18th Mar 2022 17:44
FORM 8.3 | Amendment to Sale | |||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||
MORE | ||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 16 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,310,262 | 0.23% | 1,137,523 | 0.20% | |||
(2) | Cash-settled derivatives: | ||||||
511,188 | 0.09% | 1,865,388 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,821,450 | 0.31% | 3,002,911 | 0.52% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 6 | 26.0150 USD | ||||
USD 0.01 common | Purchase | 50 | 28.3000 USD | ||||
USD 0.01 common | Purchase | 50 | 28.2000 USD | ||||
USD 0.01 common | Purchase | 50 | 28.2400 USD | ||||
USD 0.01 common | Purchase | 51 | 27.2317 USD | ||||
USD 0.01 common | Purchase | 74 | 25.9550 USD | ||||
USD 0.01 common | Purchase | 90 | 27.2550 USD | ||||
USD 0.01 common | Purchase | 100 | 25.5200 USD | ||||
USD 0.01 common | Purchase | 100 | 25.7400 USD | ||||
USD 0.01 common | Purchase | 100 | 25.5900 USD | ||||
USD 0.01 common | Purchase | 100 | 28.2500 USD | ||||
USD 0.01 common | Purchase | 100 | 26.7400 USD | ||||
USD 0.01 common | Purchase | 143 | 26.0515 USD | ||||
USD 0.01 common | Purchase | 150 | 25.9150 USD | ||||
USD 0.01 common | Purchase | 150 | 28.3533 USD | ||||
USD 0.01 common | Purchase | 151 | 26.4381 USD | ||||
USD 0.01 common | Purchase | 163 | 25.9850 USD | ||||
USD 0.01 common | Purchase | 168 | 26.7405 EUR | ||||
USD 0.01 common | Purchase | 195 | 26.8614 USD | ||||
USD 0.01 common | Purchase | 200 | 28.2450 USD | ||||
USD 0.01 common | Purchase | 200 | 28.2550 USD | ||||
USD 0.01 common | Purchase | 200 | 26.7050 USD | ||||
USD 0.01 common | Purchase | 248 | 26.8273 USD | ||||
USD 0.01 common | Purchase | 289 | 26.7496 USD | ||||
USD 0.01 common | Purchase | 298 | 26.9240 USD | ||||
USD 0.01 common | Purchase | 300 | 26.1333 USD | ||||
USD 0.01 common | Purchase | 300 | 25.6850 USD | ||||
USD 0.01 common | Purchase | 359 | 28.2486 USD | ||||
USD 0.01 common | Purchase | 385 | 28.2487 USD | ||||
USD 0.01 common | Purchase | 390 | 25.6802 USD | ||||
USD 0.01 common | Purchase | 400 | 25.7075 USD | ||||
USD 0.01 common | Purchase | 400 | 25.6562 USD | ||||
USD 0.01 common | Purchase | 400 | 25.6462 USD | ||||
USD 0.01 common | Purchase | 400 | 28.3587 USD | ||||
USD 0.01 common | Purchase | 436 | 26.0117 USD | ||||
USD 0.01 common | Purchase | 450 | 28.2488 USD | ||||
USD 0.01 common | Purchase | 483 | 26.3820 USD | ||||
USD 0.01 common | Purchase | 600 | 25.6241 USD | ||||
USD 0.01 common | Purchase | 619 | 26.3468 USD | ||||
USD 0.01 common | Purchase | 700 | 25.6621 USD | ||||
USD 0.01 common | Purchase | 737 | 25.6521 USD | ||||
USD 0.01 common | Purchase | 835 | 25.6326 USD | ||||
USD 0.01 common | Purchase | 1,100 | 25.6459 USD | ||||
USD 0.01 common | Purchase | 1,128 | 26.5525 USD | ||||
USD 0.01 common | Purchase | 1,150 | 28.2608 USD | ||||
USD 0.01 common | Purchase | 1,174 | 26.1190 USD | ||||
USD 0.01 common | Purchase | 1,184 | 26.1757 USD | ||||
USD 0.01 common | Purchase | 1,343 | 27.0930 USD | ||||
USD 0.01 common | Purchase | 1,352 | 25.9194 USD | ||||
