31st Mar 2022 07:00
FORM 8.3 | Amendment to Sale | ||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||
MORE | |||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 28 March 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,173,777 | 0.20% | 874,308 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
391,188 | 0.07% | 1,868,008 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,564,965 | 0.27% | 2,742,316 | 0.47% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 2 | 28.2350 USD | ||||
USD 0.01 common | Purchase | 3 | 28.4466 USD | ||||
USD 0.01 common | Purchase | 4 | 28.1850 USD | ||||
USD 0.01 common | Purchase | 5 | 28.2980 USD | ||||
USD 0.01 common | Purchase | 6 | 28.3266 USD | ||||
USD 0.01 common | Purchase | 6 | 28.1883 USD | ||||
USD 0.01 common | Purchase | 7 | 28.1914 USD | ||||
USD 0.01 common | Purchase | 10 | 28.1770 USD | ||||
USD 0.01 common | Purchase | 13 | 28.3530 USD | ||||
USD 0.01 common | Purchase | 15 | 28.2973 USD | ||||
USD 0.01 common | Purchase | 15 | 28.3866 USD | ||||
USD 0.01 common | Purchase | 19 | 28.2944 USD | ||||
USD 0.01 common | Purchase | 19 | 28.3968 USD | ||||
USD 0.01 common | Purchase | 25 | 28.4050 USD | ||||
USD 0.01 common | Purchase | 50 | 28.0700 USD | ||||
USD 0.01 common | Purchase | 53 | 28.2800 USD | ||||
USD 0.01 common | Purchase | 65 | 28.2600 USD | ||||
USD 0.01 common | Purchase | 71 | 28.2500 USD | ||||
USD 0.01 common | Purchase | 83 | 28.3650 USD | ||||
USD 0.01 common | Purchase | 98 | 28.2548 USD | ||||
USD 0.01 common | Purchase | 100 | 28.3200 USD | ||||
USD 0.01 common | Purchase | 100 | 28.4550 USD | ||||
USD 0.01 common | Purchase | 100 | 28.4700 USD | ||||
USD 0.01 common | Purchase | 100 | 28.4600 USD | ||||
USD 0.01 common | Purchase | 100 | 28.5300 USD | ||||
USD 0.01 common | Purchase | 100 | 28.5600 USD | ||||
USD 0.01 common | Purchase | 100 | 28.5700 USD | ||||
USD 0.01 common | Purchase | 108 | 28.6203 USD | ||||
USD 0.01 common | Purchase | 109 | 28.3484 USD | ||||
USD 0.01 common | Purchase | 145 | 28.5000 USD | ||||
USD 0.01 common | Purchase | 182 | 28.2546 USD | ||||
USD 0.01 common | Purchase | 200 | 28.4350 USD | ||||
USD 0.01 common | Purchase | 200 | 28.5200 USD | ||||
USD 0.01 common | Purchase | 200 | 28.4400 USD | ||||
USD 0.01 common | Purchase | 249 | 28.4990 USD | ||||
USD 0.01 common | Purchase | 259 | 28.5111 USD | ||||
USD 0.01 common | Purchase | 300 | 28.3950 USD | ||||
USD 0.01 common | Purchase | 300 | 28.4233 USD | ||||
USD 0.01 common | Purchase | 300 | 28.1100 USD | ||||
USD 0.01 common | Purchase | 302 | 28.3612 USD | ||||
USD 0.01 common | Purchase | 341 | 28.4806 USD | ||||
USD 0.01 common | Purchase | 358 | 28.5935 USD | ||||
USD 0.01 common | Purchase | 388 | 28.1900 USD | ||||
USD 0.01 common | Purchase | 392 | 28.1801 USD | ||||
USD 0.01 common | Purchase | 399 | 28.5714 USD | ||||
USD 0.01 common | Purchase | 453 | 28.4351 USD | ||||
USD 0.01 common | Purchase | 471 | 28.2627 USD | ||||
USD 0.01 common | Purchase | 619 | 28.3935 USD | ||||
USD 0.01 common | Purchase | 641 | 28.1911 USD | ||||
USD 0.01 common | Purchase | 680 | 28.6000 USD | ||||
USD 0.01 common | Purchase | 881 | 28.4210 USD | ||||
USD 0.01 common | Purchase | 920 | 28.5902 USD | ||||
USD 0.01 common | Purchase | 1,000 | 28.4942 USD | ||||
USD 0.01 common | Purchase | 1,295 | 28.1640 USD | ||||
USD 0.01 common | Purchase | 1,440 | 28.3781 USD | ||||
USD 0.01 common | Purchase | 2,322 | 28.4200 USD | ||||
USD 0.01 common | Purchase | 3,460 | 28.2794 USD | ||||
