21st Feb 2022 14:05
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 17 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,444,978 | 0.25% | 790,888 | 0.14% | ||
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(2) | Cash-settled derivatives: |
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386,237 | 0.07% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,831,215 | 0.31% | 2,301,438 | 0.40% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
| |
| security |
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| securities |
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| USD 0.01 common | Purchase | 2 | 28.4700 USD | ||||
| USD 0.01 common | Purchase | 3 | 28.5000 USD | ||||
| USD 0.01 common | Purchase | 10 | 28.4400 USD | ||||
| USD 0.01 common | Purchase | 12 | 27.9300 USD | ||||
| USD 0.01 common | Purchase | 22 | 28.1800 USD | ||||
| USD 0.01 common | Purchase | 34 | 28.1252 USD | ||||
| USD 0.01 common | Purchase | 54 | 28.1733 USD | ||||
| USD 0.01 common | Purchase | 54 | 28.0300 USD | ||||
| USD 0.01 common | Purchase | 54 | 28.0666 USD | ||||
| USD 0.01 common | Purchase | 90 | 28.0760 USD | ||||
| USD 0.01 common | Purchase | 100 | 27.9500 USD | ||||
| USD 0.01 common | Purchase | 100 | 28.3000 USD | ||||
| USD 0.01 common | Purchase | 107 | 28.0071 USD | ||||
| USD 0.01 common | Purchase | 109 | 28.0260 USD | ||||
| USD 0.01 common | Purchase | 112 | 28.0718 USD | ||||
| USD 0.01 common | Purchase | 126 | 28.1185 USD | ||||
| USD 0.01 common | Purchase | 126 | 28.1600 USD | ||||
| USD 0.01 common | Purchase | 126 | 28.1342 USD | ||||
| USD 0.01 common | Purchase | 126 | 28.1642 USD | ||||
| USD 0.01 common | Purchase | 126 | 28.1014 USD | ||||
| USD 0.01 common | Purchase | 155 | 28.0987 USD | ||||
| USD 0.01 common | Purchase | 200 | 28.2750 USD | ||||
| USD 0.01 common | Purchase | 211 | 27.9988 USD | ||||
| USD 0.01 common | Purchase | 215 | 28.0391 USD | ||||
| USD 0.01 common | Purchase | 215 | 28.0289 USD | ||||
| USD 0.01 common | Purchase | 270 | 28.1313 USD | ||||
| USD 0.01 common | Purchase | 300 | 28.1533 USD | ||||
| USD 0.01 common | Purchase | 306 | 28.0809 USD | ||||
| USD 0.01 common | Purchase | 337 | 28.2500 USD | ||||
| USD 0.01 common | Purchase | 549 | 28.0354 USD | ||||
| USD 0.01 common | Purchase | 592 | 28.1214 USD | ||||
| USD 0.01 common | Purchase | 671 | 28.1186 USD | ||||
| USD 0.01 common | Purchase | 700 | 28.1500 USD | ||||
| USD 0.01 common | Purchase | 737 | 28.3061 USD | ||||
| USD 0.01 common | Purchase | 961 | 28.3197 USD | ||||
| USD 0.01 common | Purchase | 1,022 | 28.0064 USD | ||||
| USD 0.01 common | Purchase | 1,300 | 28.4040 USD | ||||
| USD 0.01 common | Purchase | 1,500 | 28.3290 USD | ||||
| USD 0.01 common | Purchase | 1,584 | 28.2939 USD | ||||
| USD 0.01 common | Purchase | 1,588 | 28.3208 USD | ||||
| USD 0.01 common | Purchase | 1,782 | 28.3309 USD | ||||
| USD 0.01 common | Purchase | 1,986 | 28.6200 USD | ||||
| USD 0.01 common | Purchase | 2,000 | 28.2665 USD | ||||
| USD 0.01 common | Purchase | 2,300 | 28.2119 USD | ||||
| USD 0.01 common | Purchase | 2,535 | 28.1112 USD | ||||
| USD 0.01 common | Purchase | 2,899 | 28.3697 USD | ||||
| USD 0.01 common | Purchase | 3,097 | 28.1730 USD | ||||
| USD 0.01 common | Purchase | 3,300 | 28.2748 USD | ||||
| USD 0.01 common | Purchase | 3,549 | 28.1806 USD | ||||
| USD 0.01 common | Purchase | 5,423 | 28.3340 USD | ||||
| USD 0.01 common | Purchase | 10,048 | 28.2402 USD | ||||
| USD 0.01 common | Purchase | 10,362 | 28.2601 USD | ||||
| USD 0.01 common | Purchase | 11,297 | 28.0474 USD | ||||
