3rd Mar 2022 14:25
FORM 8.3 - Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 28 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,374,381 | 0.24% | 734,430 | 0.13% | ||
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(2) | Cash-settled derivatives: |
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317,512 | 0.05% | 3,730,776 | 0.64% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,691,893 | 0.29% | 4,465,206 | 0.77% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| USD 0.01 common | Purchase | 64 | 29.0150 USD | ||||
| USD 0.01 common | Purchase | 100 | 28.7950 USD | ||||
| USD 0.01 common | Purchase | 100 | 28.6100 USD | ||||
| USD 0.01 common | Purchase | 100 | 28.5700 USD | ||||
| USD 0.01 common | Purchase | 125 | 28.9900 USD | ||||
| USD 0.01 common | Purchase | 131 | 29.0011 USD | ||||
| USD 0.01 common | Purchase | 154 | 28.4850 USD | ||||
| USD 0.01 common | Purchase | 164 | 28.7969 USD | ||||
| USD 0.01 common | Purchase | 200 | 28.7900 USD | ||||
| USD 0.01 common | Purchase | 200 | 28.5800 USD | ||||
| USD 0.01 common | Purchase | 200 | 28.6425 USD | ||||
| USD 0.01 common | Purchase | 211 | 28.7717 USD | ||||
| USD 0.01 common | Purchase | 227 | 28.7945 USD | ||||
| USD 0.01 common | Purchase | 299 | 28.4802 USD | ||||
| USD 0.01 common | Purchase | 300 | 28.5300 USD | ||||
| USD 0.01 common | Purchase | 400 | 28.9413 USD | ||||
| USD 0.01 common | Purchase | 400 | 28.7150 USD | ||||
| USD 0.01 common | Purchase | 400 | 28.6000 USD | ||||
| USD 0.01 common | Purchase | 400 | 28.8050 USD | ||||
| USD 0.01 common | Purchase | 400 | 28.8000 USD | ||||
| USD 0.01 common | Purchase | 600 | 28.7433 USD | ||||
| USD 0.01 common | Purchase | 673 | 28.8250 USD | ||||
| USD 0.01 common | Purchase | 875 | 28.5440 USD | ||||
| USD 0.01 common | Purchase | 892 | 28.7199 USD | ||||
| USD 0.01 common | Purchase | 1,191 | 28.8580 USD | ||||
| USD 0.01 common | Purchase | 1,800 | 28.8391 USD | ||||
| USD 0.01 common | Purchase | 1,800 | 28.8392 USD | ||||
| USD 0.01 common | Purchase | 1,993 | 28.9451 USD | ||||
| USD 0.01 common | Purchase | 2,104 | 28.9480 USD | ||||
| USD 0.01 common | Purchase | 2,370 | 28.5242 USD | ||||
| USD 0.01 common | Purchase | 2,409 | 28.7882 USD | ||||
| USD 0.01 common | Purchase | 3,627 | 28.7454 USD | ||||
| USD 0.01 common | Purchase | 3,833 | 28.9090 USD | ||||
| USD 0.01 common | Purchase | 4,391 | 28.8167 USD | ||||
| USD 0.01 common | Purchase | 4,600 | 28.8526 USD | ||||
| USD 0.01 common | Purchase | 4,800 | 28.8109 USD | ||||
| USD 0.01 common | Purchase | 5,909 | 28.8667 USD | ||||
| USD 0.01 common | Purchase | 6,456 | 28.7785 USD | ||||
| USD 0.01 common | Purchase | 6,614 | 28.1200 USD | ||||
| USD 0.01 common | Purchase | 6,902 | 28.9292 USD | ||||
| USD 0.01 common | Purchase | 7,313 | 28.8860 USD | ||||
| USD 0.01 common | Purchase | 7,550 | 28.8481 USD | ||||
