7th Mar 2022 12:26
FORM 8.3 Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 02 March 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,363,732 | 0.23% | 721,154 | 0.12% | ||
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(2) | Cash-settled derivatives: |
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230,120 | 0.04% | 3,730,776 | 0.64% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,593,852 | 0.27% | 4,451,930 | 0.76% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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security |
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| securities |
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USD 0.01 common | Purchase | 37 | 29.5950 USD | ||||
USD 0.01 common | Purchase | 99 | 29.5400 USD | ||||
USD 0.01 common | Purchase | 200 | 29.6000 USD | ||||
USD 0.01 common | Purchase | 202 | 29.4687 USD | ||||
USD 0.01 common | Purchase | 237 | 29.5546 USD | ||||
USD 0.01 common | Purchase | 400 | 29.5000 USD | ||||
USD 0.01 common | Purchase | 446 | 28.9340 USD | ||||
USD 0.01 common | Purchase | 632 | 28.8219 USD | ||||
USD 0.01 common | Purchase | 1,240 | 28.9109 USD | ||||
USD 0.01 common | Purchase | 1,493 | 28.9680 USD | ||||
USD 0.01 common | Purchase | 1,900 | 28.9100 USD | ||||
USD 0.01 common | Purchase | 1,924 | 29.5751 USD | ||||
USD 0.01 common | Purchase | 3,406 | 29.2195 USD | ||||
USD 0.01 common | Purchase | 5,231 | 29.5672 USD | ||||
USD 0.01 common | Purchase | 6,818 | 29.4583 USD | ||||
USD 0.01 common | Purchase | 14,613 | 29.1332 USD | ||||
USD 0.01 common | Purchase | 15,233 | 29.4801 USD | ||||
USD 0.01 common | Purchase | 18,721 | 29.4917 USD | ||||
USD 0.01 common | Purchase | 30,009 | 29.5459 USD | ||||
USD 0.01 common | Purchase | 76,402 | 29.6100 USD | ||||
USD 0.01 common | Purchase | 121,604 | 29.5042 USD | ||||
USD 0.01 common | Sale | 21 | 29.6066 USD | ||||
USD 0.01 common | Sale | 21 | 29.6050 USD | ||||
USD 0.01 common | Sale | 21 | 29.6033 USD | ||||
USD 0.01 common | Sale | 21 | 29.5983 USD | ||||
USD 0.01 common | Sale | 21 | 29.5933 USD | ||||
USD 0.01 common | Sale | 34 | 29.3900 USD | ||||
USD 0.01 common | Sale | 35 | 29.6040 USD | ||||
USD 0.01 common | Sale | 35 | 29.6020 USD | ||||
USD 0.01 common | Sale | 45 | 29.5762 USD | ||||
USD 0.01 common | Sale | 47 | 28.9550 USD | ||||
USD 0.01 common | Sale | 65 | 29.5950 USD | ||||
USD 0.01 common | Sale | 77 | 29.6166 USD | ||||
USD 0.01 common | Sale | 80 | 29.5875 USD | ||||
USD 0.01 common | Sale | 81 | 29.5849 USD | ||||
USD 0.01 common | Sale | 82 | 29.5837 USD | ||||
USD 0.01 common | Sale | 108 | 29.5973 USD | ||||
USD 0.01 common | Sale | 145 | 29.5769 USD | ||||
USD 0.01 common | Sale | 161 | 29.6031 USD | ||||
USD 0.01 common | Sale | 200 | 28.9400 USD | ||||
USD 0.01 common | Sale | 200 | 29.4850 USD | ||||
USD 0.01 common | Sale | 200 | 29.4750 USD | ||||
USD 0.01 common | Sale | 200 | 29.3400 USD | ||||
USD 0.01 common | Sale | 214 | 29.6105 USD | ||||
USD 0.01 common | Sale | 223 | 29.5443 USD | ||||
USD 0.01 common | Sale | 257 | 29.5883 USD | ||||
USD 0.01 common | Sale | 300 | 29.3000 USD | ||||
USD 0.01 common | Sale | 354 | 29.6000 USD | ||||
USD 0.01 common | Sale | 513 | 29.1962 USD | ||||
USD 0.01 common | Sale | 584 | 29.5549 USD | ||||
USD 0.01 common | Sale | 800 | 29.4325 USD | ||||
USD 0.01 common | Sale | 939 | 29.5147 USD | ||||
USD 0.01 common | Sale | 1,548 | 29.1146 USD | ||||
USD 0.01 common | Sale | 1,578 | 29.5859 USD | ||||
USD 0.01 common | Sale | 1,685 | 29.5072 USD | ||||
USD 0.01 common | Sale | 3,406 | 29.2195 USD | ||||
USD 0.01 common | Sale | 3,489 | 29.5371 USD | ||||
USD 0.01 common | Sale | 4,737 | 29.5046 USD | ||||
USD 0.01 common | Sale | 5,167 | 29.5403 USD | ||||
USD 0.01 common | Sale | 6,349 | 28.9100 USD | ||||
USD 0.01 common | Sale | 7,634 | 29.4756 USD | ||||
USD 0.01 common | Sale | 9,080 | 29.5996 USD | ||||
USD 0.01 common | Sale | 9,819 | 29.5892 USD | ||||
USD 0.01 common | Sale | 10,740 | 29.5012 USD | ||||
USD 0.01 common | Sale | 12,735 | 29.1694 USD | ||||
USD 0.01 common | Sale | 15,568 | 29.4862 USD | ||||
USD 0.01 common | Sale | 15,603 | 29.6091 USD | ||||
USD 0.01 common | Sale | 47,462 | 29.5449 USD | ||||
USD 0.01 common | Sale | 61,984 | 29.6100 USD | ||||
USD 0.01 common | Sale | 77,147 | 29.4704 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 7 Mar 2022 |
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| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 |
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220307005525/en/
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