| USD 0.01 common | Purchase | 11,874 | 28.1645 USD | ||||
| USD 0.01 common | Purchase | 15,845 | 28.1046 USD | ||||
| USD 0.01 common | Purchase | 16,794 | 28.3659 USD | ||||
| USD 0.01 common | Purchase | 16,904 | 28.2490 USD | ||||
| USD 0.01 common | Purchase | 21,551 | 28.1188 USD | ||||
| USD 0.01 common | Purchase | 41,024 | 28.3571 USD | ||||
| USD 0.01 common | Purchase | 45,000 | 28.1537 USD | ||||
| USD 0.01 common | Purchase | 45,779 | 28.2095 USD | ||||
| USD 0.01 common | Purchase | 89,047 | 28.1900 USD | ||||
| USD 0.01 common | Purchase | 116,888 | 28.1107 USD | ||||
| USD 0.01 common | Purchase | 140,000 | 28.3400 USD | ||||
| USD 0.01 common | Sale | 1 | 28.3650 USD | ||||
| USD 0.01 common | Sale | 2 | 28.5050 USD | ||||
| USD 0.01 common | Sale | 5 | 28.4400 USD | ||||
| USD 0.01 common | Sale | 22 | 28.1800 USD | ||||
| USD 0.01 common | Sale | 95 | 28.2100 USD | ||||
| USD 0.01 common | Sale | 123 | 28.2958 USD | ||||
| USD 0.01 common | Sale | 133 | 27.9100 USD | ||||
| USD 0.01 common | Sale | 200 | 28.1425 USD | ||||
| USD 0.01 common | Sale | 200 | 28.0950 USD | ||||
| USD 0.01 common | Sale | 200 | 28.2450 USD | ||||
| USD 0.01 common | Sale | 200 | 28.0400 USD | ||||
| USD 0.01 common | Sale | 200 | 28.0600 USD | ||||
| USD 0.01 common | Sale | 200 | 28.2500 USD | ||||
| USD 0.01 common | Sale | 201 | 28.2501 USD | ||||
| USD 0.01 common | Sale | 208 | 28.0792 USD | ||||
| USD 0.01 common | Sale | 297 | 28.3425 USD | ||||
| USD 0.01 common | Sale | 300 | 28.1400 USD | ||||
| USD 0.01 common | Sale | 300 | 28.0333 USD | ||||
| USD 0.01 common | Sale | 300 | 28.2983 USD | ||||
| USD 0.01 common | Sale | 300 | 28.2766 USD | ||||
| USD 0.01 common | Sale | 300 | 28.1866 USD | ||||
| USD 0.01 common | Sale | 300 | 28.1766 USD | ||||
| USD 0.01 common | Sale | 301 | 28.2660 USD | ||||
| USD 0.01 common | Sale | 310 | 28.0795 USD | ||||
| USD 0.01 common | Sale | 330 | 28.2656 USD | ||||
| USD 0.01 common | Sale | 341 | 28.2780 USD | ||||
| USD 0.01 common | Sale | 355 | 28.0623 USD | ||||
| USD 0.01 common | Sale | 360 | 27.9228 USD | ||||
| USD 0.01 common | Sale | 396 | 28.2291 USD | ||||
| USD 0.01 common | Sale | 400 | 28.1325 USD | ||||
| USD 0.01 common | Sale | 400 | 27.9275 USD | ||||
| USD 0.01 common | Sale | 400 | 28.2350 USD | ||||
| USD 0.01 common | Sale | 400 | 28.3162 USD | ||||
| USD 0.01 common | Sale | 405 | 28.2907 USD | ||||
| USD 0.01 common | Sale | 418 | 28.1732 USD | ||||
| USD 0.01 common | Sale | 462 | 28.0708 USD | ||||
| USD 0.01 common | Sale | 462 | 28.2623 USD | ||||
| USD 0.01 common | Sale | 474 | 28.1005 USD | ||||
| USD 0.01 common | Sale | 484 | 28.2952 USD | ||||
| USD 0.01 common | Sale | 487 | 28.3332 USD | ||||
| USD 0.01 common | Sale | 496 | 27.9478 USD | ||||
| USD 0.01 common | Sale | 504 | 28.3286 USD | ||||
| USD 0.01 common | Sale | 522 | 28.1196 USD | ||||
| USD 0.01 common | Sale | 530 | 28.2542 USD | ||||
| USD 0.01 common | Sale | 576 | 28.2716 USD | ||||
| USD 0.01 common | Sale | 599 | 28.2935 USD | ||||
| USD 0.01 common | Sale | 600 | 28.0500 USD | ||||
| USD 0.01 common | Sale | 601 | 28.2148 USD | ||||
| USD 0.01 common | Sale | 603 | 28.0683 USD | ||||
| USD 0.01 common | Sale | 633 | 28.0769 USD | ||||
| USD 0.01 common | Sale | 671 | 28.2649 USD | ||||
| USD 0.01 common | Sale | 700 | 28.1478 USD | ||||
| USD 0.01 common | Sale | 700 | 28.3671 USD | ||||
| USD 0.01 common | Sale | 704 | 27.9725 USD | ||||
| USD 0.01 common | Sale | 737 | 28.2435 USD | ||||
| USD 0.01 common | Sale | 755 | 28.0647 USD | ||||
| USD 0.01 common | Sale | 800 | 28.1468 USD | ||||
| USD 0.01 common | Sale | 800 | 28.0562 USD | ||||