| USD 0.01 common | Purchase | 8,600 | 28.8405 USD | ||||
| USD 0.01 common | Purchase | 10,150 | 28.8190 USD | ||||
| USD 0.01 common | Purchase | 10,937 | 28.8483 USD | ||||
| USD 0.01 common | Purchase | 10,950 | 28.8386 USD | ||||
| USD 0.01 common | Purchase | 13,302 | 28.8326 USD | ||||
| USD 0.01 common | Purchase | 15,750 | 28.8313 USD | ||||
| USD 0.01 common | Purchase | 26,422 | 28.9777 USD | ||||
| USD 0.01 common | Purchase | 39,222 | 28.9800 USD | ||||
| USD 0.01 common | Purchase | 39,536 | 28.8430 USD | ||||
| USD 0.01 common | Purchase | 46,930 | 28.9017 USD | ||||
| USD 0.01 common | Purchase | 57,434 | 28.8676 USD | ||||
| USD 0.01 common | Purchase | 122,326 | 28.8743 USD | ||||
| USD 0.01 common | Purchase | 123,832 | 28.8756 USD | ||||
| USD 0.01 common | Purchase | 387,917 | 28.8638 USD | ||||
| USD 0.01 common | Sale | 1 | 28.8500 USD | ||||
| USD 0.01 common | Sale | 3 | 28.6966 USD | ||||
| USD 0.01 common | Sale | 9 | 28.6700 USD | ||||
| USD 0.01 common | Sale | 18 | 28.7450 USD | ||||
| USD 0.01 common | Sale | 18 | 28.7700 USD | ||||
| USD 0.01 common | Sale | 27 | 28.8033 USD | ||||
| USD 0.01 common | Sale | 27 | 28.8300 USD | ||||
| USD 0.01 common | Sale | 34 | 28.8867 USD | ||||
| USD 0.01 common | Sale | 36 | 28.8625 USD | ||||
| USD 0.01 common | Sale | 36 | 28.8875 USD | ||||
| USD 0.01 common | Sale | 37 | 28.9078 USD | ||||
| USD 0.01 common | Sale | 45 | 28.8180 USD | ||||
| USD 0.01 common | Sale | 45 | 28.8720 USD | ||||
| USD 0.01 common | Sale | 64 | 28.9900 USD | ||||
| USD 0.01 common | Sale | 70 | 28.9054 USD | ||||
| USD 0.01 common | Sale | 97 | 29.0000 USD | ||||
| USD 0.01 common | Sale | 100 | 28.9300 USD | ||||
| USD 0.01 common | Sale | 100 | 28.9500 USD | ||||
| USD 0.01 common | Sale | 100 | 28.6450 USD | ||||
| USD 0.01 common | Sale | 101 | 28.6828 USD | ||||
| USD 0.01 common | Sale | 101 | 28.7079 USD | ||||
| USD 0.01 common | Sale | 138 | 28.7750 USD | ||||
| USD 0.01 common | Sale | 140 | 28.7542 USD | ||||
| USD 0.01 common | Sale | 195 | 29.0056 USD | ||||
| USD 0.01 common | Sale | 199 | 28.4853 USD | ||||
| USD 0.01 common | Sale | 200 | 28.8000 USD | ||||
| USD 0.01 common | Sale | 201 | 28.6951 USD | ||||
| USD 0.01 common | Sale | 207 | 28.8826 USD | ||||
| USD 0.01 common | Sale | 269 | 28.7321 USD | ||||
| USD 0.01 common | Sale | 269 | 28.5684 USD | ||||
| USD 0.01 common | Sale | 278 | 28.7166 USD | ||||
| USD 0.01 common | Sale | 287 | 28.8678 USD | ||||
| USD 0.01 common | Sale | 377 | 28.6873 USD | ||||
| USD 0.01 common | Sale | 382 | 28.8497 USD | ||||
| USD 0.01 common | Sale | 391 | 28.7019 USD | ||||
| USD 0.01 common | Sale | 400 | 28.9413 USD | ||||
| USD 0.01 common | Sale | 500 | 28.8940 USD | ||||
| USD 0.01 common | Sale | 511 | 28.9080 USD | ||||
| USD 0.01 common | Sale | 557 | 28.7152 USD | ||||
| USD 0.01 common | Sale | 673 | 28.8250 USD | ||||
