7th Mar 2022 16:58
FORM 8.3 - Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 03 March 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,394,967 | 0.24% | 738,368 | 0.13% | ||
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(2) | Cash-settled derivatives: |
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230,120 | 0.04% | 3,730,776 | 0.64% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,625,087 | 0.28% | 4,469,144 | 0.77% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 0 | 0.00% | 10,000 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 0 | 0.00% | 10,000 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
Convertible Bond | Purchase | 20,000 | 144.2500 USD | ||||
Convertible Bond | Purchase | 251,000 | 144.9649 USD | ||||
Convertible Bond | Sale | 15,000 | 144.2500 USD | ||||
Convertible Bond | Sale | 502,000 | 144.9649 USD | ||||
USD 0.01 common | Purchase | 1 | 29.3900 USD | ||||
USD 0.01 common | Purchase | 1 | 29.7200 USD | ||||
USD 0.01 common | Purchase | 2 | 29.6250 USD | ||||
USD 0.01 common | Purchase | 4 | 29.6900 USD | ||||
USD 0.01 common | Purchase | 4 | 29.7425 USD | ||||
USD 0.01 common | Purchase | 5 | 29.7300 USD | ||||
USD 0.01 common | Purchase | 8 | 29.6693 USD | ||||
USD 0.01 common | Purchase | 88 | 29.6450 USD | ||||
USD 0.01 common | Purchase | 100 | 29.9400 USD | ||||
USD 0.01 common | Purchase | 147 | 29.7706 USD | ||||
USD 0.01 common | Purchase | 200 | 29.5400 USD | ||||
USD 0.01 common | Purchase | 201 | 29.6600 USD | ||||
USD 0.01 common | Purchase | 587 | 29.5110 USD | ||||
USD 0.01 common | Purchase | 600 | 29.6500 USD | ||||
USD 0.01 common | Purchase | 600 | 29.8083 USD | ||||
USD 0.01 common | Purchase | 701 | 29.7160 USD | ||||
USD 0.01 common | Purchase | 721 | 29.9378 USD | ||||
USD 0.01 common | Purchase | 765 | 29.6620 USD | ||||
USD 0.01 common | Purchase | 2,143 | 29.7640 USD | ||||
USD 0.01 common | Purchase | 2,207 | 29.7696 USD | ||||
USD 0.01 common | Purchase | 2,296 | 29.7709 USD | ||||
USD 0.01 common | Purchase | 2,822 | 29.7086 USD | ||||
USD 0.01 common | Purchase | 3,952 | 29.8268 USD | ||||
USD 0.01 common | Purchase | 4,029 | 29.7852 USD | ||||
USD 0.01 common | Purchase | 4,965 | 29.7301 USD | ||||
USD 0.01 common | Purchase | 5,910 | 29.7599 USD | ||||
USD 0.01 common | Purchase | 6,434 | 29.7799 USD | ||||
USD 0.01 common | Purchase | 6,793 | 29.8351 USD | ||||
USD 0.01 common | Purchase | 6,973 | 29.8643 USD | ||||
USD 0.01 common | Purchase | 8,065 | 29.6981 USD | ||||
USD 0.01 common | Purchase | 8,304 | 29.5430 USD | ||||
USD 0.01 common | Purchase | 9,481 | 29.4719 USD | ||||
USD 0.01 common | Purchase | 11,648 | 29.6950 USD | ||||
USD 0.01 common | Purchase | 12,858 | 29.8712 USD | ||||
USD 0.01 common | Purchase | 17,105 | 29.6948 USD | ||||
USD 0.01 common | Purchase | 18,420 | 29.7600 USD | ||||
USD 0.01 common | Purchase | 23,800 | 29.5500 USD | ||||
USD 0.01 common | Purchase | 24,508 | 29.7739 USD | ||||
USD 0.01 common | Purchase | 87,655 | 29.5789 USD | ||||
