1st Feb 2022 15:11
FORM 8.3
Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 28 January 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,349,069 | 0.23% | 599,767 | 0.10% | ||
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(2) | Cash-settled derivatives: |
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341,824 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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(4) |
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| TOTAL: | 1,690,893 | 0.29% | 2,110,317 | 0.36% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 390,000 | 0.07% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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(4) |
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| TOTAL: | 390,000 | 0.07% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 common | Purchase | 6 | 25.6350 USD | ||||
| USD 0.01 common | Purchase | 6 | 25.6000 USD | ||||
| USD 0.01 common | Purchase | 6 | 25.5900 USD | ||||
| USD 0.01 common | Purchase | 6 | 25.6600 USD | ||||
| USD 0.01 common | Purchase | 8 | 25.1400 USD | ||||
| USD 0.01 common | Purchase | 12 | 25.5350 USD | ||||
| USD 0.01 common | Purchase | 18 | 25.5216 USD | ||||
| USD 0.01 common | Purchase | 18 | 25.4733 USD | ||||
| USD 0.01 common | Purchase | 18 | 25.5566 USD | ||||
| USD 0.01 common | Purchase | 24 | 25.5525 USD | ||||
| USD 0.01 common | Purchase | 24 | 25.4400 USD | ||||
| USD 0.01 common | Purchase | 45 | 25.6024 USD | ||||
| USD 0.01 common | Purchase | 48 | 25.5662 USD | ||||
| USD 0.01 common | Purchase | 57 | 25.5328 USD | ||||
| USD 0.01 common | Purchase | 62 | 25.2200 USD | ||||
| USD 0.01 common | Purchase | 62 | 25.2100 USD | ||||
| USD 0.01 common | Purchase | 70 | 25.5100 USD | ||||
| USD 0.01 common | Purchase | 88 | 25.5918 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.1200 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.6300 USD | ||||
| USD 0.01 common | Purchase | 162 | 25.3820 USD | ||||
| USD 0.01 common | Purchase | 163 | 25.3321 USD | ||||
| USD 0.01 common | Purchase | 200 | 25.4268 USD | ||||
| USD 0.01 common | Purchase | 200 | 25.3700 USD | ||||
| USD 0.01 common | Purchase | 264 | 25.3954 USD | ||||
| USD 0.01 common | Purchase | 293 | 25.1607 USD | ||||
| USD 0.01 common | Purchase | 300 | 25.4766 USD | ||||
| USD 0.01 common | Purchase | 362 | 25.4158 USD | ||||
| USD 0.01 common | Purchase | 364 | 25.4081 USD | ||||
| USD 0.01 common | Purchase | 400 | 25.5550 USD | ||||
| USD 0.01 common | Purchase | 400 | 25.2000 USD | ||||
| USD 0.01 common | Purchase | 400 | 25.1600 USD | ||||
| USD 0.01 common | Purchase | 401 | 25.4574 USD | ||||
| USD 0.01 common | Purchase | 500 | 25.1500 USD | ||||
| USD 0.01 common | Purchase | 500 | 25.3980 USD | ||||
| USD 0.01 common | Purchase | 519 | 25.4435 USD | ||||
| USD 0.01 common | Purchase | 600 | 25.1850 USD | ||||
| USD 0.01 common | Purchase | 600 | 25.1300 USD | ||||
| USD 0.01 common | Purchase | 606 | 25.4379 USD | ||||
| USD 0.01 common | Purchase | 777 | 25.5676 USD | ||||
| USD 0.01 common | Purchase | 818 | 25.5829 USD | ||||
| USD 0.01 common | Purchase | 1,110 | 25.5986 USD | ||||