| USD 0.01 common | Sale | 800 | 28.3468 USD | ||||
| USD 0.01 common | Sale | 809 | 28.2395 USD | ||||
| USD 0.01 common | Sale | 854 | 28.2961 USD | ||||
| USD 0.01 common | Sale | 908 | 28.1290 USD | ||||
| USD 0.01 common | Sale | 934 | 28.1500 USD | ||||
| USD 0.01 common | Sale | 1,000 | 28.1225 USD | ||||
| USD 0.01 common | Sale | 1,000 | 28.3665 USD | ||||
| USD 0.01 common | Sale | 1,005 | 28.3132 USD | ||||
| USD 0.01 common | Sale | 1,055 | 28.2402 USD | ||||
| USD 0.01 common | Sale | 1,080 | 28.3057 USD | ||||
| USD 0.01 common | Sale | 1,100 | 28.2118 USD | ||||
| USD 0.01 common | Sale | 1,100 | 28.1272 USD | ||||
| USD 0.01 common | Sale | 1,100 | 28.1227 USD | ||||
| USD 0.01 common | Sale | 1,101 | 28.2399 USD | ||||
| USD 0.01 common | Sale | 1,104 | 28.3600 USD | ||||
| USD 0.01 common | Sale | 1,105 | 28.1552 USD | ||||
| USD 0.01 common | Sale | 1,221 | 28.1261 USD | ||||
| USD 0.01 common | Sale | 1,300 | 28.0588 USD | ||||
| USD 0.01 common | Sale | 1,410 | 28.2637 USD | ||||
| USD 0.01 common | Sale | 1,470 | 28.1404 USD | ||||
| USD 0.01 common | Sale | 1,500 | 28.3696 USD | ||||
| USD 0.01 common | Sale | 1,700 | 28.1694 USD | ||||
| USD 0.01 common | Sale | 1,800 | 28.3663 USD | ||||
| USD 0.01 common | Sale | 1,900 | 28.3939 USD | ||||
| USD 0.01 common | Sale | 1,986 | 28.6200 USD | ||||
| USD 0.01 common | Sale | 2,178 | 28.1204 USD | ||||
| USD 0.01 common | Sale | 2,400 | 28.1997 USD | ||||
| USD 0.01 common | Sale | 2,456 | 28.2020 USD | ||||
| USD 0.01 common | Sale | 2,752 | 28.2019 USD | ||||
| USD 0.01 common | Sale | 2,772 | 28.2438 USD | ||||
| USD 0.01 common | Sale | 2,800 | 28.0805 USD | ||||
| USD 0.01 common | Sale | 2,811 | 28.1199 USD | ||||
| USD 0.01 common | Sale | 2,901 | 28.1623 USD | ||||
| USD 0.01 common | Sale | 3,165 | 28.1082 USD | ||||
| USD 0.01 common | Sale | 3,547 | 28.1804 USD | ||||
| USD 0.01 common | Sale | 3,632 | 28.0418 USD | ||||
| USD 0.01 common | Sale | 3,735 | 28.0692 USD | ||||
| USD 0.01 common | Sale | 3,991 | 28.3514 USD | ||||
| USD 0.01 common | Sale | 4,088 | 28.1433 USD | ||||
| USD 0.01 common | Sale | 4,446 | 28.1775 USD | ||||
| USD 0.01 common | Sale | 5,051 | 28.2464 USD | ||||
| USD 0.01 common | Sale | 6,134 | 28.1309 USD | ||||
| USD 0.01 common | Sale | 6,200 | 28.0922 USD | ||||
| USD 0.01 common | Sale | 6,255 | 28.3529 USD | ||||
| USD 0.01 common | Sale | 6,313 | 28.2420 USD | ||||
| USD 0.01 common | Sale | 7,533 | 28.2229 USD | ||||
| USD 0.01 common | Sale | 8,698 | 28.1909 USD | ||||
| USD 0.01 common | Sale | 10,335 | 28.1750 USD | ||||
| USD 0.01 common | Sale | 10,360 | 28.1772 USD | ||||
| USD 0.01 common | Sale | 15,915 | 28.0823 USD | ||||
| USD 0.01 common | Sale | 21,923 | 28.2484 USD | ||||
| USD 0.01 common | Sale | 23,178 | 28.3586 USD | ||||
| USD 0.01 common | Sale | 25,407 | 28.1829 USD | ||||
| USD 0.01 common | Sale | 28,893 | 28.1900 USD | ||||
| USD 0.01 common | Sale | 33,047 | 28.1621 USD | ||||
| USD 0.01 common | Sale | 34,351 | 27.9616 USD | ||||
| USD 0.01 common | Sale | 70,400 | 28.3400 USD | ||||
| USD 0.01 common | Sale | 75,023 | 28.1698 USD | ||||
| USD 0.01 common | Sale | 81,010 | 28.3396 USD | ||||
| USD 0.01 common | Sale | 97,261 | 28.1562 USD | ||||
| NB: The below transactions which were previously disclosed have been cancelled | |||||||
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| USD 0.01 common | Sale | 40,505 | 28.3396 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 21 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220221005238/en/
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