USD 0.01 common | Purchase | 1,352 | 25.9195 USD | ||||
USD 0.01 common | Purchase | 1,378 | 26.3629 USD | ||||
USD 0.01 common | Purchase | 1,597 | 26.8010 USD | ||||
USD 0.01 common | Purchase | 1,700 | 25.6550 USD | ||||
USD 0.01 common | Purchase | 1,700 | 28.3538 USD | ||||
USD 0.01 common | Purchase | 2,100 | 25.5885 USD | ||||
USD 0.01 common | Purchase | 2,243 | 26.7626 USD | ||||
USD 0.01 common | Purchase | 2,500 | 25.9400 USD | ||||
USD 0.01 common | Purchase | 2,700 | 25.6170 USD | ||||
USD 0.01 common | Purchase | 3,329 | 26.1257 USD | ||||
USD 0.01 common | Purchase | 3,423 | 26.0746 USD | ||||
USD 0.01 common | Purchase | 3,468 | 26.0380 USD | ||||
USD 0.01 common | Purchase | 4,134 | 26.7236 USD | ||||
USD 0.01 common | Purchase | 4,136 | 26.0584 USD | ||||
USD 0.01 common | Purchase | 4,297 | 26.1855 USD | ||||
USD 0.01 common | Purchase | 4,608 | 26.0966 USD | ||||
USD 0.01 common | Purchase | 6,300 | 28.3576 USD | ||||
USD 0.01 common | Purchase | 7,550 | 28.9100 USD | ||||
USD 0.01 common | Purchase | 8,560 | 26.9356 USD | ||||
USD 0.01 common | Purchase | 8,587 | 26.1018 USD | ||||
USD 0.01 common | Purchase | 10,385 | 26.3413 USD | ||||
USD 0.01 common | Purchase | 11,842 | 26.1994 USD | ||||
USD 0.01 common | Purchase | 12,562 | 25.8949 USD | ||||
USD 0.01 common | Purchase | 13,498 | 25.9547 USD | ||||
USD 0.01 common | Purchase | 15,351 | 26.1898 USD | ||||
USD 0.01 common | Purchase | 16,120 | 25.9091 USD | ||||
USD 0.01 common | Purchase | 19,564 | 25.8960 USD | ||||
USD 0.01 common | Purchase | 19,876 | 27.1201 USD | ||||
USD 0.01 common | Purchase | 23,398 | 25.8640 USD | ||||
USD 0.01 common | Purchase | 27,252 | 26.5335 USD | ||||
USD 0.01 common | Purchase | 31,715 | 25.9031 USD | ||||
USD 0.01 common | Purchase | 38,205 | 27.0230 USD | ||||
USD 0.01 common | Purchase | 65,332 | 26.1132 USD | ||||
USD 0.01 common | Purchase | 86,196 | 26.3561 USD | ||||
USD 0.01 common | Purchase | 109,383 | 26.3973 USD | ||||
USD 0.01 common | Purchase | 112,212 | 26.1000 USD | ||||
USD 0.01 common | Purchase | 128,600 | 27.2108 USD | ||||
USD 0.01 common | Purchase | 140,083 | 26.1100 USD | ||||
USD 0.01 common | Purchase | 260,553 | 26.7667 USD | ||||
USD 0.01 common | Purchase | 309,748 | 26.2011 USD | ||||
USD 0.01 common | Purchase | 482,033 | 26.3290 USD | ||||
USD 0.01 common | Sale | 1 | 25.7400 USD | ||||
USD 0.01 common | Sale | 1 | 25.7800 USD | ||||
USD 0.01 common | Sale | 1 | 25.8300 USD | ||||
USD 0.01 common | Sale | 2 | 30.3300 USD | ||||
USD 0.01 common | Sale | 2 | 25.8000 USD | ||||
USD 0.01 common | Sale | 3 | 26.0200 USD | ||||
USD 0.01 common | Sale | 28 | 29.0300 USD | ||||
USD 0.01 common | Sale | 43 | 26.0550 USD | ||||
USD 0.01 common | Sale | 83 | 27.4300 USD | ||||
USD 0.01 common | Sale | 100 | 25.8850 USD | ||||
USD 0.01 common | Sale | 100 | 25.8900 USD | ||||
USD 0.01 common | Sale | 100 | 27.1550 USD | ||||
USD 0.01 common | Sale | 121 | 25.8902 USD | ||||
USD 0.01 common | Sale | 150 | 25.9550 USD | ||||
USD 0.01 common | Sale | 159 | 25.9628 USD | ||||
USD 0.01 common | Sale | 168 | 26.7405 EUR | ||||