| USD 0.01 common | Purchase | 1,200 | 25.1375 USD | ||||
| USD 0.01 common | Purchase | 1,329 | 25.4366 USD | ||||
| USD 0.01 common | Purchase | 2,251 | 25.3916 USD | ||||
| USD 0.01 common | Purchase | 3,750 | 25.3114 USD | ||||
| USD 0.01 common | Purchase | 8,724 | 25.6185 USD | ||||
| USD 0.01 common | Purchase | 9,218 | 25.3049 USD | ||||
| USD 0.01 common | Purchase | 10,750 | 25.3123 USD | ||||
| USD 0.01 common | Purchase | 15,403 | 25.2845 USD | ||||
| USD 0.01 common | Purchase | 19,929 | 25.6400 USD | ||||
| USD 0.01 common | Purchase | 20,825 | 25.4639 USD | ||||
| USD 0.01 common | Purchase | 25,963 | 25.6333 USD | ||||
| USD 0.01 common | Purchase | 73,764 | 25.3685 USD | ||||
| USD 0.01 common | Sale | 1 | 25.4100 USD | ||||
| USD 0.01 common | Sale | 6 | 25.6600 USD | ||||
| USD 0.01 common | Sale | 15 | 25.4700 USD | ||||
| USD 0.01 common | Sale | 45 | 25.6024 USD | ||||
| USD 0.01 common | Sale | 52 | 25.4400 USD | ||||
| USD 0.01 common | Sale | 62 | 25.2100 USD | ||||
| USD 0.01 common | Sale | 70 | 25.5100 USD | ||||
| USD 0.01 common | Sale | 74 | 25.3412 USD | ||||
| USD 0.01 common | Sale | 100 | 25.4550 USD | ||||
| USD 0.01 common | Sale | 100 | 25.4575 USD | ||||
| USD 0.01 common | Sale | 100 | 25.3550 USD | ||||
| USD 0.01 common | Sale | 101 | 25.4203 USD | ||||
| USD 0.01 common | Sale | 101 | 25.4800 USD | ||||
| USD 0.01 common | Sale | 196 | 25.4500 USD | ||||
| USD 0.01 common | Sale | 200 | 25.3700 USD | ||||
| USD 0.01 common | Sale | 200 | 25.4268 USD | ||||
| USD 0.01 common | Sale | 200 | 25.6100 USD | ||||
| USD 0.01 common | Sale | 200 | 25.6050 USD | ||||
| USD 0.01 common | Sale | 250 | 25.3890 USD | ||||
| USD 0.01 common | Sale | 341 | 25.4917 USD | ||||
| USD 0.01 common | Sale | 350 | 25.4200 USD | ||||
| USD 0.01 common | Sale | 350 | 25.4442 USD | ||||
| USD 0.01 common | Sale | 400 | 25.2550 USD | ||||
| USD 0.01 common | Sale | 400 | 25.2475 USD | ||||
| USD 0.01 common | Sale | 400 | 25.6075 USD | ||||
| USD 0.01 common | Sale | 419 | 25.5454 USD | ||||
| USD 0.01 common | Sale | 600 | 25.4617 USD | ||||
| USD 0.01 common | Sale | 705 | 25.4504 USD | ||||
| USD 0.01 common | Sale | 800 | 25.3475 USD | ||||
| USD 0.01 common | Sale | 1,110 | 25.5986 USD | ||||
| USD 0.01 common | Sale | 1,190 | 25.3498 USD | ||||
| USD 0.01 common | Sale | 1,281 | 25.6398 USD | ||||
| USD 0.01 common | Sale | 1,293 | 25.1841 USD | ||||
| USD 0.01 common | Sale | 2,400 | 25.1375 USD | ||||
| USD 0.01 common | Sale | 2,514 | 25.3417 USD | ||||
| USD 0.01 common | Sale | 3,426 | 25.5419 USD | ||||
| USD 0.01 common | Sale | 5,395 | 25.2133 USD | ||||
| USD 0.01 common | Sale | 5,747 | 25.4216 USD | ||||
| USD 0.01 common | Sale | 6,891 | 25.2439 USD | ||||
| USD 0.01 common | Sale | 16,104 | 25.3765 USD | ||||
| USD 0.01 common | Sale | 19,819 | 25.4227 USD | ||||
| USD 0.01 common | Sale | 26,869 | 25.6400 USD | ||||
| USD 0.01 common | Sale | 30,341 | 25.6126 USD | ||||
| USD 0.01 common | Sale | 34,593 | 25.3642 USD | ||||
| USD 0.01 common | Sale | 47,699 | 25.3929 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 1 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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