USD 0.01 common | Purchase | 3,569 | 28.1983 USD | ||||
USD 0.01 common | Purchase | 3,585 | 28.3035 USD | ||||
USD 0.01 common | Purchase | 3,592 | 28.1105 USD | ||||
USD 0.01 common | Purchase | 3,672 | 28.2991 USD | ||||
USD 0.01 common | Purchase | 3,967 | 28.1517 USD | ||||
USD 0.01 common | Purchase | 4,750 | 28.3000 USD | ||||
USD 0.01 common | Purchase | 7,009 | 28.5499 USD | ||||
USD 0.01 common | Purchase | 7,371 | 28.4440 USD | ||||
USD 0.01 common | Purchase | 7,550 | 28.5400 USD | ||||
USD 0.01 common | Purchase | 11,063 | 28.1811 USD | ||||
USD 0.01 common | Purchase | 11,266 | 28.6009 USD | ||||
USD 0.01 common | Purchase | 11,349 | 28.1800 USD | ||||
USD 0.01 common | Purchase | 18,662 | 28.5386 USD | ||||
USD 0.01 common | Purchase | 47,873 | 28.5027 USD | ||||
USD 0.01 common | Purchase | 66,912 | 28.1698 USD | ||||
USD 0.01 common | Sale | 5 | 28.4880 USD | ||||
USD 0.01 common | Sale | 7 | 28.4600 USD | ||||
USD 0.01 common | Sale | 8 | 28.3750 USD | ||||
USD 0.01 common | Sale | 8 | 28.4550 USD | ||||
USD 0.01 common | Sale | 14 | 28.4200 USD | ||||
USD 0.01 common | Sale | 17 | 28.3823 USD | ||||
USD 0.01 common | Sale | 46 | 28.1878 USD | ||||
USD 0.01 common | Sale | 50 | 28.0700 USD | ||||
USD 0.01 common | Sale | 53 | 28.1952 USD | ||||
USD 0.01 common | Sale | 53 | 28.2350 USD | ||||
USD 0.01 common | Sale | 66 | 28.2032 USD | ||||
USD 0.01 common | Sale | 70 | 28.2000 USD | ||||
USD 0.01 common | Sale | 71 | 28.1319 USD | ||||
USD 0.01 common | Sale | 77 | 28.5900 USD | ||||
USD 0.01 common | Sale | 93 | 28.2107 USD | ||||
USD 0.01 common | Sale | 101 | 28.2130 USD | ||||
USD 0.01 common | Sale | 117 | 28.1675 USD | ||||
USD 0.01 common | Sale | 127 | 28.1944 USD | ||||
USD 0.01 common | Sale | 129 | 28.2177 USD | ||||
USD 0.01 common | Sale | 131 | 28.2058 USD | ||||
USD 0.01 common | Sale | 139 | 28.1851 USD | ||||
USD 0.01 common | Sale | 166 | 28.2131 USD | ||||
USD 0.01 common | Sale | 172 | 28.4582 USD | ||||
USD 0.01 common | Sale | 176 | 28.1927 USD | ||||
USD 0.01 common | Sale | 197 | 28.1609 USD | ||||
USD 0.01 common | Sale | 200 | 28.1900 USD | ||||
USD 0.01 common | Sale | 208 | 28.2918 USD | ||||
USD 0.01 common | Sale | 215 | 28.2063 USD | ||||
USD 0.01 common | Sale | 226 | 28.2069 USD | ||||
USD 0.01 common | Sale | 300 | 28.1100 USD | ||||
USD 0.01 common | Sale | 400 | 28.2200 USD | ||||
USD 0.01 common | Sale | 500 | 28.2140 USD | ||||
USD 0.01 common | Sale | 697 | 28.6547 USD | ||||
USD 0.01 common | Sale | 1,304 | 28.3417 USD | ||||
USD 0.01 common | Sale | 1,435 | 28.1877 USD | ||||
USD 0.01 common | Sale | 1,475 | 28.2830 USD | ||||
USD 0.01 common | Sale | 1,621 | 28.5729 USD | ||||
USD 0.01 common | Sale | 1,958 | 28.5927 USD | ||||
USD 0.01 common | Sale | 2,000 | 28.4942 USD | ||||
USD 0.01 common | Sale | 2,598 | 28.2721 USD | ||||
USD 0.01 common | Sale | 2,905 | 28.5533 USD | ||||
USD 0.01 common | Sale | 3,071 | 28.3694 USD | ||||
USD 0.01 common | Sale | 3,920 | 28.1782 USD | ||||
USD 0.01 common | Sale | 5,176 | 28.2717 USD | ||||
USD 0.01 common | Sale | 7,009 | 28.5499 USD | ||||
USD 0.01 common | Sale | 7,009 | 28.5500 USD | ||||
USD 0.01 common | Sale | 10,018 | 28.1805 USD | ||||
USD 0.01 common | Sale | 15,474 | 28.1800 USD | ||||
USD 0.01 common | Sale | 18,662 | 28.5386 USD | ||||
USD 0.01 common | Sale | 18,662 | 28.5387 USD | ||||
USD 0.01 common | Sale | 46,300 | 28.4809 USD | ||||
USD 0.01 common | Sale | 71,769 | 28.1664 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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