USD 0.01 common | Sale | 182 | 25.9543 USD | ||||
USD 0.01 common | Sale | 192 | 26.9000 USD | ||||
USD 0.01 common | Sale | 200 | 26.0500 USD | ||||
USD 0.01 common | Sale | 290 | 26.5993 USD | ||||
USD 0.01 common | Sale | 300 | 27.3900 USD | ||||
USD 0.01 common | Sale | 400 | 27.7225 USD | ||||
USD 0.01 common | Sale | 459 | 27.1083 USD | ||||
USD 0.01 common | Sale | 587 | 25.9097 USD | ||||
USD 0.01 common | Sale | 600 | 27.4366 USD | ||||
USD 0.01 common | Sale | 783 | 26.9150 USD | ||||
USD 0.01 common | Sale | 900 | 27.3112 USD | ||||
USD 0.01 common | Sale | 900 | 25.9188 USD | ||||
USD 0.01 common | Sale | 933 | 27.4164 USD | ||||
USD 0.01 common | Sale | 1,282 | 25.8606 USD | ||||
USD 0.01 common | Sale | 1,324 | 27.1873 USD | ||||
USD 0.01 common | Sale | 1,352 | 25.9194 USD | ||||
USD 0.01 common | Sale | 1,544 | 26.9903 USD | ||||
USD 0.01 common | Sale | 1,663 | 25.8341 USD | ||||
USD 0.01 common | Sale | 1,679 | 27.3897 USD | ||||
USD 0.01 common | Sale | 1,700 | 25.6550 USD | ||||
USD 0.01 common | Sale | 1,868 | 25.8738 USD | ||||
USD 0.01 common | Sale | 2,277 | 25.8422 USD | ||||
USD 0.01 common | Sale | 2,285 | 27.4661 USD | ||||
USD 0.01 common | Sale | 2,375 | 25.9006 USD | ||||
USD 0.01 common | Sale | 2,563 | 25.9004 USD | ||||
USD 0.01 common | Sale | 2,600 | 25.9646 USD | ||||
USD 0.01 common | Sale | 2,600 | 25.9400 USD | ||||
USD 0.01 common | Sale | 2,654 | 25.8566 USD | ||||
USD 0.01 common | Sale | 2,758 | 25.8743 USD | ||||
USD 0.01 common | Sale | 2,784 | 25.9031 USD | ||||
USD 0.01 common | Sale | 2,816 | 25.8334 USD | ||||
USD 0.01 common | Sale | 2,959 | 26.2236 USD | ||||
USD 0.01 common | Sale | 3,200 | 26.4769 USD | ||||
USD 0.01 common | Sale | 3,311 | 27.3736 USD | ||||
USD 0.01 common | Sale | 6,000 | 25.9092 USD | ||||
USD 0.01 common | Sale | 9,425 | 26.1465 USD | ||||
USD 0.01 common | Sale | 10,000 | 28.3425 USD | ||||
USD 0.01 common | Sale | 12,562 | 25.8949 USD | ||||
USD 0.01 common | Sale | 12,562 | 25.8948 USD | ||||
USD 0.01 common | Sale | 15,100 | 28.9100 USD | ||||
USD 0.01 common | Sale | 27,640 | 26.3224 USD | ||||
USD 0.01 common | Sale | 33,967 | 26.3631 USD | ||||
USD 0.01 common | Sale | 42,335 | 26.3389 USD | ||||
USD 0.01 common | Sale | 43,766 | 26.1098 USD | ||||
USD 0.01 common | Sale | 50,400 | 26.9930 USD | ||||
USD 0.01 common | Sale | 67,719 | 26.6477 USD | ||||
USD 0.01 common | Sale | 73,506 | 26.1062 USD | ||||
USD 0.01 common | Sale | 75,068 | 26.3996 USD | ||||
USD 0.01 common | Sale | 77,212 | 26.1100 USD | ||||
USD 0.01 common | Sale | 78,496 | 26.5477 USD | ||||
USD 0.01 common | Sale | 78,613 | 26.1099 USD | ||||
USD 0.01 common | Sale | 87,022 | 26.1323 USD | ||||
USD 0.01 common | Sale | 127,714 | 27.2651 USD | ||||
USD 0.01 common | Sale | 134,943 | 26.0703 USD | ||||
USD 0.01 common | Sale | 263,398 | 26.8609 USD | ||||
USD 0.01 common | Sale | 303,685 | 25.8733 USD | ||||
USD 0.01 common | Sale | 334,267 | 26.4102 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 18 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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