14th Mar 2022 10:25
FORM 8.3 | Amendment to Sale | |||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||
MORE | ||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 09 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,365,090 | 0.23% | 623,365 | 0.11% | |||
(2) | Cash-settled derivatives: | ||||||
230,120 | 0.04% | 3,730,776 | 0.64% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,595,210 | 0.27% | 4,354,141 | 0.75% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 24.9300 EUR | ||||
USD 0.01 common | Purchase | 19 | 27.8850 USD | ||||
USD 0.01 common | Purchase | 20 | 27.7700 USD | ||||
USD 0.01 common | Purchase | 23 | 27.6000 USD | ||||
USD 0.01 common | Purchase | 48 | 27.7293 USD | ||||
USD 0.01 common | Purchase | 69 | 27.6800 USD | ||||
USD 0.01 common | Purchase | 86 | 27.8350 USD | ||||
USD 0.01 common | Purchase | 100 | 27.7650 USD | ||||
USD 0.01 common | Purchase | 100 | 27.7600 USD | ||||
USD 0.01 common | Purchase | 111 | 27.7990 USD | ||||
USD 0.01 common | Purchase | 111 | 27.7594 USD | ||||
USD 0.01 common | Purchase | 122 | 27.6850 USD | ||||
USD 0.01 common | Purchase | 158 | 27.7741 USD | ||||
USD 0.01 common | Purchase | 200 | 27.7825 USD | ||||
USD 0.01 common | Purchase | 253 | 27.9000 USD | ||||
USD 0.01 common | Purchase | 300 | 27.7533 USD | ||||
USD 0.01 common | Purchase | 400 | 27.7400 USD | ||||
USD 0.01 common | Purchase | 440 | 27.7762 USD | ||||
USD 0.01 common | Purchase | 719 | 27.7771 USD | ||||
USD 0.01 common | Purchase | 725 | 27.8306 USD | ||||
USD 0.01 common | Purchase | 782 | 27.8600 USD | ||||
USD 0.01 common | Purchase | 1,516 | 27.7441 USD | ||||
USD 0.01 common | Purchase | 1,564 | 27.3800 USD | ||||
USD 0.01 common | Purchase | 1,600 | 27.7285 USD | ||||
USD 0.01 common | Purchase | 5,606 | 27.6658 USD | ||||
USD 0.01 common | Purchase | 7,803 | 27.7102 USD | ||||
USD 0.01 common | Purchase | 10,247 | 27.7302 USD | ||||
USD 0.01 common | Purchase | 15,559 | 27.7299 USD | ||||
USD 0.01 common | Purchase | 21,756 | 27.7266 USD | ||||
USD 0.01 common | Purchase | 22,405 | 27.7198 USD | ||||
USD 0.01 common | Purchase | 29,641 | 27.7675 USD | ||||
USD 0.01 common | Purchase | 42,034 | 27.7258 USD | ||||
USD 0.01 common | Purchase | 80,034 | 27.7300 USD | ||||
USD 0.01 common | Sale | 1 | 24.9300 EUR | ||||
USD 0.01 common | Sale | 1 | 27.7000 USD | ||||
USD 0.01 common | Sale | 3 | 27.6100 USD | ||||
USD 0.01 common | Sale | 7 | 27.7350 USD | ||||
USD 0.01 common | Sale | 14 | 27.7425 USD | ||||
USD 0.01 common | Sale | 21 | 27.7383 USD | ||||
USD 0.01 common | Sale | 21 | 27.6983 USD | ||||
USD 0.01 common | Sale | 21 | 27.7100 USD | ||||
USD 0.01 common | Sale | 21 | 27.7133 USD | ||||
USD 0.01 common | Sale | 28 | 27.7287 USD | ||||
USD 0.01 common | Sale | 35 | 27.7380 USD | ||||
USD 0.01 common | Sale | 42 | 27.7500 USD | ||||
USD 0.01 common | Sale | 43 | 27.7432 USD | ||||
USD 0.01 common | Sale | 63 | 27.7377 USD | ||||
USD 0.01 common | Sale | 100 | 27.7800 USD | ||||
USD 0.01 common | Sale | 191 | 27.6832 USD | ||||
USD 0.01 common | Sale | 200 | 27.6475 USD | ||||
USD 0.01 common | Sale | 400 | 27.7400 USD | ||||
USD 0.01 common | Sale | 400 | 27.5300 USD | ||||
USD 0.01 common | Sale | 419 | 27.8850 USD | ||||
USD 0.01 common | Sale | 600 | 27.6116 USD | ||||
USD 0.01 common | Sale | 651 | 27.8600 USD | ||||
USD 0.01 common | Sale | 782 | 27.3800 USD | ||||
USD 0.01 common | Sale | 853 | 27.8660 USD | ||||
USD 0.01 common | Sale | 958 | 27.7666 USD | ||||
USD 0.01 common | Sale | 1,828 | 27.5988 USD | ||||
USD 0.01 common | Sale | 2,290 | 27.6104 USD | ||||
USD 0.01 common | Sale | 2,423 | 27.8181 USD | ||||
USD 0.01 common | Sale | 2,477 | 27.7705 USD | ||||
USD 0.01 common | Sale | 5,138 | 27.6921 USD | ||||
USD 0.01 common | Sale | 7,869 | 27.7322 USD | ||||
USD 0.01 common | Sale | 9,871 | 27.7070 USD | ||||
USD 0.01 common | Sale | 12,086 | 27.7373 USD | ||||
USD 0.01 common | Sale | 13,237 | 27.8107 USD | ||||
USD 0.01 common | Sale | 13,367 | 27.7307 USD | ||||
USD 0.01 common | Sale | 17,163 | 27.7298 USD | ||||
USD 0.01 common | Sale | 23,132 | 27.7300 USD | ||||
USD 0.01 common | Sale | 26,865 | 27.7345 USD | ||||
USD 0.01 common | Sale | 56,587 | 27.7299 USD | ||||
USD 0.01 common | Sale | 61,519 | 27.7179 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 14 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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