1st Feb 2022 14:36
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 27 January 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,312,068 | 0.23% | 591,814 | 0.10% | ||
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(2) | Cash-settled derivatives: |
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341,824 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,653,892 | 0.28% | 2,102,364 | 0.36% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 390,000 | 0.07% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 390,000 | 0.07% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
USD 0.01 common | Purchase | 10 | 25.3500 USD | ||||
USD 0.01 common | Purchase | 10 | 25.3450 USD | ||||
USD 0.01 common | Purchase | 10 | 25.3400 USD | ||||
USD 0.01 common | Purchase | 11 | 25.2600 USD | ||||
USD 0.01 common | Purchase | 11 | 25.2700 USD | ||||
USD 0.01 common | Purchase | 20 | 25.3750 USD | ||||
USD 0.01 common | Purchase | 21 | 25.3657 USD | ||||
USD 0.01 common | Purchase | 22 | 25.2500 USD | ||||
USD 0.01 common | Purchase | 26 | 25.2984 USD | ||||
USD 0.01 common | Purchase | 26 | 25.2884 USD | ||||
USD 0.01 common | Purchase | 27 | 25.3550 USD | ||||
USD 0.01 common | Purchase | 30 | 25.3126 USD | ||||
USD 0.01 common | Purchase | 30 | 25.3033 USD | ||||
USD 0.01 common | Purchase | 40 | 25.3350 USD | ||||
USD 0.01 common | Purchase | 40 | 25.3412 USD | ||||
USD 0.01 common | Purchase | 40 | 25.3000 USD | ||||
USD 0.01 common | Purchase | 42 | 25.3279 USD | ||||
USD 0.01 common | Purchase | 44 | 25.2800 USD | ||||
USD 0.01 common | Purchase | 44 | 25.2625 USD | ||||
USD 0.01 common | Purchase | 50 | 25.3300 USD | ||||
USD 0.01 common | Purchase | 50 | 25.3240 USD | ||||
USD 0.01 common | Purchase | 74 | 25.3150 USD | ||||
USD 0.01 common | Purchase | 98 | 25.2077 USD | ||||
USD 0.01 common | Purchase | 100 | 25.2100 USD | ||||
USD 0.01 common | Purchase | 110 | 25.3200 USD | ||||
USD 0.01 common | Purchase | 300 | 25.2300 USD | ||||
USD 0.01 common | Purchase | 400 | 25.2850 USD | ||||
USD 0.01 common | Purchase | 700 | 25.4000 USD | ||||
USD 0.01 common | Purchase | 2,167 | 25.3110 USD | ||||
USD 0.01 common | Purchase | 2,546 | 25.2822 USD | ||||
USD 0.01 common | Purchase | 3,044 | 25.4132 USD | ||||
USD 0.01 common | Purchase | 3,562 | 25.2806 USD | ||||
USD 0.01 common | Purchase | 3,959 | 25.3572 USD | ||||
USD 0.01 common | Purchase | 6,039 | 25.5489 USD | ||||
USD 0.01 common | Purchase | 6,083 | 25.2809 USD | ||||
USD 0.01 common | Purchase | 6,620 | 25.7001 USD | ||||
USD 0.01 common | Purchase | 16,572 | 25.3051 USD | ||||
USD 0.01 common | Purchase | 17,126 | 25.3100 USD | ||||
USD 0.01 common | Purchase | 49,978 | 25.2835 USD | ||||
USD 0.01 common | Purchase | 63,148 | 25.3062 USD | ||||
USD 0.01 common | Sale | 1 | 25.1600 USD | ||||
USD 0.01 common | Sale | 3 | 25.3500 USD | ||||
USD 0.01 common | Sale | 7 | 25.3900 USD | ||||
USD 0.01 common | Sale | 7 | 25.3275 USD | ||||
USD 0.01 common | Sale | 7 | 25.3300 USD | ||||
USD 0.01 common | Sale | 9 | 25.3561 USD | ||||
USD 0.01 common | Sale | 10 | 25.3450 USD | ||||
USD 0.01 common | Sale | 10 | 25.3385 USD | ||||
USD 0.01 common | Sale | 16 | 25.3271 USD | ||||
USD 0.01 common | Sale | 50 | 25.2000 USD | ||||
USD 0.01 common | Sale | 50 | 25.2300 USD | ||||
USD 0.01 common | Sale | 50 | 25.2350 USD | ||||
USD 0.01 common | Sale | 66 | 25.2500 USD | ||||
USD 0.01 common | Sale | 100 | 25.7050 USD | ||||
USD 0.01 common | Sale | 101 | 25.5463 USD | ||||
USD 0.01 common | Sale | 193 | 25.2900 USD | ||||
USD 0.01 common | Sale | 198 | 25.3528 USD | ||||
USD 0.01 common | Sale | 201 | 25.5489 USD | ||||
USD 0.01 common | Sale | 223 | 25.1410 USD | ||||
USD 0.01 common | Sale | 279 | 25.2475 USD | ||||
USD 0.01 common | Sale | 300 | 25.3150 USD | ||||
USD 0.01 common | Sale | 300 | 25.4333 USD | ||||
USD 0.01 common | Sale | 325 | 25.4621 USD | ||||
USD 0.01 common | Sale | 337 | 25.2954 USD | ||||
USD 0.01 common | Sale | 371 | 25.2938 USD | ||||
USD 0.01 common | Sale | 400 | 25.2137 USD | ||||
USD 0.01 common | Sale | 441 | 25.3256 USD | ||||
USD 0.01 common | Sale | 483 | 25.3043 USD | ||||
USD 0.01 common | Sale | 568 | 25.2932 USD | ||||
USD 0.01 common | Sale | 600 | 25.2750 USD | ||||
USD 0.01 common | Sale | 700 | 25.4000 USD | ||||
USD 0.01 common | Sale | 1,150 | 25.2437 USD | ||||
USD 0.01 common | Sale | 1,211 | 25.3348 USD | ||||
USD 0.01 common | Sale | 1,232 | 25.1686 USD | ||||
USD 0.01 common | Sale | 1,492 | 25.1719 USD | ||||
USD 0.01 common | Sale | 1,500 | 25.5500 USD | ||||
USD 0.01 common | Sale | 1,576 | 25.2046 USD | ||||
USD 0.01 common | Sale | 1,625 | 25.3149 USD | ||||
USD 0.01 common | Sale | 1,700 | 25.2235 USD | ||||
USD 0.01 common | Sale | 2,100 | 25.3224 USD | ||||
USD 0.01 common | Sale | 2,699 | 25.1895 USD | ||||
USD 0.01 common | Sale | 3,005 | 25.2902 USD | ||||
USD 0.01 common | Sale | 3,062 | 25.2720 USD | ||||
USD 0.01 common | Sale | 4,220 | 25.5498 USD | ||||
USD 0.01 common | Sale | 4,304 | 25.2641 USD | ||||
USD 0.01 common | Sale | 6,520 | 25.7000 USD | ||||
USD 0.01 common | Sale | 7,517 | 25.3313 USD | ||||
USD 0.01 common | Sale | 16,382 | 25.3053 USD | ||||
USD 0.01 common | Sale | 17,452 | 25.3100 USD | ||||
USD 0.01 common | Sale | 28,044 | 25.2953 USD | ||||
USD 0.01 common | Sale | 69,236 | 25.3131 USD | ||||
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
USD 0.01 common | SWAP | Long | 6,017 | 25.5200 USD | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 1 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 |
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220201005850/en/
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