| USD 0.01 common | Sale | 884 | 28.8733 USD | ||||
| USD 0.01 common | Sale | 900 | 28.8611 USD | ||||
| USD 0.01 common | Sale | 900 | 28.9400 USD | ||||
| USD 0.01 common | Sale | 900 | 28.7972 USD | ||||
| USD 0.01 common | Sale | 900 | 28.8511 USD | ||||
| USD 0.01 common | Sale | 905 | 28.9757 USD | ||||
| USD 0.01 common | Sale | 995 | 28.8464 USD | ||||
| USD 0.01 common | Sale | 1,104 | 28.8213 USD | ||||
| USD 0.01 common | Sale | 1,300 | 28.8780 USD | ||||
| USD 0.01 common | Sale | 1,500 | 28.8756 USD | ||||
| USD 0.01 common | Sale | 1,800 | 28.8392 USD | ||||
| USD 0.01 common | Sale | 1,800 | 28.8391 USD | ||||
| USD 0.01 common | Sale | 1,900 | 28.8342 USD | ||||
| USD 0.01 common | Sale | 2,399 | 28.9181 USD | ||||
| USD 0.01 common | Sale | 3,200 | 28.8110 USD | ||||
| USD 0.01 common | Sale | 3,263 | 28.8602 USD | ||||
| USD 0.01 common | Sale | 3,593 | 28.8369 USD | ||||
| USD 0.01 common | Sale | 3,999 | 28.5314 USD | ||||
| USD 0.01 common | Sale | 4,079 | 28.9023 USD | ||||
| USD 0.01 common | Sale | 4,422 | 28.8806 USD | ||||
| USD 0.01 common | Sale | 5,257 | 28.9453 USD | ||||
| USD 0.01 common | Sale | 5,842 | 28.8629 USD | ||||
| USD 0.01 common | Sale | 6,280 | 28.8650 USD | ||||
| USD 0.01 common | Sale | 6,691 | 28.8592 USD | ||||
| USD 0.01 common | Sale | 6,742 | 28.9809 USD | ||||
| USD 0.01 common | Sale | 6,945 | 28.8338 USD | ||||
| USD 0.01 common | Sale | 6,950 | 28.8306 USD | ||||
| USD 0.01 common | Sale | 7,712 | 28.8462 USD | ||||
| USD 0.01 common | Sale | 7,729 | 28.8624 USD | ||||
| USD 0.01 common | Sale | 8,243 | 28.8655 USD | ||||
| USD 0.01 common | Sale | 8,939 | 28.8265 USD | ||||
| USD 0.01 common | Sale | 9,117 | 28.8825 USD | ||||
| USD 0.01 common | Sale | 10,597 | 28.8849 USD | ||||
| USD 0.01 common | Sale | 12,258 | 28.8576 USD | ||||
| USD 0.01 common | Sale | 13,661 | 28.8268 USD | ||||
| USD 0.01 common | Sale | 15,129 | 28.8585 USD | ||||
| USD 0.01 common | Sale | 16,020 | 28.8241 USD | ||||
| USD 0.01 common | Sale | 17,669 | 28.7950 USD | ||||
| USD 0.01 common | Sale | 19,669 | 28.9792 USD | ||||
| USD 0.01 common | Sale | 22,545 | 28.8545 USD | ||||
| USD 0.01 common | Sale | 25,966 | 28.7943 USD | ||||
| USD 0.01 common | Sale | 26,422 | 28.9777 USD | ||||
| USD 0.01 common | Sale | 39,675 | 28.9800 USD | ||||
| USD 0.01 common | Sale | 46,580 | 28.9103 USD | ||||
| USD 0.01 common | Sale | 52,318 | 28.8666 USD | ||||
| USD 0.01 common | Sale | 64,180 | 28.8524 USD | ||||
| USD 0.01 common | Sale | 84,781 | 28.7588 USD | ||||
| USD 0.01 common | Sale | 118,580 | 28.8468 USD | ||||
| USD 0.01 common | Sale | 122,326 | 28.8743 USD | ||||
| USD 0.01 common | Sale | 154,902 | 28.9008 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 3 Mar 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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