USD 0.01 common | Purchase | 93,829 | 29.7692 USD | ||||
USD 0.01 common | Purchase | 136,324 | 29.7724 USD | ||||
USD 0.01 common | Purchase | 148,000 | 29.7875 USD | ||||
USD 0.01 common | Sale | 2 | 29.7850 USD | ||||
USD 0.01 common | Sale | 6 | 29.5833 USD | ||||
USD 0.01 common | Sale | 12 | 29.6400 USD | ||||
USD 0.01 common | Sale | 12 | 29.7300 USD | ||||
USD 0.01 common | Sale | 12 | 29.6050 USD | ||||
USD 0.01 common | Sale | 36 | 29.6433 USD | ||||
USD 0.01 common | Sale | 36 | 29.6000 USD | ||||
USD 0.01 common | Sale | 48 | 29.6225 USD | ||||
USD 0.01 common | Sale | 48 | 29.7062 USD | ||||
USD 0.01 common | Sale | 60 | 29.6060 USD | ||||
USD 0.01 common | Sale | 60 | 29.6080 USD | ||||
USD 0.01 common | Sale | 70 | 29.6454 USD | ||||
USD 0.01 common | Sale | 88 | 29.6900 USD | ||||
USD 0.01 common | Sale | 88 | 29.6450 USD | ||||
USD 0.01 common | Sale | 100 | 29.5200 USD | ||||
USD 0.01 common | Sale | 107 | 29.6440 USD | ||||
USD 0.01 common | Sale | 200 | 29.5400 USD | ||||
USD 0.01 common | Sale | 200 | 29.6700 USD | ||||
USD 0.01 common | Sale | 200 | 29.9600 USD | ||||
USD 0.01 common | Sale | 214 | 29.7541 USD | ||||
USD 0.01 common | Sale | 325 | 29.7196 USD | ||||
USD 0.01 common | Sale | 363 | 29.7059 USD | ||||
USD 0.01 common | Sale | 413 | 29.9250 USD | ||||
USD 0.01 common | Sale | 520 | 29.7108 USD | ||||
USD 0.01 common | Sale | 558 | 29.7691 USD | ||||
USD 0.01 common | Sale | 637 | 29.7680 USD | ||||
USD 0.01 common | Sale | 651 | 29.8096 USD | ||||
USD 0.01 common | Sale | 701 | 29.7160 USD | ||||
USD 0.01 common | Sale | 806 | 29.7526 USD | ||||
USD 0.01 common | Sale | 840 | 29.8004 USD | ||||
USD 0.01 common | Sale | 885 | 29.7567 USD | ||||
USD 0.01 common | Sale | 1,041 | 29.7700 USD | ||||
USD 0.01 common | Sale | 1,082 | 29.7822 USD | ||||
USD 0.01 common | Sale | 1,193 | 29.7392 USD | ||||
USD 0.01 common | Sale | 1,271 | 29.6835 USD | ||||
USD 0.01 common | Sale | 1,274 | 29.8066 USD | ||||
USD 0.01 common | Sale | 2,290 | 29.7839 USD | ||||
USD 0.01 common | Sale | 2,484 | 29.7017 USD | ||||
USD 0.01 common | Sale | 2,810 | 29.7658 USD | ||||
USD 0.01 common | Sale | 6,079 | 29.7599 USD | ||||
USD 0.01 common | Sale | 6,091 | 29.7646 USD | ||||
USD 0.01 common | Sale | 6,935 | 29.7870 USD | ||||
USD 0.01 common | Sale | 7,592 | 29.7921 USD | ||||
USD 0.01 common | Sale | 11,054 | 29.6579 USD | ||||
USD 0.01 common | Sale | 11,900 | 29.5500 USD | ||||
USD 0.01 common | Sale | 15,863 | 29.6959 USD | ||||
USD 0.01 common | Sale | 24,845 | 29.7600 USD | ||||
USD 0.01 common | Sale | 27,144 | 29.7883 USD | ||||
USD 0.01 common | Sale | 100,066 | 29.7642 USD | ||||
USD 0.01 common | Sale | 105,636 | 29.5650 USD | ||||
USD 0.01 common | Sale | 148,000 | 29.7875 USD | ||||
USD 0.01 common | Sale | 148,000 | 29.7876 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 7 Mar 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220307005768/en/
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